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I see TM as a business Oracle eom.
i likes dat Art! em
i see the institutional theives are...
back at it today. its all good.
your right.
yeah, its almost like the...
brokers want to muddy the waters more now. i'd bet
that these recent trades are not reversed before T3. of course
they keep taking the price south and refuse to let anyone buy.
today someone took it down 50% then stopped taking orders.
BOLIVIA has better protection in place for the retail
investor than the U.S. lol. Guess that's why the small and
mid size corps are flocking to the London Exchange now. More
power to 'um.
-50% no buys/sells now lol wtf
yep etrade rejecting my buys em
yeah, i don't doubt...
that etrade cranked this up last week. nothing but good
for them. they were shown the writing on the wall imo.
could be an interesting summer.
ETrade response:
From: E*TRADE Customer Service
Sent: June 3, 2007 11:32 PM ET
Subject: Portfolio
Topic: Reorganizations
Account: XXXX-XXXX
Reference Number: 070603-XXX
Message:
-----------------------------------------------------------------------------------------------
Dear Mr. XXXXXXX,
We appreciate your message concerning BCIT and your account XXXX-XXXX. As of Sunday 6/3/07, there is no news being reported on this security. I would anticipate information becoming available soon, possibly by Monday morning.
I hope this information has been helpful. Please let us know if we've addressed your questions and concerns satisfactorily by taking a 30-second survey at the following web address:
http://etradefinancialsurvey.com/s04/stu.php?i=164&p=9744
As always, thank you for choosing E*TRADE Financial LLC. If you have additional questions or need assistance, visit our Help Center at etrade.com/helpcenter, or give us a call at 1-800-ETRADE-1 (1-800-387-2331) between 7 a.m. and midnight ET, seven days a week. From outside the U.S., please call +1-678-624-6210. We look forward to serving your investing, banking, and lending needs for many years to come.
Sincerely,
Joseph Hinds III
1-800-355-8888 ext. 2230369
Sun 630pm-5am, M-W 1030pm-830am EST
Financial Services Representative
E*TRADE FINANCIAL
Case #: 070603-XXX
-----------------------------------------------------------------------------------------------
Dear Benjamin York/Etrade
What entity halted BCIT from trading on
6/1/07? This should not be hard to ascertain. tia
------Previous Message------
From :E*Trade Customer Service
Sent :Jun 01, 2007 02:40 PM ET
FWIW a response from etrade:
From: E*TRADE Customer Service
Sent: June 1, 2007 5:55 PM ET
Subject: Portfolio
Topic: Reorganizations
Account: XXXX-XXX
Reference Number: 070601-XXXX
Message:
-----------------------------------------------------------------------------------------------
Dear Mr. XXXXXXX:
Thank you for your inquiry about why BCIT traded on 05/31/2007 but not on 06/01/2007. On 05/31/2007 some shares of BCIT Traded. However, as of 06/01/2007, BCIT is not trading. Trading shares of BCIT has been halted. BCIT has not provided any further information to us at this time.
Please keep records of your buys and sells of BCIT on your XXXX-XXXX E*TRADE Financial brokerage account for your personal records. One can get tax information online by going through the following prompts, once logged into an E*TRADE Financial brokerage account:
A. Click on the "Accounts" tab on the left-hand side of your screen, once you have logged onto your account.
B. Click on the "Account Records" sub-tab on the right-hand side of your account.
C. Choose from the Statements, Trade Confirmations, or Tax Reports tabs for cost basis information.
The Investor Relations contact information of BCIT is as follows:
Bancorp International Group
15 Onslow Gardens
London, SW7 3AW
United Kingdom
Tel: 44-20-78239258
If you wish to have written correspondence from E*TRADE Financial, please send us a letter of instruction. Your letter will be forwarded to our correspondence department that will send you a response in writing. Please send this letter of Instruction to the following address:
Attention: E*TRADE Financial Correspondence Department.
E*TRADE Securities LLC
671 N. Glebe Road, 10th Floor
Arlington, VA 22203
I hope this information has been helpful. Please let us know if we've addressed your questions and concerns satisfactorily by taking a 30-second survey at the following web address:
http://etradefinancialsurvey.com/s04/stu.php?i=164&p=9744
As always, thank you for choosing E*TRADE FINANCIAL for your investing, banking and lending needs. We encourage you to continue using the Help Center for any assistance in the future. You are also welcome to call us at 1-800-ETRADE1 (800-387-2331) between 7AM and 12AM EST, seven days a week. International customers please dial +1-678-624-6210.
Sincerely,
Benjamin York
Monday-Friday 10:30 am to 7:30 pm EST
(800) 355-8888, Ext. 3032524
Financial Services Representative
E*TRADE FINANCIAL
Case #: 070601-XXXX
-----------------------------------------------------------------------------------------------
1. Why did BCIT trade yesterday and not today?
tia
amtrade is a THUG lol em
etrade started trading 375% less
than the last close of .15
a-holes
no sell-off, good start em
There is a natural...
Ebb & flow with BCIT' struggle of Truth here. Tom is
fighting the good fight and will prevail, allow me to show
you why my friends.
The Sages of antiquity considered Truth to be a natural
cycle of opposites i.e. light/dark, hot/cold etc. and held
heaven/earth as the ultimate True-ism if you will.
The heaven/earth is recorded throughout recorded history.
From The Shabaka Stone at Memphis (Egypt) 3100 BC to the
Emerald Tablet at Hermes or the Jewish star, two triangles,
one pointing up & one down. The Lords Prayer mentions this
secret True-ism "On Earth As It Is In Heaven". Every Masons
Lodge has the picture of a Roman man pointing up and pointing
down with the other hand. There are many more examples of
this ultimate True-ism that runs through every religion on
earth and shown in nature (night/day, hot/cold, life/death etc).
The Oracles taught that there must be a natural struggle that
takes place before any True-ism can take place with man,
from shelter, food to spiritual grow etc..
Tom has achieved the maximum struggle here to find the Truth
at this point in my honest opinion and will soon see the rest
and reward deserved for his fight. Shareholders will receive
the risk/reward we deserve as well. These forces pushing
against Tom/us will see their new cycle begin. ; )
Great Post hurley cruppers!...
Posted by: hurley cruppers
In reply to: None Date:5/26/2007 6:06:27 PM
Post #of 80828
Anyone in doubt with the "Authorities", answer questions
1 2 3 and 4, this is a No Brainer, a no fricken brainer, wowsa
http://www.nasd.com/web/groups/rules_regs/documents/upc_notice/nasdw_015023.pdf
If you insist on
posting to me please cover all the material
in one post please.
Answer to your first question...hush
Answer to your second question...Karl Marx (scoll more)
During this whole ...
latest legal process which was unprecidented (sueing
shareholders etc..) the Fed. regulators didn't make
a peep, nothing. Tells me that TM did this to satisfy
the wishes of the Gods. The information collected
and not collected speaks volumes.
Harry von Zell...
my bad, haven't read much on that ol' boy, his reputation preceeded his musings lol
Oracle
geez sorry: Carl MARX
when/if we trade....
oh h3ll yeah, a redistribution of wealth
that would make Carl Marks blush lol.
allez, when/if we trade...
i believe my research on this.
however, i haven't published a
paper on this though lol.
looks like the Feds are
ready to sacrifice a couple of the smaller
brokers over this nss cancer in their markets.
a couple of those brokers (to be sacrificed)
are on our defendants list.
imo etc..
Vandham Securities was on that Monthly list of course lol.
Marching the ball downfield the way...
I see it. TM is yelling "Just give me the ball!" lol
Don't bet against right.
I totally agree with that lol.
your not kiding yellowdog...
Snapshot News Charts Options Chains Analyst Research Fundamentals Earnings Ownership ROCKET CITY AUTOMOTIVE GRP INC COM (RCAU: OTC)
Last Price Today's Change Bid (Size) Ask (Size) Volume Trade
2.61 +0.21 (+8.75%) 2.58 x500 2.61 x500 73,047
OTC Real time Quote
Last Trade as of 11:50 AM ET 5/14/07
Historical Price
1 Month | 3 Months | 6 Months | 9 Months | YTD | 1 Year | 2 Years | 3 Years | 4 Years | 5 Years | 10 Years | 20 Years |
Date Open Day Low Day High Close Volume
12/12/2006 0.08 0.08 0.08 0.08 143
3/26/2007 2.00 1.10 2.00 1.85 7,860,833
3/27/2007 1.91 1.50 2.25 2.2 4,452,488
3/28/2007 2.23 1.87 2.55 2.54 2,933,565
3/29/2007 2.53 2.15 2.75 2.5 2,527,357
3/30/2007 2.35 2.35 3.04 3.01 1,203,987
4/2/2007 3.04 3.02 3.38 3.33 727,483
4/3/2007 3.39 3.37 3.74 3.74 690,397
4/4/2007 3.76 3.75 4.50 4.47 1,802,197
4/5/2007 4.60 3.30 4.69 4.11 2,908,486
4/9/2007 3.84 2.43 4.05 2.67 2,942,852
4/10/2007 2.43 2.42 3.15 3.13 1,069,161
4/11/2007 3.30 3.15 3.56 3.17 848,763
4/12/2007 3.15 2.78 3.35 2.91 570,821
4/13/2007 2.87 2.80 3.25 3.24 451,848
4/16/2007 3.30 3.20 3.78 3.78 852,325
4/17/2007 3.82 3.50 4.14 4.05 1,038,037
4/18/2007 4.03 3.88 4.24 3.98 787,899
4/19/2007 3.95 3.44 3.98 3.88 440,008
4/20/2007 3.78 3.66 4.16 4.09 399,020
4/23/2007 3.87 3.36 3.89 3.36 622,026
4/24/2007 3.21 3.04 3.55 3.52 610,473
4/25/2007 3.56 3.50 3.84 3.84 546,201
4/26/2007 3.85 3.82 4.20 4.15 559,425
4/27/2007 4.15 4.05 4.40 4.27 485,358
System response and account access times may vary due to a variety of factors, including trading volumes,
market conditions, system performance, and other factors.
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they'll rep. me at that point too em
the lawyered-up might want to stay that way em.
TM dropped some cash on this..
and he either already got his money'
worth or he will. there's just no telling
the amount of information they have now on
the shorts.
imo the next lawsuit filed will be much
more specific to the guilty parties
(and they're thick as theives).
i talked with court clerks office
just now. our case has been dismissed
as of last Friday. possible other court
now (not my words).
sue the dtcc? desperate now huh em
the Oklahoma Legislature...
has already decided that the Fail To Deliver problem
IS THIS' STATES RIGHT (Oklahoma). How can
that be disputed? If thats their angle to get
it out of OKC then they're toast. The shorts have
major problems lol. They'll not be able to get
this out of the OK state court AMONG
OTHER ISSUES. all imo etc..
more fun night reading...
DTCC & Doms defendants in same case.
--------------------------------------------------------------------------------
Alabama Against Fraud
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Elvira Gamboa (of DOM), Global Reserve Corp
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Author Message
Hunter
Joined: 16 Sep 2005
Posts: 2198
Posted: Mon Oct 09, 2006 5:08 pm Post subject: Elvira Gamboa (of DOM), Global Reserve Corp
--------------------------------------------------------------------------------
CIVIL DOCKET
United States District Court
District of Nevada (Las Vegas)
CIVIL DOCKET FOR CASE #: 2:03-cv-00039-RLH-RJJ
Nevwest Securities Corporation VS Harold F. Harris, et al.,
Assigned to: Judge Roger L. Hunt
Referred to: Magistrate Judge Robert J. Johnston
Date Filed: 01/10/2003
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question
Plaintiff
NevWest Securities Corporation represented by Harold P Gewerter
Harold P. Gewerter, Esq., Chtd.
5440 W Sahara Ave
Suite 202
Las Vegas, NV 89146
702-382-1747
Fax: 702-382-1759
Email: gewerterlaw@earthlink.net
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy E. Miller
Harold P. Gewerter, Esq., Chtd.
5440 W Sahara Ave
Suite 202
Las Vegas, NV 89146
702-382-1747
Fax: 702-382-1759
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
V.
Defendant
Depository Trust & Cleaning Corp.
Defendant
Gamboa Properties, Inc.
