InvestorsHub Logo
Followers 608
Posts 42247
Boards Moderated 6
Alias Born 01/10/2004

Re: I Like Bottom Fishing post# 598101

Thursday, 06/19/2014 4:09:56 PM

Thursday, June 19, 2014 4:09:56 PM

Post# of 640520
Candlestick Chart Analysis on USTC CHART PLAY 0.0006

http://www.usarealestateholding.com/

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&cobrand=&mode=stock

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=ema

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=macd

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=rsi

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=tdd

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=fib

http://www.ddmachine.com/default.asp?s=USTC

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=high

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=low

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=trend

http://www.stockta.com/cgi-bin/analysis.pl?symb=USTC&mode=table&table=stoch

http://www.barchart.com/detailedquote/stocks/USTC

http://www.candlestickchart.com/cgi/chart.cgi?symbol=ustc&exchange=US

http://www.stockwatch.com/Quote/Detail.aspx?symbol=USTC®ion=U

http://www.otcmarkets.com/stock/USTC/profile

http://www.barchart.com/detailedquote/stocks/USTC

http://www.ddmachine.com/default.asp?s=USTC

http://www.americanbulls.com/members/StatusPage.aspx?lang=en&Ticker=USTC

http://www.quotemedia.com/finance/quote/?qm_page=76359&qm_symbol=USTC

USTC 3 MO DAILY CHART 0.001

http://stockcharts.com/h-sc/ui?s=USTC&p=D&yr=0&mn=3&dy=21&id=p88177841745



http://stockcharts.com/h-sc/ui?s=USTC&p=D&yr=0&mn=3&dy=21&id=p88177841745

http://www.barchart.com/detailedquote/stocks/USTC
http://www.ddmachine.com/default.asp?s=USTC

http://www.quotemedia.com/finance/quote/?qm_page=76359&qm_symbol=USTC

http://www.stockwatch.com/Quote/Detail.aspx?symbol=USTC®ion=U

USTC 2 YEAR WEEKLY CHART

http://stockcharts.com/h-sc/ui?s=USTC&p=W&yr=1&mn=6&dy=21&id=p75300490911



http://stockcharts.com/h-sc/ui?s=USTC&p=W&yr=1&mn=6&dy=21&id=p75300490911

http://www.ddmachine.com/default.asp?s=USTC

http://www.barchart.com/detailedquote/stocks/USTC

$USTC http://www.ddmachine.com/default.asp?s=USTC

DD Notes ~ http://www.ddnotesmaker.com/USTC

$USTC

DD Notes ~ http://www.ddnotesmaker.com/USTC

##### recent news/filings ~ source: finance.yahoo.com

Fri, 06 Jun 2014 17:04:11 GMT ~ USA REAL ESTATE HOLDING CO Financials
read full: http://finance.yahoo.com/q/is?s=ustc
*********************************************************

Thu, 05 Jun 2014 19:00:00 GMT ~ USA Real Estate Holding Co New Management Activities
- As part of our new Business Plan we will be investing in Limited Partnerships designed to produce income. This is a notice required to be filed by companies taking certain corporate actions and must be filed two weeks ahead of the planned corporate action.
read full: http://finance.yahoo.com/news/usa-real-estate-holding-co-190000058.html
*********************************************************

Thu, 22 May 2014 16:31:00 GMT ~ USA Real Estate Holding Co Inks Three Film Package For Production This Year
- MISSOULA, Mont., May 22, 2014 /PRNewswire/ -- The Board of Directors of USA Real Estate Holding Company (OTC Pink: USTC), a Delaware corporation, today announces a great set of projects while updating its shareholders as to current status and future plans. Mr. Steve Maddox is retiring and new management is joining the company with loads of great ideas.
read full: http://finance.yahoo.com/news/usa-real-estate-holding-co-163100523.html
*********************************************************

