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jettson

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jettson

Re: American_Dream post# 37258

Thursday, 05/01/2014 1:59:12 AM

Thursday, May 01, 2014 1:59:12 AM

Post# of 59584
FINRA doesnt play any part in the issuance, regulation, filing or reorganization of securities or thier issuers. FINRA very explicity is the federally mandated SRO which oversees the regulation and governance of Brokers, Broker Dealers and industry professionals.

Again, unless Zo is getting in the broker business his grief will be with the SEC and the DTC.
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