Defendant
Elvira Gamboa
Defendant
Generoso G. Gambo
--------------------------------------------------------------------------------
SEGMENTS OF COMPLAINT
Case 2:03-cv-00039-RLH-RJJ
GENERAL ALLEGATIONS
1. This Court has jurisdiction over this matter pursuant to 28 U.S.C. §1331 and 15 U.S.Ci §78(a), et seq., 18 U.S.C. §1961, et seq., and the pendent jurisdiction of this Court. Venue is proper in this Court pursuant to 28 U.S.C. §1391 (b)(2), 15 U.S.C. §78aa and 18 U.S.C. §1965.
2. Plaintiff NEVWEST SECURITIES CORPORATON ("NEVWEST") is a Nevada corporation doing business in Clark County, Nevada.
3. Defendant GLOBAL RESERVE CORPORATION ("GLBR") is a Wyoming corporation doing business in Clark County, Nevada.
4. At all times relevant hereto, Defendant RBC DAIN RAUSCHER, INC., C'RBC") was a Minnesota corporation doing business in Clark County Nevada.
5. At all times relevant hereto, Defendant GAMBOA PROPERTIES, INC., ("GPI") was a corporation organized under the laws of the fictitious Dominion of Melchizedek, or under the laws of the State of Oregon, doing business in Clark County, Nevada.
6. At all times relevant hereto, Defendant DEPOSITORY TRUST AND CLEARING CORPORATION ("DTCC") was a New York corporation doing business in Clark County, Nevada.
7. At all times relevant hereto, Defendant ELVIRA GAMBOA, a.k.a. PEARLASIA was a resident of the State of California doing business in Clark County, Nevada.
8. At all times relevant hereto, Defendant MARK PEDLEY, a.k.a. BRANCH VINEDRESSER, a.k.a. DR. TZEMACH "BEN" DAVID NETZER KOREM, PH.D was a resident of the State of California doing business in Clark County, Nevada.
9. At all times relevant hereto, Defendant GENEROSO GAMBOA was a resident of the State of California doing business in Clark County, Nevada.
10. At all times relevant hereto, Defendant TERESITA GAMBOA was a resident of the State of California doing business in Clark County, Nevada.
11. At all times relevant hereto, Defendant HAROLD F. HARRIS ("HARRIS") was a resident of the State of Florida doing business in Clark County, Nevada.
12. At all times relevant hereto, Defendant WASHINGTON MUTUAL, INC., was a Washington Corporation doing business in Clark County, Nevada.
13. At all times relevant hereto, Defendant ANNELIESE YABUT was a resident of Clark County, Nevada.
14. At all times relevant hereto, Defendant MILIANA MOROWITZ was a resident of the State of California doing business in Clark County, Nevada.
15. The true names of Defendants DOES I through X, inclusive, and ROE CORPORATIONS XX through XXX, inclusive, whether individual, corporate, associate or otherwise are unknown to Plaintiff, who therefore sues such defendants by fictitious names. Plaintiff is informed and thereupon alleges that each of the defendants designated herein as ai DOE or ROE CORPORATION is in some way responsible for the damages claimed by Plaintiff herein Plaintiff will ask leave of this Court to amend this Complaint to insert the true names and capacities of Defendants DOES I through X, inclusive and ROE CORPORATIONS XX through XXX, inclusive, when the identities have been ascertained, to formulate appropriate allegations!
1 i and to join such Defendants in this action.
10 ; 16. Plaintiff is informed and believes that at all times mentioned herein, each Defendant was!
" ■ the principal, agent, employee, employer, each of all the others, and at all times mentioned herein
18 ! were acting within the course and scope of such relationships
19 17. Plaintiff NEVWEST is a licensed member firm of the National Association of Securities
20 Dealers (NASD). NEVWEST is broker/dealer headquartered in Henderson, Nevada.
21 18. On or about June 6, 2002, Defendant GPI opened a securities account with Plaintiff
21 NEVWEST. Upon information and belief, GPI is a fictitious entity created by Defendant
25 ELVIRA GAMBOA as a vehicle for defrauding innocent third parties who transact business
24 with GPI. At the time that GPI opened up its securities account with Plaintiff NEVWEST. GPI
2' was allegedly incorporated under the laws of the Dominion of Melchizedek ("DOM") a non-
20 existent country which exists only in cyberspace. (The Dominion of Melchizedek has allegedly
21 been recognized by one country—the Central African Republic). Defendant ELVIRA
28 GAMBOA, a.k.a. PEARLASIA is the alleged President of DOM, and Defendant MARK PEDLEY, a.k.a. BRANCH VINEDRESSER, a.k.a. DR. TZEMACH "BEN" DAVID NETZER KOREM, PH.D, is the alleged Vice-President of DOM.
19. Upon information and belief, at all relevant times, Defendants ELVIRA GAMBOA, GENEROSO GAMBOA, TERESITA GAMBOA and ANNELIESE YABUT were corporate officers of Defendant GPI
20. In June 2002, Defendant GENEROSO GAMBOA personally visited Plaintiffs offices in Henderson and completed the account application on behalf of Defendant GPI. On or about June 7, 2002, Defendant GENEROSO GAMBOA deposited with Plaintiff the certificate number 5121
dated May 29, 2002 representing 1,500,000 shares of Defendant GLBR(CUSIP No. 37942H 10 5) in the name of Defendant GPI. The certificate was free of any restrictive legend and. as such, constituted good delivery for deposit in a securities account.
21. Defendant HARRIS purports to be the Executive Vice-President of GLBR.
22. On June 10, 2002, Defendant RBC, acting in the clearing firm capacity for Plaintiff NEVWEST, received the certificate number 5121 and recorded 1,500,000 shares of Defendant GLBR as a fully paid and segregated securities position in the account number 12E3-2212-8413 in the name of Defendant GPI. In accordance with applicable rules and industry standards, Defendant RBC forwarded the certificate number 5121 to 1st Global Stock Transfer LLC, Defendant GLBR's transfer agent, for transfer in the "street name."
23. On June 20, 2002 Defendant ELVIRA GAMBOA instructed Plaintiff to enter a good-till-cancelled order to sell 500 shares of Defendant GLBR from Defendant GPI's account at $6.25 per share.
24. On June 28, 2002, Defendant ELVIRA GAMBOA changed the limit price of the open good-till-cancelled order to sell 500 shares of Defendant GLBR from $6.25 to $5.25 per share.
25. In July 2002, 1st Global Stock Transfer LLC issued the certificate number 5193 dated July 8, 2002 representing 1,500,000 shares of Defendant GLBR in the name of Defendant RBC. That event completed the transfer of 1,500,000 shares of Defendant GLBR in the "street name From that point on, every transaction involving those 1,500,000 shares would be completed in record entry form on the books of Defendant RBC and later Defendant DTCC as opposed to actual transfer of shares in certificate form.
26. In August 2002, Defendant ELVIRA GAMBOA submitted to Plaintiff NEVWEST a Eetter of Authorization dated August 26, 2002, to transfer 225,043 shares of Defendant GLBR from the Defendant GPI account to a third party. Plaintiff NEVWEST passed the instructions on to RBC. RBC completed the transfer on September 3, 2002.
27. On September 10, 2002, the recipient of 225,043 shares of Defendant GLBR returned 137,218 shares Defendant GLBR to the Defendant GPI account via a journal transfer. The net transfer from the Defendant GPI account to the third party was 87,825 shares of Defendant GLBR. As of September 11, 2002, the remaining position in the Defendant GPI account included only 1,412,175 shares of Defendant GLBR.
28. Subsequent to opening the Defendant GPI account, Defendant GPI requested check-writing privileges (Investor Access) an option offered by defendant RBC. On September 30, 2002, at least five checks totaling $29,000 were posted against this account. This resulted in a negative balance in excess of $29,000. At or about the same time, Defendant GPI delivered to Plaintiff via mail, eight checks for deposit into this account, each check written in the amount ot $4000. The checks were forwarded to Defendant RBC, in apparent settlement of the negative balance. On October 10, 2002, the checks were returned as a consequence of non-sufficient funds in the bank account from which they were drawn. The returned checks were written against a checking account at Defendant WASHINGTON MUTUAL in the name of PearlAsia Foundation, an entity presumptively related to Defendant GPI.
29. At or about this time, upon learning of this matter, a registered principal of Plaintiff NEVWEST contacted the customer and reached an individual Defendant ELVIRA GAMBOA. Defendant ELVIRA GAMBOA, listed as Chairperson and President of Defendant GPI in the account documentation provided to Plaintiff NEVWEST upon opening, indicated that she would investigate the matter and wire any funds to Defendant GPI's account at Plaintiff NEVWEST so as to resolve the discrepancy. No wire was ever consummated. Plaintiff NEVWEST did, however, receive a cashier's check in the amount of $5000 on October 24, 2002. The Defendant GPI account, nonetheless, remained with a negative balance in excess of $24,000. After [) 10 ll \2 13 14
17 IS 1!) 20
2!.
2:» 23
24 2:i 2(i 2"' 28
numerous appeals emanating from Plaintiff NEVWEST to Defendant ELVIRA GAMBOA requesting adequate payment to cover the negative balance, it became painfully obvious that neither Defendant GPI nor Defendant ELVIRA GAMBOA intended to fulfill their obligation.
30. In October 2002, pursuant to the terms of the Investment Access Account and applicable rules and regulations, including the Regulation T of the Federal Reserve, Defendant RBC and Plaintiff NEVWEST initiated a liquidation of securities positions in the Defendant GPI account. Between October 29, 2002 and October 31, 2002, Plaintiff NEVWEST liquidated 1,412,175 shares of Defendant GLBR from the Defendant GPI account at the best available prices as determined in accordance with the NASD Conduct Rule 2320(g) (the "three quote rule"). Those prices ranged from $0.0001 to $1 per share. The total proceeds from the liquidation of 1,412,175 shares of Defendant GLBR from the Defendant GPI account net of transaction costs were $871.91.
31. In the process of the liquidation of 1,412,175 shares of Defendant GLBR from the Defendant GPI account, Plaintiff NEVWEST acted in the principal capacity for a part of the transaction. Between October 29, 2002 and October 30, 2002, Plaintiff NEVWEST acquired 1,370,000 shares of Defendant GLBR from the Defendant GPI account at the best price available to the client as determined in accordance with the "three quote rule." At the time of the transaction, such best price was $0.0001 per share. The cost of the transaction to Plaintiff NEVWEST was a total of $137.00 (exclusive of the cost of clearing the trades estimated at $25.00). As a result of the transaction, Plaintiff NEVWEST became a bona fide subsequent purchaser within the meaning of Article 8 of the Uniform Commercial Code.
32. As a bona fide subsequent purchaser within the meaning of Article 8 of the Uniform Commercial Code, Plaintiff NEVWEST in good faith attempted to sell parts of its Defendant GLBR position for a profit, in order to recover the losses incurred as a result of the Defendant GPI account liquidation. On October 31, 2002, Plaintiff NEVWEST sold a total of 30.000 shares of Defendant GLBR at the best available price as determined in accordance with the "three quote rule." At the time of the transaction, such best price was $0.0001 per share. For the transactions, Plaintiff NEVWEST used Defendant RBC's routing system, which directed the orders to Knight Securities, L.P. ("NITE").
33. On November 4, 2002, Plaintiff NEVWEST sold a total of 10,000 shares of Defendant GLBR at the best available price as determined in accordance with the "three quote rule." At the time of the transaction, such best price was $0.0001 per share. Being unable to obtain a price higher than $0.0001 per share for Defendant GLBR stock, Plaintiff NEVWEST chose to route a number of good-till-cancelled limit orders to NITE and Hill, Thompson, Magid & Co., Inc ("HILL"). HILL chose to display Plaintiff NEVWEST's selling interest in its unsolicited offering quote priced at $0.20.
