Date Range 3/9/2007 - 3/10/2007
Trade Date Action Symbol/Desc. Qty Price Comm. Net Amount Gain/Loss for symbol
CATERPILLAR INC
03/09/2007 S Sell CAT - CATERPILLAR INC 2000 $64.39 $30.00 $128,746.04
03/02/2007 S Buy CAT - CATERPILLAR INC 1000 $63.21 $14.95 ($63,224.95)
03/02/2007 S Buy CAT - CATERPILLAR INC 1000 $63.12 $14.95 ($63,134.95) 2,386.14
Total Realized Gain/Loss for CAT $2,386.14
NYSE GROUP INC
03/09/2007 S Sell NYX - NYSE GROUP INC 10000 $84.10 $150.00 $840,824.18
03/06/2007 S Buy NYX - NYSE GROUP INC 10000 $86.51 $300.00 ($865,250.00) -24,425.82
Total Realized Gain/Loss for NYX ($24,425.82)
OIL SERVICE HOLDRS TRUST
03/09/2007 O BTC .OIHOG - OIH MAR 135 Put 225 $0.65 $337.50 ($14,962.50)
02/26/2007 O STO .OIHOG - OIH MAR 135 Put 225 $0.85 $337.50 $18,786.91 3,824.41
03/09/2007 O STC .OIHOI - OIH MAR 145 Put 500 $6.00 $750.00 $299,240.79
03/09/2007 O BTO .OIHOI - OIH MAR 145 Put 500 $5.60 $1,500.00 ($280,750.00) 18,490.79
Total Realized Gain/Loss for OIH $22,315.20
NASDAQ 100 INDEX TRACKING STOC
03/09/2007 S Sell QQQQ - NASDAQ 100 INDEX TRACKING STOC 40000 $42.76 $600.00 $1,709,747.49
03/02/2007 S Buy QQQQ - NASDAQ 100 INDEX TRACKING STOC 40000 $42.54 $600.00 ($1,702,200.00) 7,547.49
Total Realized Gain/Loss for QQQQ $7,547.49
TY
03/09/2007 F STC TYM7 - TY JUN 2007 Futures 25 108-9.5 $99.75 ($14,956.75)
03/02/2007 F BTO TYM7 - TY JUN 2007 Futures 25 108-28.5 $399.00 ($113.00) -15,069.75
Total Realized Gain/Loss for TYM7 ($15,069.75)
Total Realized Gain/Loss ($7,246.74)