Thu, 10 Apr 2014 23:57:00 GMT ~ USA Real Estate Holding Co Corporate Update To Shareholders
- On November 29, 2013 the Company filed a Form 15-15d/A which is a Certification And Notice Of Termination Of Registration Under Section 12(G) Of The Securities Exchange Act Of 1934 Or Suspension Of Duty To File Reports Under Sections 13 And 15(D) Of The Securities Exchange Act Of 1934. On December 16, 2013 the Company filed Interim Financial Statements for those delinquent periods for FYE December 31, 2012 and 2011. USA Real Estate Holding Company was incorporated in the State of Delaware on February 3, 2009. The Company was formed for the purpose of investing in real estate. The Company selected December 31 as its fiscal year end.
read full: http://finance.yahoo.com/news/usa-real-estate-holding-co-235700817.html
*********************************************************

Sat, 21 Dec 2013 18:04:07 GMT ~ USA REAL ESTATE HOLDING CO Financials
read full: http://finance.yahoo.com/q/is?s=ustc&annual
*********************************************************

##### chart ~ source: stockcharts.com

stockcharts.com/c-sc/sc?s=USTC&p=D&b=5&g=0&id=p95448242713

##### chart ~ source: eoddata.com

http://chart.eoddata.com/?e=OTCBB&s=USTC&w=700&h=600&t=1&bs=candle&ma=50-200&mat=SMA-SMA&i=MACD&b=BB

##### company info ~ source: otcmarkets.com

Link: http://www.otcmarkets.com/stock/USTC/company-info
Ticker: $USTC
OTC Market Place: OTC Pink Current
CIK code: 0001468500
Company name: USA Real Estate Holding Co
Company website: http://www.usarealestateholding.com/
Incorporated In: DE, USA

##### extra dd links

Edgar filings: http://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001468500&owner=exclude&count=40
Latest filings: http://www.otcmarkets.com/stock/USTC/filings
Latest financials: http://www.otcmarkets.com/stock/USTC/financials
Latest news: http://www.otcmarkets.com/stock/USTC/news - http://finance.yahoo.com/q/h?s=USTC+Headlines

Major holdings: http://data.cnbc.com/quotes/USTC/tab/8.1
Insider transactions (1): http://finance.yahoo.com/q/it?s=USTC+Insider+Transactions
Insider transactions (2): http://www.secform4.com/insider-trading/USTC.htm
Insider transactions (3): http://www.insidercow.com/history/company.jsp?company=USTC

RegSho: http://www.regsho.com/tools/symbol_stats.php?sym=USTC&search=search

DTCC: http://search2.dtcc.com/?q=USA+Real+Estate+Holding+Co&x=10&y=8&sp_p=all&sp_f=ISO-8859-1
Spoke company information: http://www.spoke.com/search?utf8=%E2%9C%93&q=USA+Real+Estate+Holding+Co
Corporation WIKI: http://www.corporationwiki.com/search/results?term=USA+Real+Estate+Holding+Co&x=0&y=0
WHOIS: http://whois.domaintools.com/http://www.usarealestateholding.com/
Alexa: http://www.alexa.com/siteinfo/http://www.usarealestateholding.com/#
Corporate website internet archive: http://web.archive.org/web/*/http://www.usarealestateholding.com/

Short Sales: http://www.otcmarkets.com/stock/USTC/short-sales
Insider Disclosure: http://www.otcmarkets.com/stock/USTC/insider-transactions
Research Reports: http://www.otcmarkets.com/stock/USTC/research
Historical Prices: http://finance.yahoo.com/q/hp?s=USTC+Historical+Prices
Basic Tech. Analysis: http://finance.yahoo.com/q/ta?s=USTC+Basic+Tech.+Analysis
Company Profile: http://finance.yahoo.com/q/pr?s=USTC+Profile
Key Statistics: http://finance.yahoo.com/q/ks?s=USTC+Key+Statistics
Industry: http://finance.yahoo.com/q/in?s=USTC+Industry
Insider Roster: http://finance.yahoo.com/q/ir?s=USTC+Insider+Roster
Income Statement: http://finance.yahoo.com/q/is?s=USTC
Balance Sheet: http://finance.yahoo.com/q/bs?s=USTC
Cash Flow: http://finance.yahoo.com/q/cf?s=USTC+Cash+Flow&annual
Market Watch: http://www.marketwatch.com/investing/stock/USTC
Bloomberg: http://www.bloomberg.com/quote/USTC:US
Morningstar: http://quotes.morningstar.com/stock/s?t=USTC
Bussinessweek: http://investing.businessweek.com/research/stocks/snapshot/snapshot_article.asp?ticker=USTC
Barchart: http://www.barchart.com/quotes/stocks/USTC
OTC Short Report: http://otcshortreport.com/index.php?index=USTC
Investopedia: http://www.investopedia.com/markets/stocks/USTC/?wa=0