34. The securities in the GPI account had virtually no liquidity-- there were no published inter-dealer quotations and indications of interest to buy those securities as established in a series of phone calls placed by Plaintiffs trading department to several market makers (above and beyond required compliance with the three-quote rule). Under these circumstances the liquidation value of the positions in the GPI account was far from the amount of the debit. As a
! consequence of this, Plaintiff carried out the liquidation over a period of several days in the hope of finding the best available market and maximizing the proceeds of sale. Plaintiff encountered no market interest at prices above a fraction of a penny. On several days subsequent to Plaintiffs liquidation of GLBR specifically, (sales printed at $0.0001 per share), at or about the close of the market there would be a one-hundred share print at $5.00 for Defendant GLBR, activity Plaintiff suspects was calculated to mark the close. Thereafter, Plaintiff contacted Nasdaq Market Operations and apprised them of its concern related to what appeared to be suspicious trading activity.
35. As a result of Plaintiff NEVWEST's routing the orders to HILL and NITE and HILL's reflecting the Plaintiffs order at $0.20, Plaintiff effectively precluded any attempt by anyone to trade at higher prices before filling Plaintiffs sell order.
36. On November 13, 2002, Plaintiff NEVWEST received via facsimile several pieces of correspondence from Defendant GLBR. Those pieces of correspondence contained letters dated between November 4, 2002 and November 13, 2002 and addressed to Plaintiff NEVWEST Defendant RBC, and HILL. (Conspicuously, there was no correspondence addressed to NITE
The role of NITE in Defendant GLBR transactions was no different than that of HILL, except for the fact that NITE did not post any unsolicited quotes.) The letters claimed that the certificate number 5193 dated July 8, 2002 representing 1,500,000 shares of Defendant GLBR in the name of Defendant RBC had been cancelled by a corporate resolution on October 23, 2002.
37. On November 18, 2002, HILL filled a part of Plaintiff NEVWEST's open limit order by purchasing 9,000 shares of Defendant GLBR at $0.02 per share.
38. On December 4, 2002, Plaintiff NEVWEST sold a total of 5,000 shares of Defendant GLBR at the best available price as determined in accordance with the "three quote rule." At the! time of the transaction, such best price was $0.07 per share
39. Plaintiff NEVWEST is informed and thereupon believes that Defendants GPL GLBR ELVIRA GAMBOA, a.k.a. PEARLASIA; MARK PEDLEY, a.k.a. BRANCH VINEDRESSER a..k.a. DR. TZEMACH "BEN" DAVID NETZER KOREM, PH.D., TERESITA GAMBOA; GENEROSO G. GAMBOA, ANNELIESE YABUT and HAROLD HARRIS have engaged in and continue to commit securities fraud and/or market manipulation. These Defendants own or control an issuer listed on the Pink Sheets- Adatom.com Inc., a Delaware corporation ("ADTM"). It appears that ADTM is used as a vehicle to spawn multiple publicly traded companies in so called spin-off transactions so as to create separate publicly listed companies on the Pink Sheets. Defendant GPI deposited into their account at Plaintiffs firm a number of shares of several such spin-off entities and 1.5 million shares of stock in Defendant GLBR. There is evidence that, in the past, Defendant ELVIRA GAMBOA used stock in Defendant GLBR to obtain control of ADTM.
40. Upon Plaintiffs discovery of the substantial deficit in Defendant GPI account and subsequent to its internal investigation of the circumstances involving this matter, Plaintifi became aware of significant suspicious trading activity involving Defendant GLBR and other securities similarly held in Defendant GPI's account at Plaintiff NEVWEST. The daily volumes and trading prices tend to suggest manipulative practices and trades designed to influence the perceived value of the securities based on the last reported price.
41. On December 10, 2002, Defendant RBC informed Plaintiff NEVWEST that Defendant
DTCC shorted Defendant RBC 1,500,000 shares of Defendant GLBR stock based on the cancellation of the certificate number 5193 dated July 8, 2002 in the name of Defendant RBC.
42. Defendant RBC immediately passed the short through to Plaintiff NEVWEST in an apparent violation of Article 8 of the Uniform Commercial Code.
43. On December 11, 2002, Plaintiff NEVWEST asserted its rights under Article 8 of the Uniform Commercial Code and informed 1st Global Stock Transfer LLC of the limitations on the issuer's ability to cancel an outstanding block of stock by corporate resolution. Upon that notice, 1st Global Stock Transfer LLC revoked the cancellation of the certificate number 5193 dated July 8, 2002 representing 1,500,000 shares of Defendant GLBR in the name of Defendant RBC. 1st Global Stock Transfer LLC informed Defendant GLBR that the cancellation would not stand unless Defendant GLBR obtained a valid court order to that effect.
44. Upon learning of the revocation of the cancellation of the certificate number 5193. Defendant GLBR fired 1st Global Stock Transfer LLC as its transfer agent and chose to act as its own transfer agent. On or about December 12, 2002, Defendant GLBR contacted Defendant DTC directly trying to enforce the cancellation of the certificate 5193. However, aware of the legal requirements of Article 8 of the Uniform Commercial Code, Defendant DTCC refused to recognize the cancellation without a valid court order.
45. On January 6, 2003, the Circuit Court of the 15th Judicial Circuit in and for Palm Beach County, Florida, issued an order canceling stock certificate 5193 of Defendant GLBR dated July 8, 2002. This order is invalid because (a) the stock certificate 5193 of Defendant GLBR dated July 8, 2002 was in the name of Defendant RBC, which was not a party to the hearing and (b) the supporting evidence used in the hearing appears to contain fraudulent misrepresentations by Defendants HARRIS and ELVIRA GAMBOA.
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Offshore Informant
Joined: 12 Jul 2006
Posts: 17
Location: Eastern Europe
Posted: Thu Nov 02, 2006 7:08 pm Post subject: DOMINION OF MELCHIZEDEK Trading Stock Business Frauds
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INDYMEDIA (UK, USA, CANADA, AUSTRALIA, RSA)
THE DOMINION OF MELCHIZEDEK CLAN
Trading Stock Business Frauds
By, Offshore Informant
November 1, 2006
Due to the international scope and nature of the unlawful practices conducted through those in connection with The Dominion Of Melchizedek, this report is by no means complete and only contains about 1% of the information collected and held in a private database of over 5,000,000 million page files.
The brief indoctrination on names (immediately below) may not serve all professionals but may serve to familiarize a few with a better understanding of the names referenced within the U.S. Court federal case (below).
Much of the extensive research and information collection material here has been complimented with active internet website URL online research references provided at the bottom of this report.
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BRIEF INDOCTRINATION ON NAMES
[Circa: April 2006]
RBC ( ROYAL BANK of CANADA ) DAIN RAUSCHER INC.
RBC DAIN RAUSCHER INC., is a wholly owned subsidiary of ROYAL BANK of CANADA (RY: TSX, NYSE), and one of the U.S. and World's largest full-service securities firms with more than 1,650 financial consultants and 5,000 employees serving individual investors and businesses through 149 coast-to-coast offices in 40 U.S. states, capital markets, and correspondent clients in select international and U.S. markets.
Founded: 1909
Assets Under Management: $125-billion
Number of accounts: 680,000
Number of households: 311,000
Minnesota (Headquarters) Office, at:
RBC DAIN RAUCHER INC.
Dain Rauscher Plaza
60 South Sixth Street
Minneapolis, Minnesota 55402-4422
USA
California (Personal Investing) Office, at:
RBC DAIN RAUSCHER INC.
9665 Wilshire Boulevard, 4th Floor
Beverly Hills, California 90212
USA
TEL: (310) 273-7600
TEL: 1 (800) 367-8876 (toll-free)
FAX: (310) 859-0408
Washington D.C. (Personal Investing) Office, at:
RBC DAIN RAUSCHER INC.
1900 K Street N.W., Suite 750
Washington D.C. 20005
USA
TEL: (202) 408-4500
TEL: 1 (800) 368-3880 (toll-free)
FAX: (202) 408-4535
Nevada (Personal Investing) Office, at:
RBC DAIN RAUSCHER INC.
3770 Howard Hughes Parkway, Suite 100
Las Vegas, NV 89109
USA
TEL: (702) 893-8700
TEL: 1 (800) 777-3246 (toll-free)
FAX: (702) 893-8790
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DEPOSITORY TRUST and CLEARING CORPORATION (DTCC)
DEPOSITORY TRUST and CLEARING CORPORATION (DTCC) was established in 1999, and is a holding company consisting of five (5) clearing corporations and one (1) depository, making it the World's largest financial services corporation dealing in post-trade transactions.
DTCC provides - through its subsidiaries - clearance, settlement, and information services for equities, corporate and municipal bonds, mutual funds, annuities and insurance, government and mortgage-backed securities, Over-The-Counter (OTC) credit derivatives, and emerging market debt trades.
In 2004, DTCC handled an average of more than $4-Trillion in trades daily.
DTCC subsidiaries:
DEPOSITORY TRUST COMPANY (DTC), is a central securities repository where stock and bond certificates are held and exchanged, mostly electronically.
NATIONAL SECURITIES CLEARING CORPORATION (NSCC), provides connectivity to thousands of brokers, dealers, banks, mutual funds, insurance carriers, and other financial intermediaries.
FIXED-INCOME CLEARING CORPORATION (FICC), is a clearing corporation - formed (01JAN03) by merger of the GOVERNMENT SECURITIES CLEARING CORPORATION (GSCC) and the MBS CLEARING CORPORATION (MBSCC) - that clears and settles U.S. Government securities and mortgage-backed securities trades.
DTCC DERIV / SERV LLC provides matching, confirmation, and payment services for the global Over-The-Counter (OTC) derivatives market.
GLOBAL ASSET SOLUTIONS LLC, provides a 'global information service' on 'corporate actions' worldwide.
DEPOSITORY TRUST and CLEARING CORPORATION (DTCC)
55 Water Street
New York, New York 10041
USA
TEL: (212) 855-5862
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CANADIAN DEPOSITORY for SECURITIES (CDS)
DEPOSITORY TRUST and CLEARING CORPORATION (DTCC), the U.S. equivalent to the CANADIAN DEPOSITORY for SECURITIES (CDS), operates the 'book based system' in the United States. The book-based system is the term used for stock shares traded between brokers and other financial institutions within a common depository.
CANADIAN DEPOSITORY for SECURITIES (CDS) maintains the book-based system in Canada for a security to become eligible. The security must have an ISIN number and be transferable in physical form by a CDS eligible transfer agent in a city where CDS has an office. There are other informational requirements at CANADIAN DEPOSITORY for SECURITIES (CDS).
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CUSIP
CUSIP stands for "Committee on Uniform Securities Identification Procedures".
- A CUSIP number is a 'nine (9) digit number' issued by 'STANDARD & POORS (S&P) in the U.S.' and 'CANADIAN DEPOSITORY for SECURITIES (CDS) in Canada'.
- A CUSIP number 'uniquely identifies the issuer and security', and is used by the financial community as an 'identifier' in 'computer systems'.
- A CUSIP number is a 'requirement for eligibility' for the 'booked based system' in the 'United States'.
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ISIN
ISIN stands for "International Securities Identification Number".
An ISIN is a 'twelve (12) alphanumeric character code' that serves as a 'uniform identifier' for 'security trades and settlements'.
CANADIAN DEPOSITORY for SECURITIES (CDS) has adopted the ISIN as it's 'standard identifier' for 'security trade and settlement in Canada'.
