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sbsteve

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sbsteve

Re: None

Friday, 08/01/2014 10:00:06 AM

Friday, August 01, 2014 10:00:06 AM

Post# of 39916
10-day "grace period" ends today!
Reminder that firms must get a "name approval" from the Disclosure Review Unit before filing the name change amendment.
Also, the firms will not see the name change in CRD immediately - there's a 10-day "grace period" after the name change amendment is submitted during which FINRA notifies the jurisdiction of the impending change.... Link for further informations look here http://www.finra.org/Industry/Compliance/Registration/CRD/UserSupport/P005885
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