3.1 Alpha/Numeric Submission Type | Description | Tool/ Template Number | Filer-Constructed Form Spec. |
1-E, 1-E/A | Notification under Regulation E by small business investment companies and business development companies. | EDGARLink Template 3 | XFDL Technical Specification |
1-E AD, 1-E AD/A | Sales material filed pursuant to Rule 607 under Regulation E. | EDGARLink Template 3 | XFDL Technical Specification |
2-E, 2-E/A | Report of sales of securities pursuant to Rule 609 under Regulation E. | EDGARLink Template 3 | XFDL Technical Specification |
10-12B, 10-12B/A | Initial general form for registration of a class of securities pursuant to section 12(b) | EDGARLink Template 3 | XFDL Technical Specification |
10-12G, 10-12G/A | Initial general form for registration of a class of securities pursuant to section 12(g) | EDGARLink Template 3 | XFDL Technical Specification |
10-D, 10-D/A | Periodic distribution reports by Asset-Backed issuers pursuant to Rule 13a-17 or 15d-17 | EDGARLink Template 3 | XFDL Technical Specification |
10-K, 10-K/A | Annual report pursuant to section 13 and 15(d) | EDGARLink Template 3 | XFDL Technical Specification |
10KSB, 10KSB/A | Optional form for annual and transition reports of small business issuers under section 13 or 15(d) Will no longer be accepted as of March 16, 2009 | EDGARLink Template 3 | XFDL Technical Specification |
10-KT, 10-KT/A | Transition report pursuant to Rule 13a-10 or 15d-10 | EDGARLink Template 3 | XFDL Technical Specification |
10-Q, 10-Q/A | Quarterly report pursuant to sections 13 or 15(d) | EDGARLink Template 3 | XFDL Technical Specification |
10-QT, 10-QT/A | Transition report pursuant to Rule 13a-10 or 15d-10 | EDGARLink Template 3 | XFDL Technical Specification |
11-K, 11-K/A | Annual report of employee stock purchase, savings and similar plans | EDGARLink Template 3 | XFDL Technical Specification |
11-KT, 11-KT/A | Transition report pursuant to rule 13a-10 or 15d10 | EDGARLink Template 3 | XFDL Technical Specification |
13F-HR, 13F-HR/A | Initial Quarterly Form 13F Holdings report filed by institutional managers | EDGARLink Template 3 | XFDL Technical Specification |
13F-NT, 13F-NT/A | Initial Quarterly Form 13F Notice Report filed by institutional managers | EDGARLink Template 3 | XFDL Technical Specification |
144, 144/A | Filing for proposed sale of securities under Rule 144 | EDGARLink Template 2 | XFDL Technical Specification |
15-12B, 15-12B/A | Notice of termination of registration of a class of securities under Section 12(b) | EDGARLink Template 3 | XFDL Technical Specification |
15-12G, 15-12G/A | Notice of termination of registration of a class of securities under Section 12(g) | EDGARLink Template 3 | XFDL Technical Specification |
15-15D, 15-15D/A | Notice of suspension of duty to file reports | EDGARLink | XFDL Technical |