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I found these U.S. Court record quotations reformatted (immediately below), most interesting:
- "... GAMBOA PROPERTIES INC. ("GPI") was a corporation organized under the laws of the fictitious DOMINION OF MELCHIZEDEK or under the laws of the State of Oregon doing business in Clark County, Nevada";
- "... ELVIRA GRACE GAMBOA, listed as Chairperson and President of Defendant GAMBOA PROPERTIES INC. (GPI)...";
- "...THE DOMINION OF MELCHIZEDEK has allegedly been recognized by one country, the Central African Republic";
- "... ELVIRA GRACE GAMBOA a.k.a. PEARLASIA is the alleged President of THE DOMINION OF MELCHIZEDEK (DOM)";
- "MARK LOGAN PEDLEY a.k.a MARK WELLINGTON a.k.a. BRANCH VINEDRESSER a.k.a. DR. TZEMACH 'BEN' DAVID NETZER KOREM PHD. is the alleged Vice-President of THE DOMINION OF MELCHIZEDEK (DOM).";
- "... GAMBOA PROPERTIES INC. (GPI) is a fictitious entity created by Defendant ELVIRA GRACE GAMBOA as a vehicle for defrauding innocent third (3rd) parties who transact business with GAMBOA PROPERTIES INC. (GPI)";
- "... ELVIRA GRACE GAMBOA, GENEROSO G. GAMBOA, TERESITA GAMBOA, and ANNELIESE YABUT were corporate officers of Defendant GAMBOA PROPERTIES INC. (GPI)";
- "On ... June 7, 2002 Defendant GENEROSO G. GAMBOA deposited ... certificate number 5121 dated May 29, 2002 representing 1,500,000 shares of ... GLOBAL RESERVE CORPORATION (GLBR) CUSIP No. 37942H105 in the name of Defendant GAMBOA PROPERTIES INC. (GPI).";
- "Defendant HAROLD F. HARRIS purports to be the Executive Vice-President of GLOBAL RESERVE CORPORATION (GLBR).";
- "On September 30, 2002 at least five (5) checks totaling $29,000 were posted against this account that resulted in a negative balance in excess of $29,000. At or about the same time [September 30, 2002], Defendant GAMBOA PROPERTIES INC. (GPI) delivered to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) - via mail - eight (8) checks totaling $40,000 for deposit into this account, each check written in the amount of $4,000, which were forwarded to Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (RBC) in apparent settlement of the negative balance. On October 10, 2002 the checks were returned as a consequence of 'Non-Sufficient Funds (NSF)' in the bank account(s) from which they were drawn. The returned checks were written against a checking account at Defendant WASHINGTON MUTUAL INC. in the name of PEARLASIA FOUNDATION, an entity presumptively related to Defendant GAMBOA PROPERTIES INC. (GPI).";
- "In October 2002, pursuant to the terms of the 'Investment Access' account and applicable rules and regulations, including Regulation 'T' of the U.S. FEDERAL RESERVE, Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. and Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) initiated a liquidation of securities positions in Defendant GAMBOA PROPERTIES INC. (GPI) account. Between October 29, 2002 and October 31, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) liquidated 1,412,175 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from the Defendant GAMBOA PROPERTIES INC. (GPI) account at the best available prices as determined in accordance with the NATIONAL ASSOCIATION OF SECURITIES DEALERS (NASD) Conduct Rule 2320(g) - the 'three quote rule' - where those prices ranged from '$0.0001 per share' to '$1.00 per share'. The total proceeds from the liquidation of 1,412,175 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from Defendant GAMBOA PROPERTIES INC. (GPI) account, 'net' of transaction costs, were '$871.91'.";
- "On several days subsequent to Plaintiffs liquidation of GLOBAL RESERVE CORPORATION (GLBR) specifically, sales printed at '$0.0001 per share' at or about the close of the market, there would be a '100 share print' at '$5.00' for Defendant GLOBAL RESERVE CORPORATION (GLBR), activity Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) suspects was 'calculated to mark the close'. Thereafter, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) contacted NASDAQ Market Operations and apprised them of its concern related to what appeared to be 'suspicious trading activity'.";
- "GAMBOA PROPERTIES INC. (GPI), GLOBAL RESERVE CORPORATION (GLBR), ELVIRA GRACE GAMBOA a.k.a. PEARLASIA, MARK LOGAN PEDLEY a.k.a. MARK WELLINGTON a.k.a. BRANCH VINEDRESSER a.k.a. DR. TZEMACH
- "BEN" DAVID NETZER KOREM PH.D., TERESITA GAMBOA, GENEROSO G. GAMBOA, ANNELIESE YABUT, and HAROLD F. HARRIS have 'engaged-in' and 'continue to commit' 'securities fraud' and/or 'market manipulation'.";
- "Defendants 'own' or 'control' an 'issuer' listed on the Pink Sheets ADATOM.cOM INC. ("ADTM"), a Delaware corporation. It appears that ADATOM.cOM INC. (ADTM) is used as a vehicle to spawn multiple publicly traded companies in so called spin-off transactions so as to create separate publicly listed companies on the Pink Sheets. Defendant GAMBOA PROPERTIES INC. (GPI) deposited into their account at Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) a number of shares of several such spin-off entities and 1,500,000 shares of stock in Defendant GLOBAL RESERVE CORPORATION (GLBR).";
- "There is evidence in the past that Defendant ELVIRA GRACE GAMBOA used stock in Defendant GLOBAL RESERVE CORPORATION (GLBR) to obtain control of ADATOM.cOM INC. (ADTM).";
- "Upon Plaintiff NEVWEST SECURITIES CORPORATON's (NEVWEST's) discovery of the substantial deficit in the Defendant GAMBOA PROPERTIES INC. (GPI) account, and subsequent to NEVWEST SECURITIES CORPORATON's (NEVWEST's) internal investigation of the circumstances involving this matter, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) became aware of 'significant suspicious trading activity' involving Defendant GLOBAL RESERVE CORPORATION (GLBR) and 'other securities similarly held' in Defendant GAMBOA PROPERTIES INC. (GPI) account at Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST). The 'daily volumes' and 'trading prices' tend to suggest 'manipulative practices and trades designed to influence the perceived value of the securities based on the last reported price'.";
- "On December 10, 2002 Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. informed Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) that Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTCC) shorted Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) stock based on 'cancellation of certificate number 5193 dated July 8, 2002' in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC.";
- "1ST GLOBAL STOCK TRANSFER LLC 'issued certificate number 5193' dated July 8, 2002 representing 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC.";
- "RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (RBC) immediately passed the short through to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) in an apparent violation of Article 8 of the UNIFORM COMMERCIAL CODE (UCC)."
- "On December 11, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) asserted its rights under Article 8 of the UNIFORM COMMERCIAL CODE (UCC) and informed 1ST GLOBAL STOCK TRANSFER LLC of the 'limitations on the issuer ability to cancel an outstanding block of stock by corporate resolution'. Upon that notice, 1ST GLOBAL STOCK TRANSFER LLC 'revoked the cancellation of the certificate number 5193 dated July 8, 2002 representing 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. 1ST GLOBAL STOCK TRANSFER LLC informed Defendant GLOBAL RESERVE CORPORATION (GLBR) that the cancellation would not stand unless Defendant GLOBAL RESERVE CORPORATION (GLBR) obtained a valid Court order to that effect. Upon learning of the revocation of the cancellation of the certificate number 5193, Defendant GLOBAL RESERVE CORPORATION (GLBR) - fired 1ST GLOBAL STOCK TRANSFER LLC as its transfer agent and - chose to 'act as its own transfer agent'. On or about December 12, 2002 Defendant GLOBAL RESERVE CORPORATION (GLBR) contacted Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTC) directly, trying to enforce the cancellation of certificate 5193. However, aware of the legal requirements of Article 8 of the UNIFORM COMMERCIAL CODE (UCC), Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTCC) refused to recognize the cancellation without a valid Court order."
- "On January 6, 2003 the Florida 15th Judicial Circuit Court in and for Palm Beach County, 'Florida issued a Court order canceling stock certificate 5193' of Defendant GLOBAL RESERVE CORPORATION (GLBR) dated July 8, 2002. This order is 'invalid because: (A) The stock certificate 5193' of Defendant GLOBAL RESERVE CORPORATION (GLBR) dated July 8, 2002 was in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC.' that was not a party to the hearing; and, (B) The supporting evidence used in the Florida hearing appears to contain fraudulent misrepresentations by Defendants HAROLD F. HARRIS and ELVIRA GRACE GAMBOA."
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After having reviewed the U.S. Court docket segments (below), I realized that within my 6,000,000 page file database are many pages relative to stock share transfers mentioned in e-mails, facsimiles, and internal documents surrounding the DOMINION OF MELCHIZEDEK and others in this federal U.S. Court Case, an interesting part of which mentioned GLOBAL RESERVE CORPORATION ( GLBR ).
Here (below) are the U.S. Court case docket segments:
====
CIVIL DOCKET
United States District Court
District of Nevada - Las Vegas
CIVIL DOCKET FOR CASE #: 2: 03-CV-00039 RLH-RJJ
NEVWEST SECURITIES CORPORATION vs. HAROLD F. HARRIS, et al.
Assigned to: Judge Roger L. Hunt
Referred to: Magistrate Judge Robert J. Johnston
Date Filed: 01/10/2003
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question
- - - -
NEVWEST SECURITIES CORPORATION, Plaintiff
Represented by,
Harold P. Gewerter
Harold P. GEWERTER, Esq., Chtd.
5440 West Sahara Avenue, Suite 202
Las Vegas, Nevada 89146
TEL: (702) 382-1747
FAX: (702) 382-1759
E-MAIL: gewerterlaw@earthlink.net
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy E. Miller
Harold P. GEWERTER, Esq., Chtd.
5440 West Sahara Avenue, Suite 202
Las Vegas, Nevada 89146
TEL: (702) 382-1747
FAX: (702) 382-1759
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
- - - -
V.
- - - -
DEPOSITORY TRUST AND CLEARING CORPORATION, GAMBOA PROPERTIES INC., ELVIRA GRACE GAMBOA, GENEROSO G. GAMBOA, Defendant(s)
Represented PRO SE by,
Generoso G. Gamboa
1687 English Rose Drive
Las Vegas, NV 89142-0788
TEL: (702) 207-0018
PRO SE
- - - -
TERESITA GAMBOA, Defendant
Represented PRO SE by,
Teresita Gamboa
1687 English Rose Drive
Las Vegas, NV 89142-0788
TEL: (702) 207-0018
- - - -
GLOBAL RESERVE CORPORATION, HAROLD F. HARRIS, MILIANA MOROWITZ, Defendant(s)
Represented by,
Meredith J. Strand
SNELL & WILMER
3800 Howard Hughes Parkway - 10th Floor
Las Vegas, NV 89109
TEL: (702) 784-5200
FAX: (702) 784-5252
E-MAIL: mstrand@swlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Robert R. Kinas
SNELL & WILMER
3800 Howard Hughes Parkway - 10th Floor
Las Vegas, NV 89109
TEL: (702) 784-5200
FAX: (702) 784-5252
E-MAIL: rkinas@swlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
- - - -
MARK PEDLEY, RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC., Defendant(s)
Represented by,
Phillip S. Aurbach
MARQUIS & AURBACH
10001 Park Run Drive
Las Vegas, NV 89145
TEL: (702) 382-0711
FAX: (702) 382-5816
E-MAIL: paurbach@marquisaurbach.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
- - - -
WASHINGTON MUTUAL INC., Defendant
Represented by,
Meridith J. Strand
SNELL & WILMER
3800 Howard Hughes Parkway - 10th Floor
Las Vegas, NV 89109
TEL: (702) 784-5200
FAX: (702) 784-5252
E-MAIL: mstrand@swlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Robert R. Kinas
SNELL & WILMER
3800 Howard Hughes Parkway - 10th Floor
Las Vegas, NV 89109
TEL: (702) 784-5200
FAX: (702) 784-5252
E-MAIL: mstrand@swlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
- - - -
ANNELIESE YABUT, Defendant
Represented by,
D. Heath Bailey
ROOKER, MOHRMAN, RAWLINS, & BAILEY LLP
2370 Corporate Circle, Suite 190
Henderson, Nevada 89074
TEL: (702) 990-8100
FAX: (702) 932-5266
E-MAIL: hbailey@rookerlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
- - - -
GENERAL ALLEGATIONS
1. This Court has jurisdiction over this matter pursuant to 28 U.S.C. §1331 and 15 U.S.C. §78(a), et seq., 18 U.S.C. §1961, et seq., and the pendent jurisdiction of this Court. Venue is proper in this Court pursuant to 28 U.S.C. §1391 (b)(2), 15 U.S.C. §78aa and 18 U.S.C. §1965.
2. Plaintiff NEVWEST SECURITIES CORPORATON ("NEVWEST") is a Nevada corporation doing business in Clark County, Nevada.
3. Defendant GLOBAL RESERVE CORPORATION ("GLBR") is a Wyoming corporation doing business in Clark County, Nevada.
4. At all times relevant hereto, Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. ("RBC") was a Minnesota corporation doing business in Clark County Nevada.
5. At all times relevant hereto, Defendant GAMBOA PROPERTIES INC. ("GPI") was a corporation organized under the laws of the fictitious DOMINION OF MELCHIZEDEK or under the laws of the State of Oregon doing business in Clark County, Nevada.
