On July 21, 2014, Ironridge Global IV, Ltd. (“Ironridge”) requested an additional 235,876 shares of NewLead Holdings Ltd. (the “Company”). As of August 1, 2014, Ironridge has requested and/or received approximately 6.1 million shares (adjusted to reflect the 1-for-50 reverse split effective as of May 15, 2014 and the 1-for-50 reverse split effective as of July 15, 2014), as contained in Exhibit A, 2.0 million of which have been requested but not issued, and are therefore not included in the shares outstanding number below.
As of August 1, 2014, the Company had approximately 10.7 million shares outstanding.
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