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Re: Stocks4John post# 267916

Friday, 05/09/2014 1:49:09 PM

Friday, May 09, 2014 1:49:09 PM

Post# of 312015
PART III – AGREED FACTS (John W. Bordynuik)

AGREED FACTS: "purpose was conduct CONTRARY to the public interest."

15. Bordynuik adopted this practice, which violated the terms of the Childrens’ Trust, so as to put free trading and not restricted stock, in the hands of third parties.

Disciplined Persons - Bordynuik, John W.

http://www.securities-administrators.ca/disciplinedpersons.aspx

Name Date of Order
Bordynuik, John W. April 04, 2014

Details

Name: Bordynuik, John
Ontario - Ontario Securities Commission
Date of Order or Settlement April 04, 2014
Banned with or without exceptions until

Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions

Administrative Penalty or Fine
Reprimand
Payment agreed and/or ordered Administrative Penalty or Fine/Pénalité ou amende administrative: $125,000; Costs/Frais: $45,000

Violations and/or conduct
Acting contrary to the public interest
Illegal or unregistered distributions
Making false or misleading statements


Settlement Agreement (English)
http://www.osc.gov.on.ca/documents/en/Proceedings-SET/set_20140128_bordynuikjw.pdf

Supporting Documents Order (English)
http://www.osc.gov.on.ca/documents/en/Proceedings-RAD/rad_20140404_bordynuikjw.pdf