6. At all times relevant hereto, Defendant DEPOSITORY TRUST AND CLEARING CORPORATION ("DTCC") was a New York corporation doing business in Clark County, Nevada.
7. At all times relevant hereto, Defendant ELVIRA GRACE GAMBOA a.k.a. PEARLASIA was a resident of the State of California doing business in Clark County, Nevada.
8. At all times relevant hereto, Defendant MARK LOGAN PEDLEY a.k.a. MARK WELLINGTON a.k.a. BRANCH VINEDRESSER a.k.a. DR. TZEMACH "BEN" DAVID NETZER KOREM PHD. was a resident of the State of California doing business in Clark County, Nevada.
9. At all times relevant hereto, Defendant GENEROSO G. GAMBOA was a resident of the State of California doing business in Clark County, Nevada.
10. At all times relevant hereto, Defendant TERESITA GAMBOA was a resident of the State of California doing business in Clark County, Nevada.
11. At all times relevant hereto, Defendant HAROLD F. HARRIS ("HARRIS") was a resident of the State of Florida doing business in Clark County, Nevada.
12. At all times relevant hereto, Defendant WASHINGTON MUTUAL INC., was a Washington Corporation doing business in Clark County, Nevada.
13. At all times relevant hereto, Defendant ANNELIESE YABUT was a resident of Clark County, Nevada.
14. At all times relevant hereto, Defendant MILIANA MOROWITZ was a resident of the State of California doing business in Clark County, Nevada.
15. The true names of Defendants DOES I through X, inclusive, and DOE CORPORATIONS XX through XXX, inclusive, whether individual, corporate, associate or otherwise are unknown to Plaintiff, who therefore sues such defendants on behalf of fictitious names. Plaintiff is informed and thereupon alleges that each of the defendants designated herein as DOE or DOE CORPORATION is in some way responsible for the damages claimed by Plaintiff herein Plaintiff will ask leave of this Court to amend this Complaint to insert the true names and capacities of Defendants DOES I through X, inclusive and DOE CORPORATIONS XX through XXX, inclusive, when the identities have been ascertained, to formulate appropriate allegations and to join such Defendants in this action.
16. Plaintiff is informed and believes that at all times mentioned herein, each Defendant was the principal, agent, employee, employer, each of all the others, and at all times mentioned herein were acting within the course and scope of such relationships.
17. Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) is a licensed member firm of the NATIONAL ASSOCIATION OF SECURITIES DEALERS (NASD). NEVWEST SECURITIES CORPORATON (NEVWEST) is a broker / dealer headquartered in Henderson, Nevada.
18. On or about June 6, 2002 Defendant GAMBOA PROPERTIES INC. (GPI) opened a securities account with Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST). Upon information and belief, GAMBOA PROPERTIES INC. (GPI) is a fictitious entity created by Defendant ELVIRA GRACE GAMBOA as a vehicle for defrauding innocent third (3rd) parties who transact business with GAMBOA PROPERTIES INC. (GPI). At the time that GAMBOA PROPERTIES INC. (GPI) opened up its securities account with Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST). GAMBOA PROPERTIES INC. (GPI) was allegedly incorporated under the laws of THE DOMINION OF MELCHIZEDEK ("DOM") a non-existent country which exists only in cyberspace. (THE DOMINION OF MELCHIZEDEK has allegedly been recognized by one country, the Central African Republic). Defendant ELVIRA GRACE GAMBOA a.k.a. PEARLASIA is the alleged President of THE DOMINION OF MELCHIZEDEK (DOM), and Defendant MARK LOGAN PEDLEY a.k.a MARK WELLINGTON a.k.a. BRANCH VINEDRESSER a.k.a. DR. TZEMACH "BEN" DAVID NETZER KOREM PHD. is the alleged Vice-President of THE DOMINION OF MELCHIZEDEK (DOM).
19. Upon information and belief, at all relevant times, Defendants ELVIRA GRACE GAMBOA, GENEROSO G. GAMBOA, TERESITA GAMBOA, and ANNELIESE YABUT were corporate officers of Defendant GAMBOA PROPERTIES INC. (GPI).
20. In June 2002, Defendant GENEROSO G. GAMBOA personally visited Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) offices in Henderson, Nevada and completed the account application on behalf of Defendant GAMBOA PROPERTIES INC. (GPI). On or about June 7, 2002 Defendant GENEROSO G. GAMBOA deposited - with Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) - certificate number 5121 dated May 29, 2002 representing 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) CUSIP No. 37942H105 in the name of Defendant GAMBOA PROPERTIES INC. (GPI). The certificate was free of any restrictive legend, and as such, constituted good delivery for deposit in a securities account.
21. Defendant HAROLD F. HARRIS purports to be the Executive Vice-President of GLOBAL RESERVE CORPORATION (GLBR).
22. On June 10, 2002 Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC., acting in the 'clearing firm' capacity for Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST), received the certificate number 5121 and recorded 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) as a 'fully paid and segregated securities' position in the account number 12E3-2212-8413 in the name of Defendant GAMBOA PROPERTIES INC. (GPI). In accordance with applicable rules and industry standards, Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. forwarded certificate number 5121 to 1ST GLOBAL STOCK TRANSFER LLC - Defendant GLOBAL RESERVE CORPORATION's (GLBR's) transfer agent - for transfer in the "street name."
23. On June 20, 2002 Defendant ELVIRA GAMBOA instructed Plaintiff to enter a 'good until cancelled' order to 'sell 500 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) from Defendant GAMBOA PROPERTIES INC. (GPI) account at '$6.25 per share'.
24. On June 28, 2002 Defendant ELVIRA GRACE GAMBOA 'changed the limit price' of the open 'good until cancelled' order to sell 500 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from $6.25 to '$5.25 per share'.
25. In July 2002, 1ST GLOBAL STOCK TRANSFER LLC issued certificate number 5193 dated July 8, 2002 representing 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. That event completed the transfer of 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) in the "street name." From that point on, every transaction involving those 1,500,000 'shares would be completed in record entry form', on the books of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. and later Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTCC), 'as opposed to actual transfer of shares in certificate form'.
26. In August 2002, Defendant ELVIRA GRACE GAMBOA submitted to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) a Letter of Authorization dated August 26, 2002 to transfer '225,043 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) from the Defendant GAMBOA PROPERTIES INC. (GPI) account to a 'third (3rd) party recipient' [<?>]. Plaintiff NEVWEST passed the instructions on to RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC.. RBC DAIN RAUSCHER INC. (RBC) completed the transfer on September 3, 2002.
27. On September 10, 2002 the 'third (3rd) party recipient' [<?>] of '225,043 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) returned '137,218 shares' to the Defendant GAMBOA PROPERTIES INC. (GPI) account via a 'journal transfer'. The net transfer from the Defendant GAMBOA PROPERTIES INC. (GPI) account to the 'third (3rd) party recipient' [<?>] was '87,825 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR). As of September 11, 2002 the remaining position in the Defendant GAMBOA PROPERTIES INC. (GPI) account included only '1,412,175 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR).
28. Subsequent to opening [June 6, 2002] the Defendant GAMBOA PROPERTIES INC. (GPI) account, Defendant GAMBOA PROPERTIES INC. (GPI) requested check writing privileges ("Investor Access"), an option offered by defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC.. On September 30, 2002 at least five (5) checks totaling $29,000 were posted against this account that resulted in a negative balance in excess of $29,000. At or about the same time [September 30, 2002],
Defendant GAMBOA PROPERTIES INC. (GPI) delivered to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) - via mail - eight (8) checks totaling $40,000 for deposit into this account - each check written in the amount of $4,000 - forwarded to Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. in apparent settlement of the negative balance. On October 10, 2002 the checks were returned as a consequence of 'Non-Sufficient Funds (NSF)' in the bank account(s) from which they were drawn. The returned checks were written against a checking account at Defendant WASHINGTON MUTUAL INC. in the name of PEARLASIA FOUNDATION, an entity presumptively related to Defendant GAMBOA PROPERTIES INC. (GPI).
29. At or about this time [October 10, 2002], upon learning of this matter, a registered principal of Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) contacted the customer [Defendant GAMBOA PROPERTIES INC. (GPI) and reached an individual Defendant ELVIRA GRACE GAMBOA. Defendant ELVIRA GRACE GAMBOA, listed as Chairperson and President of Defendant GAMBOA PROPERTIES INC. (GPI) in the account documentation provided to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) upon opening, indicated that she would investigate the matter and wire any funds to Defendant GAMBOA PROPERTIES INC. (GPI) account at Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) so as to resolve the discrepancy. No wire was ever consummated. Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) did, however, receive a cashier's check in the amount of $5,000 on October 24, 2002. The Defendant GAMBOA PROPERTIES INC. (GPI) account, nonetheless, remained with a negative balance in excess of $24,000. After numerous appeals emanating from Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) to Defendant ELVIRA GRACE GAMBOA requesting adequate payment to cover the negative balance, it became painfully obvious that neither Defendant GAMBOA PROPERTIES INC. (GPI) nor Defendant ELVIRA GAMBOA intended to fulfill their obligation.
30. In October 2002, pursuant to the terms of the 'Investment Access' account and applicable rules and regulations, including Regulation 'T' of the U.S. FEDERAL RESERVE, Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. and Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) initiated a liquidation of securities positions in Defendant GAMBOA PROPERTIES INC. (GPI) account. Between October 29, 2002 and October 31, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) liquidated 1,412,175 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from the Defendant GAMBOA PROPERTIES INC. (GPI) account at the best available prices as determined in accordance with the NATIONAL ASSOCIATION OF SECURITIES DEALERS (NASD) Conduct Rule 2320(g) - the 'three quote rule' - where those prices ranged from '$0.0001 per share' to '$1.00 per share'. The total proceeds from the liquidation of 1,412,175 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from Defendant GAMBOA PROPERTIES INC. (GPI) account, 'net' of transaction costs, were '$871.91'.
31. In the process of the liquidation of 1,412,175 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from the Defendant GAMBOA PROPERTIES INC. (GPI) account, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) 'acted in the principal capacity' for 'part of the transaction'. Between October 29, 2002 and October 30, 2002 Plaintiff 'NEVWEST SECURITIES CORPORATON (NEVWEST) acquired 1,370,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) from the Defendant GAMBOA PROPERTIES INC. (GPI) account' at the best price available to the client Defendant GAMBOA PROPERTIES INC. (GPI) as determined in accordance with the 'three quote rule'. At the time of the transaction, such best price was '$0.0001 per share'. The cost of the transaction to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) was a total of '$137.00', exclusive of the cost of clearing the trades estimated at '$25.00'. As a result of the transaction, Plaintiff 'NEVWEST SECURITIES CORPORATON (NEVWEST) became a bona fide subsequent purchaser' within the meaning of Article 8 of the UNIFORM COMMERCIAL CODE (UCC).
32. As a 'bona fide subsequent purchaser', within the meaning of Article 8 of the UNIFORM COMMERCIAL CODE (UCC), Plaintiff 'NEVWEST SECURITIES CORPORATON (NEVWEST) - in good faith - 'attempted to sell parts of it's Defendant GLOBAL RESERVE CORPORATION (GLBR) position for a profit' in order to recover the losses incurred as a result of the Defendant GAMBOA PROPERTIES INC. (GPI) account liquidation. On October 31, 2002, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) 'sold a total of 30,000 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) at the best available price as determined in accordance with the 'three quote rule'. At the time of the transaction, such best price was '$0.0001 per share'. For the transactions, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) used Defendant 'RBC ( ROYAL BANK OF CANADA's ) DAIN RAUSCHER INC.'s routing system', which 'directed the orders to KNIGHT SECURITIES L.P.' ("KNIGHT").
33. On November 4, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) 'sold a total of 10,000 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) at the best available price as determined in accordance with the 'three quote rule'. At the time of the transaction, such best price was '$0.0001 per share'. Being unable to obtain a price higher than '$0.0001 per share' for Defendant GLOBAL RESERVE CORPORATION (GLBR) stock, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) chose to route a number of 'good until cancelled' limit orders to KNIGHT SECURITIES L.P. (KNIGHT) and HILL, THOMPSON, MAGID & CO. INC. ("HILL"). HILL, THOMPSON, MAGID & CO. INC. (HILL) chose to display Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) selling interest in its unsolicited offering quote priced at '$0.20'.
