Plasticon International, Inc. (fka PLNIQ)

[scion]

Plastic Converters was once a Turek company I believe, but Plasti-con describes it better.

[Stock]

What is origin of the co name Plastic Con?

[scion]

10/11/2012 57 ORDER/MINUTE ENTRY for SENTENCING as to James Norman Turek held on 10/11/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Dft's oral motion to continue GRANTED; SENTENCING CONTINUED to 10/11/2012 at 1:30 PM before Judge Jennifer B Coffman. Letters received have been redacted and shall be filed in the record. Signed by Jennifer B. Coffman. (Court Reporter Peggy Weber.) (STB)cc: COR,USM,USP,D (Entered: 10/11/2012)

Doc 57 PDF file
http://www.scribd.com/doc/109726969/USA-v-Turek-Doc-57-Filed-11-Ct-12

[scion]

Pacer update 11 Oct 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

10/11/2012 57 ORDER/MINUTE ENTRY for SENTENCING as to James Norman Turek held on 10/11/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Dft's oral motion to continue GRANTED; SENTENCING CONTINUED to 10/11/2012 at 1:30 PM before Judge Jennifer B Coffman. Letters received have been redacted and shall be filed in the record. Signed by Jennifer B. Coffman. (Court Reporter Peggy Weber.) (STB)cc: COR,USM,USP,D (Entered: 10/11/2012)

10/05/2012 *** FILE SUBMITTED TO CHAMBERS OF Judge Coffman to review: re 56 Sentencing Memorandum filed as to James Norman Turek (KJR) (Entered: 10/05/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[scion]

SENTENCING CURRENTLY set for ...10/11/2012 at 11:00 AM before Judge Jennifer B Coffman.


09/11/2012 55 ORDER as to James Norman Turek: GRANTING dft's 54 MOTION for Extension of Time to identify objections to Presentence Investigation Report & MOTION to Continue Sentencing; all deadlines established by the court's sentencing order are extended 14 days; SENTENCING CURRENTLY set for 9/28/12 is RESCHEDULED to 10/11/2012 at 11:00 AM before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 9/11/12. (KJR)cc: COR,USM,USP,D (Entered: 09/11/2012)

[scion]

II. Advisory Sentencing Guidelines Calculation

Sentencing begins with a properly calculated advisory sentencing guidelines range. Gall v. United States, 552 U.S. 38, 49 (2007). The government agrees with the Presentence Investigation Report (PSR) prepared by the United States Probation Office.

In the PSR, the Probation Office determined that the defendant is an offense level 41, criminal history category I. As a result, the defendant’s advisory guidelines sentence is 324 to 405 months incarceration.

III. Section 3553(a) Factors Call For Guidelines Sentence

In imposing sentence in this matter, the Court should consider the need for the sentence to reflect the seriousness of the offense, to promote respect for the law and to provide just punishment for the offense. 18 U.S.C. § 3553(a)(2)(A). Pursuant to 18 U.S.C. § 3553(a)(2)(B), the Court should also consider the imperative that the sentence in this case clearly and strongly deter others from violating the securities and tax laws of the United States.

For years, Turek engaged in a massive fraud in which he swindled more than 8,500 people out of $18 million. The defendant’s misconduct had a devastating effect on his victims, some of whom lost their life savings because of the defendant’s scheme. Gene Guhne lost more than $500,000 from purchasing Plasticon stock in reliance on Turek’s false statements. Turek also cheated Mr. Guhne personally by selling $50,000 of stock to him, taking Mr. Guhne’s money, but not delivering the stock certificate for several months until after the stock was worthless. Steve Zaccarelli invested in Plasticon stock the money that he had saved from working two jobs for several years. He lost it all. Frank Meleshko, a disabled retiree, lost a sizeable portion of his retirement savings by investing in Plasticon stock. Chris Wildfoerster met with Turek in person and spoke to him several times on the telephone. Turek repeated the lies he made in the press releases by telling Mr. Wildfoerster that the company was profitable and owned patents worth millions of dollars. At Turek’s recommendation, Mr. Wildfoerster purchased Plasticon stock and lost more than $100,000. These individuals and thousands of other investors all relied on the false statements that Turek made to swindle them into buying stock that his nominees were selling. The defendant stole not only the victims’ money but also violated their trust, particularly those whom the defendant personally conned out of their funds. Finally, the defendant’s crime has the grave consequence for the economy of undermining confidence by all investors in the public securities markets.