http://www.pennystocktweets.com/stocks/profile/USTC

##### last known share structure ~ source: otcmarkets.com

Market Value: $1,367,759 a/o Jun 18, 2014
Shares Outstanding: 2,279,599,000 a/o May 22, 2014
Float: 1,677,199,017 a/o May 22, 2014
Authorized Shares: 500,000,000,000 a/o May 22, 2014
Par Value: 0.00001

##### business description ~ source: otcmarkets.com

As part of our new Business Plan we will be investing in Limited Partnerships designed to produce income. Real property, Film Production as well as Oil & Gas and the HOT New Sector Cannabis.We are have many deals under review and will announce them as they are finalized.We also will continue with our original Business Plan as stated below:We are USA REAL ESTATE HOLDING COMPANY, a Delaware corporation, a development-stage company with our shares of common stock quoted through the OTC pink sheets (OTC: USTC). Our business plan is to purchase primarily commercial properties, including the land, on which retail stores, restaurants and other commercial ventures operate. We will then lease back each respective property we purchase to the business(es) who operate upon them, through double- and triple-net leases. Less frequently, we may also purchase income-producing multi-unit residential property, and turn management of such property to professional management firms. Our mission is to own a portfolio of properties which produce predictable revenues through the leasing of such properties to the existing tenants.Less >>

DD Notes ~ http://www.ddnotesmaker.com/USTC

Update:USTC & USA REAL ESTATE HOLDING CO UPDATES NEW MANAGEMENT ACTIVITIES

http://www.usarealestateholding.com/updates

June 17, 2014--The film we funded per the update below is scheduled to start shooting June 26, 27 & 28th, 2014. They're filming in the Sonora Desert area of British Columbia. These are the scenes that need to be shot out doors, followed by studio and lab work after that. The Director of Photography is using the most advanced HD digital camera available. This is a trend in the industry with 35-mm seldom being used these days and Super 16mm the choice for those that need film.

June 11, 2014--Per our previously announced three film package on May 22, 2014, we have fully funded our first film referenced in that announcement. We will not announce anything regarding the name of the film or the production company until after they make a press release per our confidential requirements. Movies can be disqualified from film festivals and awards if untimely public info is prematurely released. The production company will be filming in late June 2014.

Corporate Updates

USA REAL ESTATE HOLDING CO UPDATES NEW MANAGEMENT ACTIVITIES

SANTA MONICA, Calif. -- June 5, 2014 -PRNewsWire-The Board of Directors of USA Real Estate Holding Company (OTC Pink: USTC) updates shareholders as to Business Plans. As part of our new Business Plan we will be investing in Limited Partnerships designed to produce income. New management is working on many compliance related items and we may be filing form 6490 with FINRA in the coming weeks. This is a notice required to be filed by companies taking certain corporate actions and must be filed two weeks ahead of the planned corporate action. Late filings are subject to onerous fees. These contemplated corporate actions are in no way delaying the projects that are in the works.
Film: We have three movie deals to fund and a possible fourth, and are progressing nicely with the funding efforts. Our first film investment, Malacrianza is just finishing post production and will be shown at certain film festivals in the United States this Fall. They are negotiating a Latin American movie distribution contract for release later this year.

Oil & Gas: We have several projects to do once we have the capital in place. There are serious-minded investors with plans underway to address these needs.

Medical Marijuana: We are seriously looking at what will likely be a multi-billion dollar industry in just a few years. Many serious and big players are entering the field. We are considering how we can participate in the explosive market.
Real Property: We plan to continue the Company's past dealings with two pending items possible to complete.
Further information can be obtained by contacting our Investor Relations firm Pacific Equity Alliance at +1 858-886-7237 http://www.pacificequityusa.com

http://www.usarealestateholding.com/updates

Safe Harbor Statement
This website includes forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements generally can be identified by phrases such as USTC or its management"believes," "expects," "anticipates," "foresees," "forecasts," ''estimates" or other words or phrases of similar import. Similarly, statements herein that describe USTC's business strategy, outlook, objectives, plans, intentions or goals also are forward-looking statements. All such forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from those in forward-looking statements.

http://www.usarealestateholding.com/updates

Copyright © 2011. All Rights Reserved.
Designed by Web-JIVE LLC.

