Princeton Capital Corp. (PIAC)

[levelnever]

Yeah, I believe it should have been out by now too. That said in looking at the 10-K and 40-17G this is the first quarter where they have to integrate all that, pretty mammoth task. We'll see what happens, but atm still feel like it should be happening soon per what they indicated in the late filing notice.

[db7]

VFIN now on ask at $1.. relentless... on most days seems to be the only low ask

I still wonder whom is selling through vfin... what's odd is I've observed vfin representing the insider buys if I recall the action correctly.

So is VFIN actively making a market here to some purpose? Or is it coincidence and VFIN is just a retail seller.....

odd.

surprised no Q yet... I though I read the 5th was the deadline but maybe it's the standard 15th of the calendar month

[db7]

'I think' we should see the Q out today.. "5th calendar day"..etc..etc

[db7]

NEWMAN CHARLES J 2. Issuer Name and Ticker or Trading Symbol

PRINCETON CAPITAL CORP [ PIAC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director _____ 10% Owner
_____ Officer (give title below) __ X __ Other (specify below)
former Director/Officer

(Last) (First) (Middle)


P.O. BOX 25610 3. Date of Earliest Transaction (MM/DD/YYYY)


5/29/2015


(Street)


SCOTTSDALE, AZ 85255
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)



6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person



Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

COMMON STOCK 5/29/2015 5/29/2015 P 200 A $1.2 978273 D
COMMON STOCK 5/29/2015 5/29/2015 P 1400 A $1.05 979673 D

[db7]

NEWMAN CHARLES J 2. Issuer Name and Ticker or Trading Symbol

PRINCETON CAPITAL CORP [ PIAC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director _____ 10% Owner
_____ Officer (give title below) __ X __ Other (specify below)
former Director/Officer

(Last) (First) (Middle)


P.O. BOX 25610 3. Date of Earliest Transaction (MM/DD/YYYY)


5/27/2015


(Street)


SCOTTSDALE, AZ 85255
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)



6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person



Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

COMMON STOCK 5/27/2015 5/27/2015 P 800 A $1.2 978073 D

[blissedout]

Thanks for the updates on the websites. Can't wait until they have a detailed listing of all their different investments for us to review :)

Maybe a portfolio snapshot similar to what was provided here:

http://www.cappoint.com/default.asp?P=945296&S=945299

[levelnever]

Sweet, looks good! Step by step getting there.

[db7]

and check this out: www.PrincetonAdv.com

[db7]

new site!: http://www.princetoncapitalcorp.com/

[db7]

'maybe' this will be our url?->



WHOIS Lookup


Whois Server Version 2.0

Domain names in the .com and .net domains can now be registered
with many different competing registrars. Go to http://www.internic.net
for detailed information.

Domain Name: PRINCETONCAPITALCORP.COM
Registrar: GODADDY.COM, LLC
Sponsoring Registrar IANA ID: 146
Whois Server: whois.godaddy.com
Referral URL: http://registrar.godaddy.com
Name Server: NS33.DOMAINCONTROL.COM
Name Server: NS34.DOMAINCONTROL.COM
Status: ok http://www.icann.org/eppOK
Updated Date: 01-apr-2015
Creation Date: 13-jan-2015
Expiration Date: 13-jan-2017

[levelnever]

There's the support, I wonder why? So many different possibilities as to why all of them good IMO.

[db7]

! NEWMAN CHARLES J 2. Issuer Name and Ticker or Trading Symbol

PRINCETON CAPITAL CORP [ PIAC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director _____ 10% Owner
_____ Officer (give title below) __ X __ Other (specify below)
former Director/Officer

(Last) (First) (Middle)


P.O. BOX 25610 3. Date of Earliest Transaction (MM/DD/YYYY)


5/8/2015


(Street)


SCOTTSDALE, AZ 85255
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)



6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person



Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

COMMON STOCK 5/8/2015 5/8/2015 P 414 A $1.2 975273 D
COMMON STOCK 5/8/2015 5/8/2015 P 1000 A $1.3 976273 D
COMMON STOCK 5/8/2015 5/5/2015 P 1000 A $1.35 977273 D

[levelnever]

Keeping an eye out also to see if there are anymore Newman buys, feels like more than just retail buying at these levels.