34. The securities in the GAMBOA PROPERTIES INC. (GPI) account had virtually no liquidity. There were 'no published inter-dealer quotations and indications of interest to buy those securities as established', in a series of phone calls placed by Plaintiff NEVWEST SECURITIES CORPORATON's (NEVWEST's) trading department to several market makers, above and beyond required compliance with the 'three quote rule'. Under these circumstances, the liquidation value of the positions in the GAMBOA PROPERTIES INC. (GPI) account was far from the amount of the debit. As a consequence of this, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) carried out the liquidation over a period of several days - in the hope of finding the best available market and maximizing the proceeds of sale - but encountered no market interest at prices above a fraction of a penny. On several days subsequent to Plaintiffs liquidation of GLOBAL RESERVE CORPORATION (GLBR) specifically, sales printed at '$0.0001 per share' at or about the close of the market, there would be a '100 share print' at '$5.00' for Defendant GLOBAL RESERVE CORPORATION (GLBR), activity Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) suspects was 'calculated to mark the close'. Thereafter, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) contacted NASDAQ Market Operations and apprised them of its concern related to what appeared to be 'suspicious trading activity'.
35. As a result of Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) routing the orders to HILL, THOMPSON, MAGID & CO. INC. (HILL) and KNIGHT SECURITIES L.P. (KNIGHT) - and HILL, THOMPSON, MAGID & CO. INC. (HILL) reflecting Plaintiff NEVWEST SECURITIES CORPORATON's (NEVWEST's) order at $0.20 - Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) 'effectively precluded any attempt by anyone to trade at higher prices' before filling Plaintiff NEVWEST SECURITIES CORPORATON's (NEVWEST's) sell order.
36. On November 13, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) received - via facsimile - several pieces of correspondence from Defendant GLOBAL RESERVE CORPORATION (GLBR) containing letters dated between November 4, 2002 and November 13, 2002 addressed to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST), Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC., and HILL, THOMPSON, MAGID & CO. INC. (HILL). Conspicuously, there was 'no correspondence addressed to KNIGHT SECURITIES L.P.' (KNIGHT). The role of KNIGHT SECURITIES L.P. (KNIGHT) - in Defendant GLOBAL RESERVE CORPORATION (GLBR) transactions - was no different than that of HILL, THOMPSON, MAGID & CO. INC. (HILL) except for the fact that 'KNIGHT SECURITIES L.P. (KNIGHT) did not post any unsolicited quotes'. The letters claimed certificate number 5193 dated July 8, 2002 - representing 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. - had been 'cancelled by a corporate resolution' on October 23, 2002.
37. On November 18, 2002 HILL, THOMPSON, MAGID & CO. INC. (HILL) - filled a part of Plaintiff NEVWEST SECURITIES CORPORATON's (NEVWEST's) open limit order - purchasing '9,000 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) at '$0.02 per share'.
38. On December 4, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) 'sold a total of 5,000 shares' of Defendant GLOBAL RESERVE CORPORATION (GLBR) at the best available price as determined - in accordance with the 'three quote rule' - at the time of the transaction, such best price was '$0.07 per share'.
39. Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) is informed and thereupon believes that Defendants GAMBOA PROPERTIES INC. (GPI), GLOBAL RESERVE CORPORATION (GLBR), ELVIRA GRACE GAMBOA a.k.a. PEARLASIA, MARK LOGAN PEDLEY a.k.a. MARK WELLINGTON a.k.a. BRANCH VINEDRESSER a.k.a. DR. TZEMACH "BEN" DAVID NETZER KOREM PH.D., TERESITA GAMBOA, GENEROSO G. GAMBOA, ANNELIESE YABUT, and HAROLD F. HARRIS have 'engaged-in' and 'continue to commit' 'securities fraud' and/or 'market manipulation'. These Defendants 'own' or 'control' an 'issuer' listed on the Pink Sheets ADATOM.COM INC. ("ADTM"), a Delaware corporation. It appears that ADATOM.COM INC. (ADTM) is used as a vehicle to spawn multiple publicly traded companies in so called spin-off transactions to create separate publicly listed companies on the Pink Sheets. Defendant GAMBOA PROPERTIES INC. (GPI) deposited into their account at Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) a number of shares of several such spin-off entities and 1,500,000 shares of stock in Defendant GLOBAL RESERVE CORPORATION (GLBR). There is evidence in the past that Defendant ELVIRA GRACE GAMBOA used stock in Defendant GLOBAL RESERVE CORPORATION (GLBR) to obtain control of ADATOM.cOM INC. (ADTM).
40. Upon Plaintiff NEVWEST SECURITIES CORPORATON's (NEVWEST's) discovery of the substantial deficit in the Defendant GAMBOA PROPERTIES INC. (GPI) account, and subsequent to NEVWEST SECURITIES CORPORATON's (NEVWEST's) internal investigation of the circumstances involving this matter, Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) became aware of 'significant suspicious trading activity' involving Defendant GLOBAL RESERVE CORPORATION (GLBR) and 'other securities similarly held' in Defendant GAMBOA PROPERTIES INC. (GPI) account at Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST). The 'daily volumes' and 'trading prices' tend to suggest 'manipulative practices and trades designed to influence the perceived value of the securities based on the last reported price'.
41. On December 10, 2002 Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. informed Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) that Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTCC) shorted Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) stock based on 'cancellation of certificate number 5193 dated July 8, 2002' in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. [See, item 25.]
42. Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. immediately passed the short through to Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) in an apparent violation of Article 8 of the UNIFORM COMMERCIAL CODE (UCC).
43. On December 11, 2002 Plaintiff NEVWEST SECURITIES CORPORATON (NEVWEST) asserted its rights under Article 8 of the UNIFORM COMMERCIAL CODE (UCC) and informed 1ST GLOBAL STOCK TRANSFER LLC of the 'limitations on the issuer ability to cancel an outstanding block of stock by corporate resolution'. Upon that notice, 1ST GLOBAL STOCK TRANSFER LLC 'revoked the cancellation of the certificate number 5193 dated July 8, 2002 representing 1,500,000 shares of Defendant GLOBAL RESERVE CORPORATION (GLBR) in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. 1ST GLOBAL STOCK TRANSFER LLC informed Defendant GLOBAL RESERVE CORPORATION (GLBR) that the cancellation would not stand unless Defendant GLOBAL RESERVE CORPORATION (GLBR) obtained a valid Court order to that effect.
44. Upon learning of the revocation of the cancellation of the certificate number 5193, Defendant GLOBAL RESERVE CORPORATION (GLBR) - fired 1ST GLOBAL STOCK TRANSFER LLC as its transfer agent and - chose to 'act as its own transfer agent'. On or about December 12, 2002 Defendant GLOBAL RESERVE CORPORATION (GLBR) contacted Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTC) directly, trying to enforce the cancellation of certificate 5193. However, aware of the legal requirements of Article 8 of the UNIFORM COMMERCIAL CODE (UCC), Defendant DEPOSITORY TRUST AND CLEARING CORPORATION (DTCC) refused to recognize the cancellation without a valid Court order.
45. On January 6, 2003 the Florida 15th Judicial Circuit Court in and for Palm Beach County, 'Florida issued a Court order canceling stock certificate 5193' of Defendant GLOBAL RESERVE CORPORATION (GLBR) dated July 8, 2002. This order is 'invalid because: (a) The stock certificate 5193' of Defendant GLOBAL RESERVE CORPORATION (GLBR) dated July 8, 2002 was in the name of Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC.' that was not a party to the hearing; and, (b) The supporting evidence used in the Florida hearing appears to contain fraudulent misrepresentations by Defendants HAROLD F. HARRIS and ELVIRA GRACE GAMBOA.
- - - -
CIVIL DOCKET
United States District Court
District of Nevada - Las Vegas
CIVIL DOCKET FOR CASE #: 2: 03-CV-00039 RLH-RJJ
NEVWEST SECURITIES CORPORATION vs. HAROLD F. HARRIS, et al.
Docket Text
01/10/2003 1 Complaint with Jury Trial on behalf of Plaintiff. (Entered: 02/10/2003)
01/10/2003 Summons issued (12) on behalf of Plaintiff (Entered: 02/10/2003)
01/10/2003 2 Motion For Temporary Restraining Order, Ex Parte Application For Temporary Restraining Order and Preliminary Injunction on behalf of Plaintiff. Emergency Relief Request. (Disposition: ORDER #3 granted. (Entered: 02/10/2003)
01/10/2003 3 Temporary Restraining Order, Ordered: The above named Defendants to appear on 1-16-03 @ 1pm before KJD; Further Ordered: Pending hearing, Defendants are hereby enjoined from honoring the Florida Court ORDER; Further Ordered: Plaintiff to post a security bond in the amount of $5,000.00 prior to filing of TRO. (Entered: 02/10/2003)
01/13/2003 4 Certificate Of Cash Deposit in the amount of $5,000.00 per ORDER #3 on behalf of Plaintiff. (Entered: 02/10/2003)
01/15/2003 5 ORDER, Ordered: This matter to be referred for reassignment to another District Judge. (cps dist) (Entered: 02/10/2003)
01/15/2003 6 ORDER, Ordered: Due to a reassignment of District Judges, the hearing set for 1-16-03 @ 1pm before KJD is Vacated. (cps dist) (Entered: 02/10/2003)
01/15/2003 7 Summons returned executed as to ANNELIESE YABUT with Return of Service dated 1-13-03 on behalf of Plaintiff (Entered: 02/10/2003)
01/15/2003 8 ORDER, Ordered: Defendants shall appear on 1/17/03 @ 1:30 pm for a hearing on Plaintiffs Motion For Preliminary Injunction. (cps dist) (Entered: 02/10/2003)
01/15/2003 9 Certificate Of Interested Parties on behalf of Plaintiff. (Entered: 02/10/2003)
01/16/2003 10 ORDER, Ordered: This action is reassigned to Judge RLH for all further proceedings. (cps dist) (Entered: 02/10/2003)
01/16/2003 11 Motion For Miscellaneous Relief to vacate Ex Parte TRO issued on 1/10/03; or is to increase the amount of the bond securing the TRO on behalf of RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (s) (Disposition: ORDER #15 (Entered: 02/10/2003)
01/16/2003 12 Response In Opposition To Motion For Preliminary Injunction (#2) on behalf of RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (s) (Entered: 02/10/2003)
01/16/2003 13 Motion For Miscellaneous Relief for Contempt against Defendant RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (Emergency Relief Request) on behalf of Plaintiff. (s) (Disposition: ORDER #15 (Entered: 02/10/2003)
01/16/2003 Miscellaneous document FAX from GAMBOA PROPERTIES INC. regarding Agreement between GAMBOA & NEVWEST. (Entered: 02/10/2003)
01/17/2003 Miscellaneous document Stipulation / Order To Dismiss - RLH (Entered: 02/10/2003)
01/17/2003 14 Response In Opposition To Motion to Motion (#13) on behalf of RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (s) (Entered: 02/10/2003)
01/21/2003 15 ORDER on Stipulation To Dismiss all claims by and between RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. (cps dist) (Entered: 02/10/2003)
01/23/2003 16 Summons returned executed as to TERESITA GAMBOA with Return of Service dated 1-13-03 on behalf of Plaintiff. (Entered: 02/10/2003)
01/23/2003 17 Summons returned executed as to GAMBOA PROPERTIES INC. with Return of Service dated 1-14-03 on behalf of Plaintiff. (Entered: 02/10/2003)
01/23/2003 18 Summons returned executed as to GENEROSO G. GAMBOA with Return of Service dated 1-13-03 on behalf of Plaintiff. (Entered: 02/10/2003)
01/23/2003 19 Notice (Other) Of Withdrawal Of Motion For Preliminary Injunction and Motion For Contempt on behalf of Plaintiff. (m) (Entered: 02/10/2003)