USA Real Estate Holding Co New Management Activities

Jun 05, 2014
OTC Disclosure & News Service

http://www.otcmarkets.com/stock/USTC/news/USA-Real-Estate-Holding-Co-New-Management-Activities?id=82188&b=y

USA Real Estate Holding Co New Management Activities

PR Newswire

SANTA MONICA, Calif., June 5, 2014

http://www.otcmarkets.com/stock/USTC/news/USA-Real-Estate-Holding-Co-New-Management-Activities?id=82188&b=y

SANTA MONICA, Calif., June 5, 2014 /PRNewswire/ -- The Board of Directors of USA Real Estate Holding Company (OTC Pink: USTC) updates shareholders as to Business Plans. As part of our new Business Plan we will be investing in Limited Partnerships designed to produce income. New management is working on many compliance related items and we may be filing form 6490 with FINRA in the coming weeks. This is a notice required to be filed by companies taking certain corporate actions and must be filed two weeks ahead of the planned corporate action. Late filings are subject to onerous fees. These contemplated corporate actions are in no way delaying the projects that are in the works.

Research & Market Transparency FINRA Form 6490

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

1. Where can I find out more information regarding FINRA Rule 6490?
The full text of the rule can be found at

http://www.finra.org/rulefilings/2009-089 or in Regulatory Notice 10-38 at http://www.finra.org/notices/10-38


Industry Professionals > Compliance > Market Transparency > UPC > Frequently Asked Questions
Compliance
Registration
Regulatory Filings
Report Center
Market Transparency
Compliance Exams
Continuing Education
UPC Corporate Actions Frequently Asked Questions (FAQ)

Dividends
What rules govern the reporting of dividends; when must a company report a declaration of a dividend or other distribution?
What is an "ex-dividend date"?
How does a company report a dividend?
What is the "record date" for a dividend?
What is the "payable date" for a dividend?
What documentation is required for stock dividends which are 25% or greater than the security value?

Other Company Related Actions
What is a "stock split"?
What documents are required for a stock split?
What documents are required for a Company to change its name?
Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?

Rule 6490

Where can I find out more information regarding FINRA Rule 6490?

Are all mergers and acquisitions required to be filed under FINRA Rule 6490?

When must an issuer notify FINRA of a filing of dissolution with the state?

What party is responsible for paying all fees?

Which company-related actions require a fee?

When does the 10 calendar day commence in connection with calculation the fee?

If my company is affecting multiple SEA 10b-17 events, are multiple action fees required to be paid?
What are the applicable fees under FINRA Rule 6490?
How do I submit the applicable fee?
Dividends


1. What rules govern the reporting of dividends; when must a company report a declaration of a dividend or other distribution?
Please refer to Rule 10b-17 (Untimely Announcements of Record Dates) of the Securities Exchange Act of 1934 ("SEA"), which generally requires an OTC Equity issuer to provide FINRA's Operations Department notice 10 days prior to the record date of the following corporate actions: (1) the issuance of a dividend or other distribution in cash or in kind; (2) a stock split or reverse split; or (3) a rights or other subscription offering. Failure by an OTC Equity issuer to provide the requisite notice may constitute a violation of Section 10 of the Securities Exchange Act of 1934.
2. What is an "ex-dividend date"?
The date on or after which a security begins trading without the dividend (cash or stock) included in the contract price. Please refer to FINRA Rule 11140 to see how an ex-dividend date is set. See Notice to Members 00-54, Ex-Dividend Dates (August 2000).
3. How does a company report a dividend?
As of March 14, 2011, issuers, ADR depositary banks and other parties that provide notice of company-related actions to FINRA under Rule 6490 must use a new electronic system to provide such notice to FINRA. As of this date, FINRA no longer accepts paper copies of the Issuer and ADR Company-Related Action Notification Forms. FINRA continues to accept paper copies of the Transfer Agent Verification Form, as it is not a part of the new electronic system. See Regulatory Notice 11-09 for more information.
Electronic Issuer Company-Related Action Notification Form
Instructions (PDF 61 KB)

