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Thursday, June 19, 2014 2:30:20 PM
Always and I do mean ALWAYS seek and obtain your own qualified SEC attorney in such matters for the following reasons>>>
The SEC, FINRA and the DTC govern funding in pos-land and there's tons of rules and regulations one must adhere to!
It's never as easy as any pos-land CEO says it is!
For starters good luck even finding any brokerage house in the USA on or off shore that would even clear your funding paper if/when you ever got it on a DTC chilled stock!
And there's a ton of red tape involved in even getting involved in the pos-land funding game from having your own SEC attorney for legal opinion letters, brokerage house for clearing funding certs because no retail brokers(etrade, ameritrade etc) clear funder paper, understanding all the steps necessary to even clear a cert at a brokerage house, understanding the true timeline it takes at each individual broker to even clear certs with a proper paper trail, setting up a biz entity and obtaining a qualified accountant to walk you through all the tax implications, learning the rules that govern investment intent and accredited investor status rules etc etc etc
The last thing any joe retail penny player should ever do is attempt to learn the pos-land funding game from any pos-land CEO because the majority of pos-land CEO's don't even understand all the rules/regulations themselves!
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