01/24/2003 20 Summons returned executed as to RBC ( ROYAL BANK OF CANADA ) DAIN RAUSCHER INC. with Return of Service dated 1-14-03 on behalf of Plaintiff (Entered: 02/10/2003)
01/28/2003 21 Summons returned executed as to WASHINGTON MUTUAL INC. with Return of Service dated 1-17-03 on behalf of Plaintiff. (Entered: 02/10/2003)
01/28/2003 22 Summons returned executed as to THE DEPOSITORY TRUST AND CLEARING CORPORATION with Return of Service dated 1-15-03 on behalf of Plaintiff. (Entered: 02/10/2003)
02/06/2003 Miscellaneous document Stipulation To Extend Time To Respond To Complaint To Judge RLH (Entered: 02/10/2003)
02/07/2003 Miscellaneous document (3) Stipulation/Order Extending Time To Answer on behalf of TERESITA GAMBOA, ANNELIESE YABUT, and GENEROSO G. GAMBOA - RLH (Entered: 02/10/2003)
02/07/2003 23 ORDER on Stipulation Defendants have until 2/21/03 to answer or respond. (cps dist) (Entered: 02/10/2003)
02/10/2003 24 ORDER on Stipulation ANNELIESE YABUT shall have until 2/28/03 to file an answer or respond to Complaint. (cps dist) (Entered: 02/11/2003)
02/10/2003 25 ORDER on Stipulation GENEROSO G. GAMBOA shall have until 2/28/03 to file an answer or respond to Complaint. (cps dist) (Entered: 02/11/2003)
02/10/2003 26 ORDER on Stipulation TERESITA GAMBOA shall have until 2/28/03 to file an answer or respond to Complaint. (cps dist) (Entered: 02/11/2003)
02/11/2003 27 Certificate of Service regarding service to MILIANA MOROWITZ on behalf of Plaintiff. (Entered: 02/12/2003)
02/14/2003 28 NOTICE (Other) of bankruptcy on behalf of Defendant GENEROSO G. GAMBOA and TERESITA GAMBOA. (s) (Entered: 02/19/2003)
02/21/2003 29 Answer to Complaint on behalf of Defendant WASHINGTON MUTUAL INC. (m) (Entered: 02/25/2003)
02/21/2003 30 Answer to Complaint on behalf of Defendant MILIANA MOROWITZ. (m) (Entered: 02/25/2003)
03/04/2003 31 NOTICE (OTHER) Of Intent To Enter Default on behalf of Plaintiff. (m) (Entered: 03/04/2003)
03/07/2003 Miscellaneous document Stipulation/Order Extending Time For Answer - RLH (Entered: 03/10/2003)
03/07/2003 32 Affidavit on behalf of Plaintiff of Due Diligence. (Entered: 03/10/2003)
03/07/2003 33 Affidavit on behalf of Plaintiff of Due Diligence. (Entered: 03/10/2003)
03/07/2003 34 Affidavit on behalf of Plaintiff for Service by Publication. (Entered: 03/10/2003)
03/10/2003 35 ORDER on Stipulation ANNELIESE YABUT shall have until 3/31/03 to file an answer or respond to the Complaint. (cps dist) (Entered: 03/10/2003)
03/11/2003 36 ORDER for service by publication. (cps dist) (Entered: 03/12/2003)
03/18/2003 37 Acceptance Of Service on behalf of Plaintiff regarding service of Summons and Complaint to Defendant DEPOSITORY TRUST AND CLEARING CORPORATION. (Entered: 03/18/2003)
03/31/2003 38 Motion To Dismiss on behalf of Defendant DEPOSITORY TRUST AND CLEARING CORPORATION for lack of personal jurisdiction and for failure to assert a claim which relief can be granted. (m) (Disposition: Moot ORDER #40 (Entered: 04/02/2003)
04/07/2003 39 Notice Of Voluntary Dismissal on behalf of Plaintiff without prejudice of Defendant DEPOSITORY TRUST AND CLEARING CORPORATION. (m) (Entered: 04/07/2003)
04/08/2003 Miscellaneous document Stipulation/Order for dismissal of ANNELIESE YABUT with prejudice - RLH (Entered: 04/09/2003)
04/10/2003 40 ORDER ON STIPULATION that Defendant ANNELIESE YABUT is dismissed with prejudice, each party to bear its own fees/costs. (cps dist) (Entered: 04/10/2003)
05/15/2003 Miscellaneous document Stipulation to Dismiss to Judge RLH (Entered: 05/15/2003)
05/16/2003 41 ORDER on Stipulation Order. Defendants WASHINGTON MUTUAL INC., and MILIANA MOROWITZ dismissed from action with prejudice, each party to bare own attorneys fees/costs. Cps dist. (Entered: 05/16/2003)
02/26/2004 42 NOTICE (Other) to Counsel pursuant to LR 41-1. (Entered: 02/27/2004)
03/17/2004 43 ORDER, Ordered: This action is dismissed without prejudice for want of prosecution. (cps dist) (Entered: 03/18/2004)
====
BUSINESS WIRE
U.N. Dollars Corp. Acquires Slateco
September 04, 2001 11:00:00 AM ET
LAS VEGAS - BUSINESS WIRE - September 4, 2001 - U.N. DOLLARS CORP. ( Over-The-Counter: UDLL) is in the process of changing its name to SLATECO INTERNATIONAL GROUP INC. ( SIGI ) [ SLGI ] as a result of acquiring the SLATECO GROUP of companies.
SIGI is a company formed to propel itself into the mainstream of the world economy. SIGI's principal focus is on SLATECO EARTH OPERATIONS INC., a marble quarry operation consisting of two (2) main quarries (White Carrera and Black Marble) and one (1) secondary quarry consisting of Yellow Marble. From this operation was born the conglomerate, a group of companies working together to support the combined operations of the whole.
The quarry sites, located 90-miles from the corporate headquarters in Las Vegas, are in Nye County Nevada. With the step up in operations this new conglomerate will afford, SIGI will look to bolster the economy of Nye County, as well as provide much needed jobs in the area.
SIGI corporate structure allows it to enhance the operations of each member of the group with each company providing the expertise necessary to support the workings of the other members of the group. This is unique because each company will also continue to maximize the profitability of its current operations, while serving the current customer bases, SIGI can assist each individual company in the conglomerate to further its success.
One of the key members of SIGI is MCCLENDON TRANSPORTATION GROUP INC. ( Pink Sheets: MCCL ), a long-standing company with noticeable regional success in the trucking and logistics business. SIGI goal is to propel this partner into the forefront of the transportation and shipping management areas.
SPECIAL MACHINES INC. ( SMI ) is a company that specializes in the creation of assembly line and special machinery applications that allows customers to stamp out, die, cast and create their own special or unique part or item pertinent to their business needs. Besides continuing to serve its customer base as it has for more than 18-years, SMI will create unique assembly line processes to be utilized at the quarry sites in order to increase productivity and output.
ITAL STONE INC. is the marketing arm for the quarry operations, with more than 6-years of experience in the marble and granite retail industry, and a member of the Marble Institute of America.
This company brings years of stone retailing experience to the conglomerate. The company operates a 100,000-square-foot facility in Las Vegas and has numerous construction clients throughout the West and Southwest, as well as hotel and casino clients in Las Vegas.
As a result of SLATECO GROUP merging into U.N. DOLLAR CORP. ( UDLL ) the process has begun to transfer all of the pre-SLATECO acquired assets into a new subsidiary, GLOBAL RESERVE CORPORATION, and paying the shareholders of U.N. DOLLAR CORP. a 'dividend' of one (1) share of GLOBAL RESERVE CORP. for every share currently owned by U.N. DOLLAR CORP. shareholders. A shareholder record date has not yet been set for this dividend.
Profiles
SLATECO EARTH OPERATIONS INC.:
- $2,300,000,000 Billion in assets
- 1st year projected income at more than $125,000,000 million
MCCLENDON TRANSPORTATION GROUP INC.:
- Revenue stream $40,000,000 million
- $9,000,000 million in assets
SPECIAL MACHINES INC. ( SMI ):
- Net income $2,000,000 million annually
- $1,500,000 million in assets
ITAL STONE INC.:
- Net income $2,500,00 million annually
- $2,500,000 million in assets
MAPP BUILDING SERVICES AND DISTRIBUTING INC.:
- Via service contracts for SA authorized services
- Net income $1,500,000 million
- $500,000 in assets
U.N. DOLLARS CORP.:
- Symbol for OTC trading in the United States: UDLL
- Original incorporation: 1935, State Of Colorado, named as OPHIR GOLD MINES CO.
- Shares Outstanding: 159,000,000
- Float: 5,000,000
- Shareholders: 2,000
- Book Value: $23.00
U.N. DOLLARS CORP. ( UDLL ) operates from a 5,000 square foot office in Jacksonville, Florida and is in the process of moving its headquarters to Las Vegas, Nevada upon completion of acquisition of Slateco group of companies.
Internet website: http://www.undollars.org
Top Management, Officers and Directors:
Ronald Allen - CEO and Chairman Of The Board
Perry W. Slates - President and Chief Operations Officer
Except for historical information, contained herein, statements in this news release are forward-looking statements made pursuant to the safe harbor provision of the Private Securities Litigation Reform Act of 1995. Forward-looking statements involve risks and uncertainties that may cause actual results to differ materially from those forecasted or expected.
Contact Information:
PRINCETON RESEARCH INC.
Nevada, USA
Mike King
TEL: (702) 650-3000
FAX: (702) 697-8944
E-MAIL: kingm@princetoninv.com
====
BUSINESS WIRE
Slateco International Group Completes Merger and Domiciles the New Corporation to Nevada
January 29, 2002 09:02:00 AM ET
LAS VEGAS - BUSINESS WIRE - January 29, 2002 - SLATECO INTERNATIONAL GROUP ( Over-The-Counter: SLIG ) announced today that they have completed a merger between U.N. DOLLARS CORP., SLATECO EARTH OPERATIONS INCORPORATED, SPECIAL MACHINES INC. (SMI), and RRG BUSINESS DEVELOPMENT INCORPORATED. The 3 privately held companies have merged into U.N. DOLLARS CORP. in an all-stock transaction.
U.N. DOLLARS CORPORATION has subsequently changed its name to SLATECO INTERNATIONAL GROUP INCORPORATED, and the company has changed its corporate domicile to the State of Nevada.
The companies joining the merger are SLATECO EARTH OPERATIONS INC. (SLATECO), SPECIAL MACHINES INC. (SMI), and RRG BUSINESS DEVELOPMENT CORPORATION (RRG).
SLATECO is a marble quarry operation attempting to acquire 3 quarries of white, yellow, and black marble. It will be the only operational 'white carrara marble' quarry in the United States. With an international base of clients, the company has an aggressive plan for growth.
SMI specializes in the creation of automotive parts along with manufacturing specialized parts and the creation of assembly lines and machinery applications. With $2,000,000 million in annual revenues, SMI has done business with FORTUNE 500 automotive companies.
RRG is a business-consulting firm that owns an UNIVERSAL PACIFIC INSURANCE COMPANY, which writes surety and casualty business in Central and South America. RRG will head up the Acquisition Department of SLATECO.
Included in the transaction, is a service contract with MAPP BUILDING SERVICES AND DISTRIBUTION COMPANY INC. (MBS), a building services and distribution company with 3 FORTUNE 500 clients and 8-A certified company. MBS will act as the distributing arm for the companies.
SLATECO INTERNATIONAL GROUP also announced today the new officers and executives of the corporation.
The new officers are:
Gary Telly - Chief Executive Officer
Perry Slaton - President and Chief Operations Officer
Curtis Mapp - Chief Financial Officer and Treasurer
Elizabeth Gallon - Corporate Secretary
Each officer will also serve as members of the Board of Directors of the company.
Gary Telly, Chief Executive Officer of SLATECO INTERNATIONAL GROUP said, "It's great to be a part of this phenomenon. SMI has been designing and building secondary machines for the automotive industry for over a quarter of a century. Since becoming involved with the exceptional personalities that make up our unique group, with their positive attitude and desire to succeed, this was probably the biggest reason I had in joining this group. SMI will be one of the main companies behind the extraction of Marble in Las Vegas. This is going to be a challenge, but I love challenges. This is not rocket science; it's just a bigger version of the things we have been doing for years. SLATECO INTERNATIONAL GROUP has positioned itself to propel into the future."
Perry Slaton, President and Chief Operations Officer of SLATECO said, "We have worked to create a significant foundation to create value for our shareholders."