While the sentence recommended by the guidelines is quite lengthy, it accurately accounts for the defendant’s position of trust as an officer of a public company, the immensity of the fraud in which the defendant engaged and the ruinous harm the defendant caused thousands of people. Accordingly, the government requests that the Court impose a sentence consistent with the advisory guidelines range in this case.

IV. Conclusion

For the reasons stated above, the government requests that the Court sentence the defendant to 324 months in prison.

Respectfully submitted,
KERRY B. HARVEY
UNITED STATES ATTORNEY
By: /s/ Kenneth C. Vert
KENNETH C. VERT
Trial Attorney
U.S. Department of Justice
Tax Division
P.O. Box 972
Washington, DC 20044
Telephone: [phone]
Fax: [phone]
Email: Kenneth C. [e-mail]
Dated: October 4, 2012


- OCR extract
Doc 56 PDF file
http://www.scribd.com/doc/109485717/USA-v-Turek-Doc-56-Filed-04-Oct-12

[scion]

I. Summary of the Case

On June 22, 2012, following a two-week trial, a jury convicted Turek of all thirteen counts of the indictment: eight counts of securities fraud and five counts of filing false tax returns.

The evidence at trial showed that Turek was the president, chief executive officer and director of Plasticon International, Inc. From 2004 to 2006, Turek caused Plasticon to issue billions of shares of stock to himself pursuant to false and backdated promissory notes. The promissory notes falsely claimed that Plasticon owed Turek more than $8 million as a result of loans he had made to the company. Turek frequently directed his secretary, Judy Paynter, to backdate by several years promissory notes payable to him.

To evade SEC rules limiting the sale of stock by an officer or director, Turek feigned giving his Plasticon stock to various nominees including his children and his deceased aunt. Turek then caused the nominees to sell the stock into the market. As a result of these sales, Turek received more than $11.4 million personally and through LexReal Co, LLC, a shell company that he owned and controlled.

To create investor demand for the stock that his nominees were selling, Turek issued press releases falsely stating that Plasticon was profitable and that it owned patents worth millions of dollars. Turek also falsely stated in an interview broadcast on the internet that he invested millions of dollars into Plasticon and that he had been working for nothing for three and a half years. Finally, Turek made false statements in Plasticon’s SEC filings in which he falsely stated that he had loaned the company millions of dollars when he had not. As a result of Turek’s false statements, more than 8,500 investors purchased Plasticon stock and lost more than $18 million.

Turek filed false tax returns for himself for the years 2003 through 2007. During three of those years, he reported no more than $36 in total income. For the entire five years, Turek failed to report more than $12 million in income on his tax returns.


- OCR extract
Doc 56 PDF file
http://www.scribd.com/doc/109485717/USA-v-Turek-Doc-56-Filed-04-Oct-12

[scion]

10/04/2012 56 SENTENCING MEMORANDUM by USA as to James Norman Turek (Vert, Kenneth) (Entered: 10/04/2012)

Doc 56 PDF file
http://www.scribd.com/doc/109485717/USA-v-Turek-Doc-56-Filed-04-Oct-12

Extract -

IV. Conclusion

For the reasons stated above, the government requests that the Court sentence the defendant to 324 months in prison.