[levelnever]

I think it's basing in this 1.20-1.40 range. VFIN clearly boxing things in and guiding the action. Good historical support around this level when you look at longer term chart.

[db7]

ask was above $2 for over an hour this morning... then vfin came back

hopefully they're almost done

[levelnever]

Occasionally, I use barchart to see momentum and get a sense of things, especially on RS stocks because they calibrate the pre-RS activity to reflect number of shares traded and price.

http://www.barchart.com/charts/stocks/PIAC&style=technical
http://www.barchart.com/opinions/stocks/PIAC

So this is the reality of what the stock is done, and all I can think is dang, look at those .50-.60 shares that traded. Wish I could go back in time :)

[levelnever]

Continued buying by ex-CEO even after merger says something. That should give this some support. Explains the base it's forming here.

[db7]

http://www.form4oracle.com/company/princeton-capital-corp-rone/company-transactions?id=12955


"


SEC Filing

Insider



Trade Date

Transaction

Shares

Avg. Price

Total

% Holdings

Return

30-Apr-15 4:24 PM
View: Newman Charles J
30-Apr-15 Purchase 2,998 $1.37 $4,097.20 < 1%
971.86K to 974.86K



"

[db7]

NITE getting more aggressive here looks like

[db7]

It was nice to see a bunch of bids start to line up right before lunch time.. I also think it's probably basing

[levelnever]

Feels like ATDF retail selling here into bid, dumb move IMO. Will be curious if we see some buying by Newman still too. Either way, feels like it should be basing right around here, maybe a tad lower. Looking forward to quarterly in a few weeks I believe.

[db7]

VFIN best bid and lowest ask.. what are you doing VFIN.. net selling or trying to scare into your bid?

I'm assuming 1.30 bid is still Charles???? 'if' it fills we shall see in a few days

I would guess at some point we will see those in the know start buying/bidding ... when and where remains to be seen

[db7]

Form 4, Newman. 2 shares at 1.30. (Obviously a partial lol). Still good to see them supporting the bid still

[levelnever]

Highly recommend that people set their asks as high as possible during this time or not put shares up for sale at all. If there are in fact shorts who need to cover, the higher the asks are the higher the price will go. They will be forced to buy higher and higher.

[db7]

up ~300% since your post fwiw... not all reverse-splits are ouch-

[levelnever]

Day 1 shares sold short perhaps as DB and others were speculating? If so, even forgetting the great story here, expect this to continue running higher on the need to cover. Should be fun to watch if that's the case. Could go much higher.

[blissedout]

Yowza! Price of entry has gone up. Glad someone out there is interested in what PIAC is doing. Keep hitting that ask :)

[db7]

personally, I'm hoping they make the push for naz soon

[levelnever]

Great post, exactly how I feel. Few shares in the float IMO based on how many were trading previously. Really all about what Princeton decides to do here. This could be one of those long hold ones that really builds out beautifully.

[blissedout]

You sure wouldn't think there would be many shares shaking loose. Most are probably holding on to see exactly what assets are here, what other assets might get added to the pile, potential dividend, etc.... Too much upside to sell now IMO :)

I'd love to watch PIAC turn into one I hold for a decade and watch my reinvested dividends grow and grow.

[db7]

me too, I'm hoping we work through those that want out and then move up

hopefully there any many shares shaking loose at this point(?)

[blissedout]

Very nice!

Would love to see a whole lot more trading in the $1.50-$2 range, but I'm in no hurry :)

[db7]

1st trade as PIAC, $1.90!

[Renee]

RONED changed to PIAC:

http://otce.finra.org/DLSymbolNameChanges

[db7]

thanks Bob! so PIAC is the new ticker eh... I like it- 'Princeton Investment Advisors Corp'?? or something along those lines???

