Date File Type % Own Filer/Issuer Subject Company Ticker # shrs # optn 2014-04-23 New 5% 10.0% ASHER ENTERPRISES INC NEWLEAD HOLDINGS LTD. [C] 2014-03-10 New 5% 10.0% IRONRIDGE GLOBAL IV, LTD. NEWLEAD HOLDINGS LTD. [C] 2014-03-07 New 5% 9.2% MANTANGI IRREVOCABLE TRUST NEWLEAD HOLDINGS LTD. [C] 2014-03-07 New 5% 18.3% SALVIOLA PERIAN NEWLEAD HOLDINGS LTD. [C] 2014-02-04 Amended 8.9% MG PARTNERS LTD NEWLEAD HOLDINGS LTD. [C] http://www.fatpitch.biz/cgi-bin/f.cgi/psp/extn/lmt_entry/cik.1322587.895.html