[scion]

Pacer update 05 Oct 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

10/05/2012 *** FILE SUBMITTED TO CHAMBERS OF Judge Coffman to review: re 56 Sentencing Memorandum filed as to James Norman Turek (KJR) (Entered: 10/05/2012)

10/04/2012 56 SENTENCING MEMORANDUM by USA as to James Norman Turek (Vert, Kenneth) (Entered: 10/04/2012)



U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[scion]

Pacer update 11 Sep 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

09/11/2012 55 ORDER as to James Norman Turek: GRANTING dft's 54 MOTION for Extension of Time to identify objections to Presentence Investigation Report & MOTION to Continue Sentencing; all deadlines established by the court's sentencing order are extended 14 days; SENTENCING CURRENTLY set for 9/28/12 is RESCHEDULED to 10/11/2012 at 11:00 AM before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 9/11/12. (KJR)cc: COR,USM,USP,D (Entered: 09/11/2012)

09/10/2012 54 MOTION for Extension of Time to identify objections to Presentence Investigation Report, MOTION to Continue Sentencing as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 09/10/2012)

08/27/2012 53 TRANSCRIPT of Proceedings: as to James Norman Turek Juty Trial-Day 9 held on 06-21-2012 before Judge Coffman. Court Reporter: Peggy W. Weber, Telephone number 859-421-0814 Transcript ordered by: Judge Coffman. IMPORTANT NOTICE - REDACTION OF TRANSCRIPTS: In order to remove personal identifier data from the transcript, a party must follow the Court's policy regarding the Redaction Responsibility of Counsel and Parties. The policy governing the redaction of personal information is located on the court website at www.kyed.uscourts.gov. Read this policy carefully. Sample forms, i.e., a Notice of Intent to Redact, may be found on the court website by clicking on Local Forms. If there are no redactions requested, the court will assume redaction of personal identifiers is not necessary and the transcript will be made available via PACER 90 days from today's date. The Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. Redaction Request due 9/20/2012. Redacted Transcript Deadline set for 10/1/2012. Release of Transcript Restriction set for 11/29/2012. (Entered: 08/27/2012)

08/27/2012 52 TRANSCRIPT of Proceedings: as to James Norman Turek Jury Trial-Day 8 held on 06-20-2012 before Judge Coffman. Court Reporter: Peggy W. Weber, Telephone number 859-421-0814 Transcript ordered by: Judge Coffman. IMPORTANT NOTICE - REDACTION OF TRANSCRIPTS: In order to remove personal identifier data from the transcript, a party must follow the Court's policy regarding the Redaction Responsibility of Counsel and Parties. The policy governing the redaction of personal information is located on the court website at www.kyed.uscourts.gov. Read this policy carefully. Sample forms, i.e., a Notice of Intent to Redact, may be found on the court website by clicking on Local Forms. If there are no redactions requested, the court will assume redaction of personal identifiers is not necessary and the transcript will be made available via PACER 90 days from today's date. The Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. Redaction Request due 9/20/2012. Redacted Transcript Deadline set for 10/1/2012. Release of Transcript Restriction set for 11/29/2012. (Entered: 08/27/2012)

08/27/2012 51 TRANSCRIPT of Proceedings: as to James Norman Turek Jury Trial-Day 7 held on 06-19-2012 before Judge Coffman. Court Reporter: Peggy W. Weber, Telephone number 859-421-0814 Transcript ordered by: Judge Coffman. IMPORTANT NOTICE - REDACTION OF TRANSCRIPTS: In order to remove personal identifier data from the transcript, a party must follow the Court's policy regarding the Redaction Responsibility of Counsel and Parties. The policy governing the redaction of personal information is located on the court website at www.kyed.uscourts.gov. Read this policy carefully. Sample forms, i.e., a Notice of Intent to Redact, may be found on the court website by clicking on Local Forms. If there are no redactions requested, the court will assume redaction of personal identifiers is not necessary and the transcript will be made available via PACER 90 days from today's date. The Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. Redaction Request due 9/20/2012. Redacted Transcript Deadline set for 10/1/2012. Release of Transcript Restriction set for 11/29/2012. (Entered: 08/27/2012)

