Lehman Brothers Financial SA (LEHNQ)

[slimugrian]

List of Institutions holding CTs according to FINRA

It's end of Q2 and it seems this data is updated quarterly. Let's see in a few days/weeks if there is any "big" change in this list.

Kinda short is that list. Contrary to our boards wide spread opinion that big boys are holding the majority it seems that retail investors are holding most of the CTs.

LEHKQ
http://finra-markets.morningstar.com/MarketData/EquityOptions/detail.jsp?query=22:0P000083A6

State Ins Fd Workers' Compensation Fd 20,000 shares 12/31/2013
Private Trust Co Na 1,925 shares 03/31/2014
Columbia Management Investment Advisers, 500 shares 03/31/2014
Total: Top 3 institutions 22,425 shares

LEHLQ
http://finra-markets.morningstar.com/MarketData/EquityOptions/detail.jsp?query=22:0P000083A7

Catholic Life Ins 500,000 shares 12/31/2013
America First Fin Inst Mgt LLC 6,000 shares 03/31/2014
State Ins Fd Workers' Compensation Fd 10,000 shares 12/31/2013
American Home Life Ins Co 10,000 shares 12/31/2013
Westport Resources Management Inc 1,600 shares 03/31/2014
Total: Top 5 institutions 527,600 shares

LEHNQ
http://finra-markets.morningstar.com/MarketData/EquityOptions/detail.jsp?query=22:0P000083A8

First Catholic Slovak Union of USA & CA 8,0000 shares 12/31/2013
Columbia Management Investment Advisers, 650 shares 03/31/2014
Total: Top 2 institutions 8,650 shares

LHHMQ
http://finra-markets.morningstar.com/MarketData/EquityOptions/detail.jsp?query=22:0P000083A5

American Equity Investment Life Ins Co 80,000 shares 12/31/2013
American Home Life Ins Co 4,000 shares 12/31/2013
First Catholic Slovak Union of USA & CA 16,000 shares 12/31/2013
Redwood Investments, LLC 1,000 shares 03/31/2014
Total: Top 4 institutions 101,000 shares