Thursday, April 24, 2014 10:58:24 AM
Still want to know the following:
How did the company issue 48m free trading shares last year without filing an exemption with the SEC?
What law firm wrote an opinion letter claiming that the shares issued can be free trading?
What kind of T/A issued free trading stock without checking for an exemption filing with the SEC?
What trading firm cleared stock through the DTC?
How did the DTC clear this stock for a non-reporting company?
Do these firms not understand that FINRA is watching more closely stuff like this?
Who on the trading desk is working out this position for the IB?
Does he/she not understand that constantly wiping out the bid, creating a bigger spread, will slow down liquidity?
I suggest he/she read Jessie Livermore's 'Reminiscence of a Stock Operator'
All of these question are for the protection of the shareholders and possible investors.
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