Electronic ADR Company-Related Action Notification Form
Instructions (PDF 49 KB)
4. What is the "record date" for a dividend?
The date on which a company's records are closed to determine which stockholders are to be sent dividends, proxies, rights, etc.
5. What is the "payable date" for a dividend?
The date the dividend is sent to the record owner of the security.
6. What documentation is required for stock dividends which are 25% or greater than the security value?
Completed Issuer Company-Related Action Notification Form
Completed Transfer Agent Verification Form (PDF 509 KB)
Documentation identified on the electronic system when completing the company-related action notification form, e.g.:File stamped articles of incorporation, executed and notarized copy of Board of Directors Resolution authorizing the dividend, or SEC filing equivalent, or notarized and executed offers certificate, or specific state law stating why it is not required
Other Company Related Actions


1. What is a "stock split"?
The division of outstanding shares of a corporation into a larger number of shares (forward split) or a smaller number of shares (reverse split). For example: in a 3-for-1 forward split, a holder of 100 shares would receive 300 shares of the post-split security, In a 1-2 reverse split, a holder of 100 shares would receive 50 shares of the post-split security. In both examples, the proportionate equity in the company would remain the same.
2. What documents are required for a stock split?
The company needs to complete the Issuer Company-Related Action Notification Form and submit to FINRA no later than 10 calendar days prior to the record date of the corporate action. Submissions can be set via email or fax to (202) 689-3533. Failure by an OTC Equity issuer to provide the requisite notice may constitute fraud under Section 10 of the Securities Exchange Act of 1934.
3. What documents are required for a Company to change its name?
The company needs to complete the Issuer Company-Related Action Notification Form and submit to FINRA no later than 10 calendar days prior to the record date of the corporate action. Submissions can be set via email or fax to (202) 689-3533. Failure by an OTC Equity issuer to provide the requisite notice may constitute fraud under Section 10 of the Securities Exchange Act of 1934.
4. Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?
Yes, FINRA will not process a voluntary symbol request if the issuer has either an announced corporate action or a symbol change within the past 60 days.
Rule 6490


1. Where can I find out more information regarding FINRA Rule 6490?
The full text of the rule can be found at

http://www.finra.org/rulefilings/2009-089 or in Regulatory Notice 10-38 at http://www.finra.org/notices/10-38

Film: We have three movie deals to fund and a possible fourth, and are progressing nicely with the funding efforts. Our first film investment, Malacrianza is just finishing post production and will be shown at certain film festivals in the United States this Fall. They are negotiating a Latin American movie distribution contract for release later this year.

Oil & Gas: We have several projects to do once we have the capital in place. There are serious-minded investors with plans underway to address these needs.

Medical Marijuana: We are seriously looking at what will likely be a multi-billion dollar industry in just a few years. Many serious and big players are entering the field. We are considering how we can participate in the explosive market.

Real Property: We plan to continue the Company's past dealings with two pending items possible to complete.

More information can be obtained by visiting

http://www.usarealestateholding.com

Source: USA Real Estate Holding Co 310-526-8076

Further information can be obtained by contacting our Investor Relations firm Pacific Equity Alliance at +1 858-886-7237 http://www.pacificequityusa.com

Safe Harbour Statement

This communication contains statements that may constitute "forward-looking statements" within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995. Those statements include statements regarding the intent, belief or current expectations of USA Real Estate Holding Company and members of its management as well as the assumptions on which such statements are based.

Prospective investors are cautioned that any such forward-looking statements are not guarantees of future performance and involve risks and uncertainties, and that actual results may differ materially from those contemplated by such forward-looking statements. Important factors currently known to management that could cause actual results to differ materially from those in forward-statements include fluctuation of operating results, the ability to compete successfully, and the ability to complete before-mentioned transactions.

The company undertakes no obligation to update or revise forward-looking statements to reflect changed assumptions, the occurrence of unanticipated events or changes to future operating results.

