Tuesday, July 15, 2014 8:37:06 PM
The issuance of a Wells Notice is a confidential, non-public process, as is the corresponding investigation by the Commission. The Commission will not publicly disclose the existence of a Wells Notice or an investigation unless a determination is made by the Commission to be bring an enforcement action against the target, leaving the Wells Notice and investigation process a confidential process, unless disclosed by the target.
http://www.clydesnow.com/component/content/article/31-news/publications/securities-law/302-wells-notices-do-they-need-to-be-disclosed
i said that my "theory" to explain his aberrant behavior and going dark on both companies is that he got a wells notice.
we wont know if he did unless and until they either acknowledge it or make a Wells Submission.
how else do you explain no 10q and no form 10 being filed , moreover no form 10 being filed after it was promised and then no explanation for it's not being filed?--huh?--e
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