[bobkubecka]

Summary
Date Event Type Eff/Ex Date Symbol Issue Name Market
04/20/2015 14:19:38 Symbol Change 04/21/2015 00:00:00 RONED Princeton Capital Corporation Common Stock Other OTC
Details
Previous Value Current Value
Symbol RONED PIAC
Issue Name Princeton Capital Corporation Common Stock Princeton Capital Corporation Common Stock
Class
Maturity Date
Market Category Other OTC Other OTC
Unit of Trade 100 100
Regulatory Transaction Fee Yes Yes
Current Value
Daily List Date 04/20/2015 14:19:38
Event Type Symbol Change
Effective/Execution (Eff/Ex) Date 04/21/2015 00:00:00
Subject to Corporate Action
Offering Type No Restrictions
Daily List Comment

[db7]

interesting use of NASDAQ?->


"

The market price per share of the Common Stock on that date will be the closing price for the shares of Common Stock on the NASDAQ Capital Market or, if no sale is reported for such day, at the average of the electronically-reported bid and asked prices of the shares of Common Stock


"

[db7]

10k, ->

excerpts:

"

In addition to serving as our investment advisor, Princeton Investment Advisors is currently seeking to raise capital for a private credit fund, that will have an investment strategy that is similar to our investment strategy. We intend to co-invest with investment funds, accounts and investment vehicles managed by Princeton Investment Advisors where doing so is consistent with our investment strategy as well as applicable law and SEC staff interpretations. We believe that such co-investments may afford us additional investment opportunities and an ability to achieve greater diversification.

"



"

Our share ownership is concentrated.

The Partnerships beneficially own approximately 95% of our outstanding common stock


"


"

NOTE 9 – SUBSEQUENT EVENTS

On March 13, 2015, Princeton Capital, as successor to Regal One, acquired certain equity and debt investments with an aggregate value of approximately $60.1 million from the Partnerships and issued approximately 115.5 million shares of Princeton Capital common stock to the Partnerships. Legal fees incurred in 2015 related to this acquisition totaled $864,161. Additionally, Princeton Capital and Princeton Advisors entered into an investment advisory agreement whereby Princeton Advisors will provide investment advisory services to Princeton Capital

"



my comments:

should also mention " Princeton Investment Advisors " and their value/accomplishments is very heavily stressed


IMO, this is looking like the Princeton group's new pet project and they just threw those initial assets in here to get things started(?)

[db7]

I'm wondering if we are going to see someone short this when the data is published tomorrow ?

http://www.nasdaqtrader.com/Trader.aspx?id=ShortIntPubSch

[blissedout]

Thanks for investigating that db7! Good to know there is a reason RONED isn't trading. Looking forward to enjoying the story as it unfolds with the handful of folks here :)

[bobkubecka]

Same here

[db7]

I inquired about the status of the RONED shares getting into my account at TDA... if I'm understanding their response correctly... the DTC doesn't have the shares yet-

Fidelity must front their clients the shares before receiving them from DTC?

Either way, excited for this to get going both from a PR point of view as well as the trading landscape.

g/l to all!

[db7]

thanks

[blissedout]

I don't look at the accounts for stock quotes each day so not sure of the day they showed up.

Fidelity lists as RONED symbol and the following: PRINCETON CAP CORP COM ISIN #US7418651094 SEDOL #BWG1033.

Take care!

[db7]

do you know when they showed up in your account? who is your broker if you don't mind me asking?

thanks and good luck!

[blissedout]

Yes they are listed as RONED in my accounts, but think I'll hold them awhile longer :)

[db7]

Oh you already have roned shares?? Of course you can sell them. I still have a cusip listed in my account

[blissedout]

Interesting. So if I tried to sell my shares tomorrow you don't think I'd be able to? Or if I hit the ask? Not that I'm going to try.

[db7]

Nobody has shares yet imo

[blissedout]

Whew!

I knew this would be thinly traded after the reverse split but to not trade any shares for a couple weeks is thinner than I expected. Hope they are hard at work getting our dividends squared away for next quarter :)