SOURCE USA Real Estate Holding Company

http://www.otcmarkets.com/stock/USTC/news/USA-Real-Estate-Holding-Co-New-Management-Activities?id=82188&b=y

Copyright © 2014 PR Newswire. All Rights Reserved

http://www.otcmarkets.com/stock/USTC/news/USA-Real-Estate-Holding-Co-New-Management-Activities?id=82188&b=y

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

The above news release has been provided by the above company via the OTC Disclosure and News Service. Issuers of news releases and not OTC Markets Group Inc. are solely responsible for the accuracy of such news releases.


1. Where can I find out more information regarding FINRA Rule 6490?
The full text of the rule can be found at

http://www.finra.org/rulefilings/2009-089 or in Regulatory Notice 10-38 at http://www.finra.org/notices/10-38

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1


FINRA Logo Submit
FINRA Home About FINRA Newsroom Careers
Industry
Tools Contacts Subscriptions
Regulation Compliance Education Enforcement
Industry Professionals > Compliance > Market Transparency > UPC > Frequently Asked Questions
Compliance
Registration
Regulatory Filings 6490
Report Center
Market Transparency
Compliance Exams
Continuing Education
UPC Corporate Actions Frequently Asked Questions (FAQ)

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

Dividends
What rules govern the reporting of dividends; when must a company report a declaration of a dividend or other distribution?
What is an "ex-dividend date"?
How does a company report a dividend?
What is the "record date" for a dividend?
What is the "payable date" for a dividend?
What documentation is required for stock dividends which are 25% or greater than the security value?

Other Company Related Actions
What is a "stock split"?
What documents are required for a stock split?
What documents are required for a Company to change its name?
Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?

Rule 6490
Where can I find out more information regarding FINRA Rule 6490?

Are all mergers and acquisitions required to be filed under FINRA Rule 6490?

When must an issuer notify FINRA of a filing of dissolution with the state?

What party is responsible for paying all fees?
Which company-related actions require a fee?
When does the 10 calendar day commence in connection with calculation the fee?

If my company is affecting multiple SEA 10b-17 events, are multiple action fees required to be paid?
What are the applicable fees under FINRA Rule 6490?
How do I submit the applicable fee?
Dividends

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

1. What rules govern the reporting of dividends; when must a company report a declaration of a dividend or other distribution?
Please refer to Rule 10b-17 (Untimely Announcements of Record Dates) of the Securities Exchange Act of 1934 ("SEA"), which generally requires an OTC Equity issuer to provide FINRA's Operations Department notice 10 days prior to the record date of the following corporate actions: (1) the issuance of a dividend or other distribution in cash or in kind; (2) a stock split or reverse split; or (3) a rights or other subscription offering. Failure by an OTC Equity issuer to provide the requisite notice may constitute a violation of Section 10 of the Securities Exchange Act of 1934.
2. What is an "ex-dividend date"?
The date on or after which a security begins trading without the dividend (cash or stock) included in the contract price. Please refer to FINRA Rule 11140 to see how an ex-dividend date is set. See Notice to Members 00-54, Ex-Dividend Dates (August 2000).
3. How does a company report a dividend?
As of March 14, 2011, issuers, ADR depositary banks and other parties that provide notice of company-related actions to FINRA under Rule 6490 must use a new electronic system to provide such notice to FINRA. As of this date, FINRA no longer accepts paper copies of the Issuer and ADR Company-Related Action Notification Forms. FINRA continues to accept paper copies of the Transfer Agent Verification Form, as it is not a part of the new electronic system. See Regulatory Notice 11-09 for more information.
Electronic Issuer Company-Related Action Notification Form
Instructions (PDF 61 KB)

Electronic ADR Company-Related Action Notification Form
Instructions (PDF 49 KB)
4. What is the "record date" for a dividend?
The date on which a company's records are closed to determine which stockholders are to be sent dividends, proxies, rights, etc.
5. What is the "payable date" for a dividend?
The date the dividend is sent to the record owner of the security.
6. What documentation is required for stock dividends which are 25% or greater than the security value?
Completed Issuer Company-Related Action Notification Form
Completed Transfer Agent Verification Form (PDF 509 KB)
Documentation identified on the electronic system when completing the company-related action notification form, e.g.:File stamped articles of incorporation, executed and notarized copy of Board of Directors Resolution authorizing the dividend, or SEC filing equivalent, or notarized and executed offers certificate, or specific state law stating why it is not required
Other Company Related Actions


