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Re: A deleted message

Tuesday, 06/10/2014 10:26:35 PM

Tuesday, June 10, 2014 10:26:35 PM

Post# of 9532
If any broker-dealer or other person has any information which may relate to this matter, they
should contact Jay Scoggins at (303) 844-1105, Kimberly S. Greer at (303) 844-1042, or Ian S.
Karpel at (303) 844-1017, of the Division of Enforcement.