![](http://investorshub.advfn.com/images/default_ih_profile2_4848.jpg?cb=0)
Wednesday, August 13, 2014 1:17:09 PM
Jeffrey A. Foley – Chairman, CEO
Alan D. Stone – Director
Ted Campbell – Director
There are currently no control persons or beneficial owners of more than five percent (5%) of any class of
NanoTech’s equity securities.
B. Legal/Disciplinary History. Please identify whether any of the foregoing persons have, in the last five
years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding
(excluding traffic violations and other minor offenses);
none
2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a
court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or
otherwise limited such person’s involvement in any type of business, securities, commodities, or
banking activities;
none
3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and
Exchange Commission, the Commodity Futures Trading Commission, or a state securities regulator
of a violation of federal or state securities or commodities law, which finding or judgment has not
been reversed, suspended, or vacated; or
none
http://www.otcmarkets.com/financialReportViewer?symbol=NTEK&id=121001
http://www.scscourt.org/court_divisions/criminal/index_search.asp
http://www.sccaseinfo.org/pa6.asp?full_case_number=2-10-SC-007531&crumbs=Civil%20Index&crumbs=Party/Case%20Type%20Search&crumbs=Party/Case%20Type%20Results&crumbs=Cases%20Involving%20Jeffrey%20Foley
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