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Friday, May 30, 2014 10:44:14 AM
While I'm not an Attorney, I am experienced as an Analyst, Investor,
Observer, and Commentator in this "business" since the mid-1980s.
Having reviewed and refreshed my OWN "mental database" regarding
ALL the SEC Regulations/Rules/Statutes etc. on this matter, the
following VERY CRUCIAL DISTINCTION emerges from all the smoke-and-mirrors...
all the fog-and-smog...all the hot-air...all the strawmen...and
all the obfuscation and confusion --
(Shareholder/Poster scon is on the right track, with his Post 39672.)
--- Penny Stock companies are excluded from the protection
of Safe Harbor provisions. Okay. THAT is one thing.
--- Penny Stock companies are NOT excluded from MAKING
Safe Harbor Statements. Great! THAT is another thing. They can make
all the Safe Harbor Statements they want. Big Deal. Let them. Whoop-dee-diddlie-dee.
--- As with ANY and ALL Investments (or "Trading"-type Investments),
the Investor MUST do his-or-her OWN DD AND accept all the real,
the intrinsic, and the implicit RISKS underlying and within ANY Stock Investment.
That is all.
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