SLATECO has hired PUBLICEASE, 3663 E. Sunset Rd., Suite 104, Las Vegas, Nevada 89120 as its new stock transfer agent. They have been processing all stock transfer issues for the company since November 20, 2001.
Under the completed terms of the merger agreement, U.N. DOLLARS CORP. ( former Management and Operations ) has spun its current companies - including all assets and all liabilities - into a new company GLOBAL RESERVE CORPORATION, which subsequently delivered an empty shell for the merger.
The name of the shell company has been changed to SLATECO INTERNATIONAL GROUP INCORPORATED.
The new groups of incoming officers and directors have taken over the operations of the company.
As a matter of public notice, none of the previous or former managers, directors, or officers of U.N. DOLLARS CORPORATION are in any way involved in the Management or Operations of SLATECO INTERNATIONAL GROUP INCORPORATED.
Statements in this release that are not strictly historical, are forward-looking, and are based upon current expectations.
These forward-looking statements involve risks and uncertainties that could cause actual results to differ materially from those anticipated by the statements made herein. Such risks may have a significant effect on the company operations and profitability.
In a highly competitive business environment, there can be no assurance that the Company's strategies will successfully improve future operating profitability.
Contact Information:
SLATECO INTERNATIONAL GROUP INC.
Perry Slaton
Nevada, USA
TEL: (702) 658-4181
OR,
PRINCETON RESEARCH INC.
Mike King
Nevada, USA
TEL: (702) 650-3000
====
-------- Original Message --------
From: "Van" [ VAN ARTHUR BRINK ] b4impalaiam@hushmail.com
Sent: Thu, 31 Feb 2002 01:50:28 -0800
To: “Zig” [ JAMES GREGORY (ZIG) ZIEGLER ] zcarib@hushmail.com
Subject: Re: Invoice needed
My replies [[ below ]]
-----Quoted Message-----
From: “Zig” [ JAMES GREGORY (ZIG) ZIEGLER ] zcarib@hushmail.com
Sent: Thu, 31 Feb 2002 00:00:08 -0800
To: "Van" [ VAN ARTHUR BRINK ] b4impalaiam@hushmail.com
Subject: Invoice needed
Dynamic's are now leaning toward my offer of $300,000 of UN DOLLAR CORP. ( UDLL )! You cannot imagine the quantity of e-mails exchanged for something that seems so simple to thee and me.
[[Careful on pumping UDLL - we'll get that for the sold bank, but not subsequently. We'll get GLOBAL RESERVE CORP. ( GLBR ), it's Pink Sheets brand new. UDLL is Over-The-Counter with some history, and that just completed the merger with SLATECO INTERNATIONAL GROUP INC. ( SLIG ).]]
RE: second bank for David [ MARK LOGAN PEDLEY ]:
1: My paranoia wonders, if they have the two banks they want, will they go forward with the large amount of shares you and I need for the third bank?
[[Pink Sheets company building audited net worth for no money spent. My guess is that they go forward. Sure have made more than one wrong guess in my life, though.]]
2. Their [ DOMINION OF MELCHIZEDEK (DOM) ] multi-zillion $ operation seems to be operating like ours, zillions on paper but no ability to buy lunch. I guess "so what", as long as we get the large chunk of shares.
[[Yes.]]
3. The next least desirable name we have is CHEIROS FIRST BANK A.D., POLE STAR BANK A.D. runs a close second. I like the attorney ( Vera Ostojic in Podgorica, Montenegro) less, with POLE STAR, though no real grievance.
[[Agree regarding names.]]
4. An ideal situation would be to get the advance of shares you're seeking and just turn over PROVIDENCE SAVINGS BANK A.D.???
[[Yes -- I want 800,000,000 million in shares to work with. Take 50,000,000 million out each for you and I personally, and work the rest and get FIRST INTERNATIONAL BANK OF GRENADA LTD. out of my life out of the 700,000,000 million remaining. Hopefully, insurance wrap and hypothecate those and then get them back in 1-year and split them between you and I.]]
5. On the other hand, an ideal situation would be to thee and me have $30k each for groceries next week.
[[We don't turn loose of the second bank [ CHEIROS BANK A.D. ] David [ MARK LOGAN PEDLEY ] wants. Intend to offer CHEIROS, until you have shares for the first SEEDTIME AND HARVEST BANK A.D. plus cash waiting at escrow for CHEIROS. That was the deal. You keep the UN DOLLAR CORP. ( UDLL ) shares for SEEDTIME. You and I split the cash on CHEIROS. Or, if he doesn't go forward with CHEIROS I'll stuff it with assets and sell it either for cash - like $500,000 to $1,000,000 million - or for shares like 800,000,000 million again.]]
You're in charge. Tell me where to sign.
Love you
zig
[[Help me on my draft below, and HAPPY-HAPPY BIRTHDAY!!!]]
Okay, on the PROVIDENCE SAVINGS BANK A.D. audit that is required before you and I can collect all the shares we want to have coming to us –
The accountant ( Bane Gecic in Smederevska Palanka, Serbia ) has been looking at all the audit value numbers, and feeling slighted at only $2,500 per entity audited, he came to me this afternoon wanting $150,000 cash for each entity audited. I had a handshake agreement with him on audit pricing but not a written agreement signed by him. You’d think I’d learn by now.
There are 6 entities being audited. PROVIDENCE SAVINGS BANK A.D., 3 other banks ‘not related to you’ [ MARK LOGAN PEDLEY and/or DOMINION OF MELCHIZEDEK ], THE FRANCIS GROUP INC. ( Nigel J.M. Francis, former FIBG LTD. bank director ), and CASCADE ACCEPTANCE LLC. FRANCIS and CASCADE have to be audited to support the share value that is assigned to PROVIDENCE. The obvious block is, of course, that I don’t happen to have an extra $900,000 in cash right now.
I negotiated him down to $10,000 per entity audited. I don’t happen to have $60,000 right now, either. So I’ve negotiated payment terms. He will finish and release the audits by next Friday in exchange for $2,500 in cash - over and above what I’ve already paid him - plus the balance over 4-months.
I don’t feel like starting over with another auditor. I want to get on with it. That being said – Items he just asked me for:
1. Copy of the invoice, for how much the bank cost.
2. Copy of the purchase agreement, with the previous owner.
3. I also need to come up with an English translation to whatever Panama’s corporate law says on how accounting is to be done. FRANCIS is a Panama IBC. Can you help me on that? You’re in that neck of the woods. Maybe your Uganda attorney friend might have a Panama attorney friend or something.
Other than that the auditor seems to be happy with the audit documentation. That could change as the week progresses, if he thinks of anything else he would want to have on file to cover his butt should he ever be questioned on how he arrived at the numbers presented. Right now he’s waffling on how to present organizational costs as an asset vs. government fees and the like as being pure expense items. Doesn’t really matter which way he goes. Just want it done.
FAX number to use: +256 41 348286 (
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you want more info lol em
since ya'll are awake...
defendant #1059 Pearlasia Gamboa...bout halfway down this page.
............................................................
Oceania
Fiji's cyber secession
By Craig DeSilva
HONOLULU - An anthropologist who has created a web page for Rotumans said the tiny island will always be wrapped in controversy over whether to succeed from Fiji.
Alan Howard is professor emeritus of anthropology at the University of Hawai'i-Manoa and creator of Noa'ia 'e Mauri, a website focused on providing information about Rotuma (http://www.hawaii.edu/oceanic/rotuma/os/hanua.html). He has also written an article on the subject in the Spring 1999 edition of The Contemporary Pacific called "Pacific-Based Virtual Communities: Rotuma on the World Wide Web".
Howard said although he doesn't think it's economically or politically feasible for Rotuma to break away from Fiji and become an independent nation, there is valid argument for the issue to be raised. "There is dissatisfaction in the way development has been slow on the island," said Howard. "But that's not universally shared. Most people are content with being part of Fiji."
The issue of whether Rotuma should succeed from Fiji was raised earlier this week when convicted fraudster David Korem, 46, also known as Mark Pedley, visited the island to draft a constitution to help Rotuma gain independence from Fiji through "a state within a state".
Korem, a Californian, was in Fiji on a visitor's permit. He calls himself the "Head of the House of Elders of the Dominion of Melchizedek". His Filipina wife, Elvira Gamboa, goes under the name "Ms Pearlasia", the president. While the group seems only to exist on the Internet, US officials warn that it is part of a major international fraud, which has been perpetrated worldwide since 1990.
Although Korem is believed to have left Fiji, police there are on alert to deport him if he returns to the country.
Rotuma - home to around 3,000 people - is located 400 kilometers north of Fiji's main islands.
Alan Howard first became interested in Rotuma in 1959, when he first visited the island to do research for his doctorate. Then a 25-year-old graduate student, Howard instantly fell in love with the small volcanic island, which he said is one of the most beautiful places on earth. He has returned at least 10 times in the last 41 years.
His website gets about 60 hits a day. Since there is no Internet access on Rotuma, the site is geared to the 10,000 Rotumans worldwide, many of whom live in New Zealand and Europe. The site is also used by a broadcast news organization in Sydney. "It's a good opportunity to create a cyberspace to share news and post information for Rotumans who want to know the value of their culture," he said.
Howard earlier created an open message board on the website, but had to take it off when people were anonymously posting vulgar messages. Now, those who want to participate in the message board must first register their name and e-mail address with Howard before entering the chat room. "It has lessened the spontaneity of the site, but it has also cut down on a lot of nasty messages," he said. "Rotumans are much happier with it now."
Despite the latest news on the Rotuma succession scheme, Howard said there haven't been many rumblings about it from visitors to the web page. He said many Rotumans are not comfortable about making their opinions publicly known.
Although succession from Fiji is not a popular idea, Howard said the issue is sure to continue. "It's something Rotumans need to discuss to get all the pros and cons out in the open," he said. "Whenever an island has its own distinct language and culture, there will always be a move to be independent."
Pacific Islands Report is a service of the East-West Center and the University of Hawaii. For news in depth, link to the PIR website: http://pidp.ewc.hawaii.edu/pireport
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©1999 Asia Times Online Co., Ltd.
Mission Securities Corp...
is a named defendant as well.
Craig M. Biddick Craig M. Biddick is the President of Mission Securities. Mr. Biddick serves on the National Association of Independent Broker Dealers, the Southern California Investors Association, the Financial Services Exchange and the Financial Industry Association. He holds the Series 7, 24, 27 and 63 registrations. Mr. Biddick graduated from California State University, Fullerton, with a BA in Business Administration and Economics. He also attended Rice University.
Fred G. JagerFred G. Jager is the President and Chief Executive Officer of Hunter Wise Securities, LLC and Chief Executive Officer of Hunter Wise Commodity Alliance, LLC. Hunter Wise is a specialized investment banking firm providing the highest quality level of institutional financing, as well as merger, acquisition, divestiture and advisory services for micro-cap public companies and selected privately held businesses. Hunter Wise Commodity Alliance, LLC and its subsidiariesare involved in the trading and financing of precious metals, industrial metals and currencies worldwide. Mr. Jager is a nationally known figure in the world of investment banking. For three decades, he has represented public and privately held companies throughout North America, becoming one of the nation’s most successful leaders in middle-market corporate finance. He is the former President of internationally renowned Geneva Corporate Finance, Inc., and also founded Denver-based Jager & Company, Inc., which was the largest corporate finance firm of its kind in the Rocky Mountain region. Mr. Jager was also Executive Vice President of an investment-banking firm in Northern California. Mark S. Stewart Mark S. Stewart is the founder of Mark Stewart Securities, Inc., a market making firm founded in 1996 that prides itself on providing true best execution and helping companies to go public through sponsorship of the issuers’ Form 211. Mr. Stewart began his career in the securitiesindustry in 1990 with American Express Financial Advisors. In 1992, he became an agency trader for an independent contractor firm, and in 1993 was promoted to head trader, responsible for all of the firm’s compliance matters. In 1994, he joined another firm to become a market maker, where he managed all operations of the firm. Mr. Stewart has more than 15 years of operational experience. He holds NASD Series 4, 7, 24, 27, 53, 55 and 63 registrations, and is a member of the Financial Industry Association.
the time for talk is over..
oh shareless ones of the night.
; )
yep, odd name on def.#1059 em