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Alias Born 02/17/2013

Re: None

Friday, 06/13/2014 10:50:03 AM

Friday, June 13, 2014 10:50:03 AM

Post# of 2755
Now here is the dealer Matthew Levine's Experience

Managing Director and Chief Compliance Officer
KCG Holdings, Inc.
Public Company; 1001-5000 employees; Capital Markets industry
April 2009 – Present (5 years 3 months)
Chief Compliance Officer: Knight Capital Americas LLC.

Experienced Legal and Compliance Professional.

Responsible for the design and strategic direction of the Compliance Program for the Broker-Dealer and Futures Commission Merchant, covering Electronic Services (which includes electronic order routing, algorithms and the Broker-Dealer's equity and fixed income alternative trading systems), Correspondent Clearing, Prime Brokerage and Futures.
Director
Merrill Lynch
Public Company; 10,001+ employees; BAC; Financial Services industry
August 2007 – March 2009 (1 year 8 months)
Senior Compliance Officer: Equities Sales and Trading.
Director
Citigroup
Public Company; 10,001+ employees; C; Financial Services industry
2004 – 2007 (3 years)
Senior Compliance Officer: Equities Sales and Trading.
Counsel
NYSE
Public Company; 1001-5000 employees; NYX; Financial Services industry
June 1998 – July 2004 (6 years 2 months)
Regulation Division Senior Counsel providing legal support to the Division of Market Surveillance.

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