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Re: modrica post# 612

Sunday, 07/27/2014 10:06:39 PM

Sunday, July 27, 2014 10:06:39 PM

Post# of 2862
Timeline of major events in 2Q 2014

Liquid Holdings Group Prices Follow-on Offering:
5/15/2014 $1.25
Source: http://ir.liquidholdings.com/releasedetail.cfm?releaseid=848256

Insider buys (NO SELLS):
5/15/2014 Allmen Douglas J Von Major Shareholder Buy 6,400,000 $1.25 $8,000,000.00
5/15/2014 David Francescani Director Buy 600,000 $1.25 $750,000.00
5/15/2014 Jose Ibietatorremendia General Counsel Buy 20,000 $1.26 $25,200.00
5/16/2014 Brian M Storms CEO Buy 100,000 $1.26 $126,000.00
5/16/2014 Jay Howard Bernstein Director Buy 1,850,300 $1.25 $2,312,875.00
5/20/2014 Victor R Simone Jr Director Buy 25,000 $1.58 $39,500.00
Source: http://www.analystratings.net/stocks/NASDAQ/LIQD/

Institutional investor >10% position:
5/20/2014 MSDC Management (DELL) Buy 6,000,000 10.6%
Source: http://secfilings.nasdaq.com/filingFrameset.asp?FileName=0001123292%2D14%2D000577%2Etxt&FilePath=%5C2014%5C05%5C30%5C&CoName=LIQUID+HOLDINGS+GROUP%2C+INC%2E&FormType=SC+13G&RcvdDate=5%2F30%2F2014&pdf=

Liquid Holdings and ConvergEx Prime Services Sign Joint Marketing Agreement:
5/21/2014
"We are impressed with the Liquid platform and are excited to introduce it to our clients and prospects," said Douglas Nelson, CEO of ConvergEx Prime Services.
The company serves more than 3,000 clients accessing over 100 global market centers.
Source: http://ir.liquidholdings.com/releasedetail.cfm?ReleaseID=849288

Analyst coverage:
5/21/2014 JMP Securities Initiated Coverage Outperform $2.25
Source: http://www.analystratings.net/stocks/NASDAQ/LIQD/

Institutional investor >10% position:
5/31/2014 Federated Investors 7,352,472 12.93%
Source: http://secfilings.nasdaq.com/filingFrameset.asp?FileName=0001318148%2D14%2D001026%2Etxt&FilePath=%5C2014%5C06%5C10%5C&CoName=LIQUID+HOLDINGS+GROUP%2C+INC%2E&FormType=SC+13G&RcvdDate=6%2F10%2F2014&pdf=

Analyst coverage:
6/6/2014 Craig Hallum Initiated Coverage Buy $2.50
6/13/2014 Sandler O'Neill Initiated Coverage Hold $1.60
Source: http://www.analystratings.net/stocks/NASDAQ/LIQD/

Outside of Q2, but still important:

Liquid Holdings Group Joins Russell Microcap Index:
7/1/2014
Source: http://ir.liquidholdings.com/releasedetail.cfm?releaseid=857297

Insider buy 1 week before Q2 earnings:
7/23/2014 Allmen Douglas J Von Major Shareholder Buy 55,000 $1.82 $100,000.00
Source: http://secfilings.nasdaq.com/filingFrameset.asp?FileName=0001144204%2D14%2D044731%2Etxt&FilePath=%5C2014%5C07%5C24%5C&CoName=LIQUID+HOLDINGS+GROUP%2C+INC%2E&FormType=4&RcvdDate=7%2F24%2F2014&pdf=