1. What is a "stock split"?
The division of outstanding shares of a corporation into a larger number of shares (forward split) or a smaller number of shares (reverse split). For example: in a 3-for-1 forward split, a holder of 100 shares would receive 300 shares of the post-split security, In a 1-2 reverse split, a holder of 100 shares would receive 50 shares of the post-split security. In both examples, the proportionate equity in the company would remain the same.
2. What documents are required for a stock split?
The company needs to complete the Issuer Company-Related Action Notification Form and submit to FINRA no later than 10 calendar days prior to the record date of the corporate action. Submissions can be set via email or fax to (202) 689-3533. Failure by an OTC Equity issuer to provide the requisite notice may constitute fraud under Section 10 of the Securities Exchange Act of 1934.
3. What documents are required for a Company to change its name?
The company needs to complete the Issuer Company-Related Action Notification Form and submit to FINRA no later than 10 calendar days prior to the record date of the corporate action. Submissions can be set via email or fax to (202) 689-3533. Failure by an OTC Equity issuer to provide the requisite notice may constitute fraud under Section 10 of the Securities Exchange Act of 1934.
4. Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?
Yes, FINRA will not process a voluntary symbol request if the issuer has either an announced corporate action or a symbol change within the past 60 days.
Rule 6490

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

1. Where can I find out more information regarding FINRA Rule 6490?

The full text of the rule can be found at www.finra.org/rulefilings/2009-089 or in Regulatory Notice 10-38 at www.finra.org/notices/10-38

2. Are all mergers and acquisitions required to be filed under FINRA Rule 6490?

* No, only a merger or acquisition that has a direct impact on the publicly tradable security of a company (e.g., name change, distribution, cancellation of shares) would an issuer be required to notify FINRA.

3. When must an issuer notify FINRA of a filing of dissolution with the state?
If the dissolution involves no distribution or cancellation of shares, we require notification upon filing with the state. If there is a distribution or cancellation of shares, we require 10 days notification prior to the record date or cancellation date of shares as required by SEA Rule 10-17.
4. What party is responsible for paying all fees?
The requesting party is responsible for paying all fees.
5. Which company-related actions require a fee?
All SEA Rule 10b-17 notifications (any distribution of cash and/or stock), voluntary symbol request changes, and appeals pursuant to FINRA Rule 6490 require a fee.
6. When does the 10 calendar day commence in connection with calculation the fee?
The 10 day calendar commences when the issuer provides all applicable requirements of SEA Rule 10b-17 to FINRA Operations as provided in FINRA Rule 6490.
7. If my company is affecting multiple SEA 10b-17 events, are multiple action fees required to be paid?
Yes. For example, if a company conducting a reverse split and spin-off that are submitted at the same time with timely notification, the fee would be $400, $200 for each action. Also, each class of securities affected by a corporate action is subject to all applicable fees.
8. What are the applicable fees under FINRA Rule 6490?
SEA Rule 10b-17Action Fee
Timely SEA Rule 10b-17 Notification $200
Late SEA Rule 10b-17 Notification Submitted at least 5 calendar days prior to Corporate Action Date $1,000
Late SEA Rule 10b-17 Notification Submitted at least 1 calendar day prior to Corporate Action Date $2,000
Late SEA Rule 10b-17 Notification Submitted on or after Corporate Action Date $5,000
Other Company-Related Action Fee
Voluntary Symbol Request Change $500
Initial Symbol Set Up No Charge
Symbol Deletion No Charge
Appeals Fee
Action Determination Appeal Fee $4,000


http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

Please note that the fees above are not inclusive of any bank and/or wire fees. Such bank and/or wire fees are the responsibility of the requesting party and cannot be deducted from any amounts owed pursuant to FINRA Rule 6490. In addition, all fees pursuant to FINRA Rule 6490 must be paid in U.S. Dollars.

Note: The fee table is provided here for convenience only. Requesting parties should always refer to the fee table in FINRA Rule 6490, which may be amended from time to time, for the most current list of applicable fees.

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#3-1

9. How do I submit the applicable fee?
Applicable fess are submitted through the new electronic system by credit card or ACH.
Sitemap Privacy Legal

Note: I'm not a premium member, I can not reply to your PMs,Thanks.
http://investorshub.advfn.com/boards/board.aspx?board_id=4203

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.