07/11/2014 1 COMPLAINT against Christopher R Putnam, Michael A. Affa, Mitchell H. Brown, Andrew J. Affa, Christopher G Nix (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: # 1 Civil Cover Sheet, # 2 Category Page)(Healey, Martin) (Attachment 2 replaced on 7/11/2014) (Geraldino-Karasek, Clarilde). (Entered: 07/11/2014)
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