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Google. Martin Sumochrast. Fraud he’s the ceo.
Statement of Changes in Beneficial Ownership (4)
Source: Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
VENEGAS ZACHARY L 2. Issuer Name and Ticker or Trading Symbol
Helix TCS, Inc. [ HLIX ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director __ X __ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
CEO
(Last) (First) (Middle)
C/O HELIX TCS, INC., 5300 DTC PARKWAY, SUITE 300 3. Date of Earliest Transaction (MM/DD/YYYY)
9/6/2018
(Street)
GREENWOOD VILLAGE, CO 80111
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9/6/2018 S (1) 6134.0000 D $1.1500 (2) 22611802.0000 I As Controlling Manager and Member of Helix Opportunities, LLC
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $2.2660 (3) 2/15/2023 Common Stock 40000.0000 40000.0000 D
Stock Option (Right to Buy) $2.2660 (3) 2/15/2028 Common Stock 450000.0000 450000.0000 D
Class "A" Convertible Preferred Stock $0 (4) (4) (5) Common Stock 1000000.0000 1000000.0000 I Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC
Explanation of Responses:
(1) The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC .
(2) This transaction was executed in multiple trades ranging from $1.11 to $1.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
(3) Vested in full on April 30, 2018.
(4) The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
(5) The Class "A" Convertible Preferred Stock does not have an expiration date.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
VENEGAS ZACHARY L
C/O HELIX TCS, INC.
5300 DTC PARKWAY, SUITE 300
GREENWOOD VILLAGE, CO 80111 X X CEO
Signatures
/s/ W. David Mannheim, by Power of Attorney 9/10/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Statement of Changes in Beneficial Ownership (4)
Source: Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Ogur Scott Matthew 2. Issuer Name and Ticker or Trading Symbol
Helix TCS, Inc. [ HLIX ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director __ X __ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O HELIX TCS, INC., 5300 DTC PARKWAY, SUITE 300 3. Date of Earliest Transaction (MM/DD/YYYY)
9/11/2018
(Street)
GREENWOOD VILLAGE, CO 80111
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9/11/2018 S (1) 6319.0000 D $1.0500 22605483.0000 I As Controlling Manager and Member of Helix Opportunities, LLC
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class "A" Convertible Preferred Stock $0 (2) (2) (3) Common Stock 1000000.0000 1000000.0000 I Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC
Explanation of Responses:
(1) The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC .
(2) The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
(3) The Class "A" Convertible Preferred Stock does not have an expiration date.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Ogur Scott Matthew
C/O HELIX TCS, INC.
5300 DTC PARKWAY, SUITE 300
GREENWOOD VILLAGE, CO 80111 X X Chief Financial Officer
Signatures
/s/ W. David Mannheim, by Power of Attorney 9/13/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
You really know your cannabis
How much you getting paid
You are speaking Hindu thank you. Go helix
Hi I’m hoping and praying you right it looks like it’s holding it’s own thank you
150 yourright please give me your logic of why it’s healthy and some examples for your theory
If the company is so good the management sold 250k shares in the last 3 months read the form 4 filed
Do you know Kevin Harrington? He is a thief he is going to song sing
Everyone talks about tv time it cost about 5 million and up
Barton own s the land and who knows what keough owns. Why don’t they put the land in the deal?????
There is 25 million shares that are free
!!!!
Yes it’s John Barton selling again
Hi why are you thinking that. There trying to get me to buy more
I tried to tell you mr sing
We are now in sing sing I mean they are still going to a penny
I told you sing sing for these guys
It’s the old midtown partners everything they did goes to zero or sing sing
Dump dump dump should be the name of this one
All a bunch of double talk Sherman Mazur deal
Call them up and listen to there lies
You know them are the thieves?
All a bunch of crooks the sec will be there soon
Over 25 million shares at a 25 percent profit
You think newbridge is going to storm selling with over 25 million shares
Kevin Harrington and owners newbridge shorting
I agree have a nice weekend
It’s 55 I’m on your side take a little off the table on the way up
Be careful take A little of the table
What about the one license for 2 stores
Be careful what you wish for ???????
It’s 19k square feet. I was there !
There are 30 million shares in the float
You see how the market is manipulated?????
Hi the cannabis deal is so small !
That deal is old they never got it done
Tim can’t do s—t I’ve met him
He’s pitching a new deal now in Denver where’s the handcuffs
No nothing