08/07/2012 50 ORDER as to James Norman Turek: SENTENCING CURRENTLY set for 9/27/12 is RESCHEDULED on 9/28/2012 at 10:00 AM before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 8/7/12. (KJR)cc: COR,USM,USP,D (Entered: 08/07/2012)

07/12/2012 49 SENTENCING ORDER as to James Norman Turek: To proceed under the Sentencing Reform Act. Signed by Judge Jennifer B Coffman on 7/12/2012. (SCD)cc: COR,USM,USP (Entered: 07/12/2012)

06/27/2012 48 RECEIPT re 46 Order; Exhibit 3 was picked up by John Ringo on behalf of Elizabeth Hughes. (Attachments: # 1 ltr from Atty Hughes)(KJR) (Entered: 06/27/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[scion]

Extract - stock agreement documents

111 6/12/2012 6/12/2012 6/12/2012 Alexander Strategy Group II LLC stock agreement documents
112 6/12/2012 6/12/2012 6/12/2012 Jimmy Andrade stock agreement documents
113 6/12/2012 6/12/2012 6/12/2012 Robert Belihar stock agreement documents
114 6/12/2012 6/12/2012 6/12/2012 Big Apple Consulting USA stock agreement documents
115 6/12/2012 6/12/2012 6/12/2012 Matthew Brennan stock agreement documents
116 6/12/2012 6/12/2012 6/12/2012 Thomas & Regina Byrne stock agreement documents (previously admitted see pg. 5)
117 6/12/2012 6/12/2012 6/12/2012 Matt Chipman stock agreement documents
118 6/12/2012 6/12/2012 6/12/2012 Steven Ciambelli stock agreement documents
119 6/12/2012 6/12/2012 6/12/2012 Phillip Cibelli stock agreement documents
120 6/12/2012 6/12/2012 6/12/2012 David Dasilva stock agreement documents
121 6/12/2012 6/12/2012 6/12/2012 Michael Deffley stock agreement documents
122 6/12/2012 6/12/2012 6/12/2012 Mark Driver stock agreement documents
123 6/12/2012 6/12/2012 6/12/2012 Evergreen Marketing stock agreement documents
124 6/12/2012 6/12/2012 6/12/2012 Eric Foster stock agreement documents
125 6/12/2012 6/12/2012 6/12/2012 Alice Garrison stock agreement documents
126 6/12/2012 6/12/2012 6/12/2012 Rachel Hickman stock agreement documents
127 6/12/2012 6/12/2012 6/12/2012 Dewey Holland stock agreement documents
128 6/12/2012 6/12/2012 6/12/2012 Bob Holt stock agreement documents
129 6/12/2012 6/12/2012 6/12/2012 International Capital Group stock agreement documents
130 6/12/2012 6/12/2012 6/12/2012 Cliff Johnsen stock agreement documents
131 6/12/2012 6/12/2012 6/12/2012 Dylan Kelley stock agreement documents
132 6/12/2012 6/12/2012 6/12/2012 Henry Kinser stock agreement documents
133 6/12/2012 6/12/2012 6/12/2012 Thomas Kintonis stock agreement documents
134 6/12/2012 6/12/2012 6/12/2012 La Jolla Cove stock agreement documents
135 6/12/2012 6/12/2012 6/12/2012 Michael Manni stock agreement documents
136 6/12/2012 6/12/2012 6/12/2012 Kevin Marley stock agreement documents
137 6/12/2012 6/12/2012 6/12/2012 Robert Marley stock agreement documents
138 6/12/2012 6/12/2012 6/12/2012 James Miscioscia stock agreement documents
139 6/12/2012 6/12/2012 6/12/2012 Pegasus Capital stock agreement documents
140 6/12/2012 6/12/2012 6/12/2012 P-Lincs stock agreement documents
141 6/12/2012 6/12/2012 6/12/2012 Rivercross Investments stock agreement documents
142 6/12/2012 6/12/2012 6/12/2012 Michael Sheppard stock agreement documents
143 6/12/2012 6/12/2012 6/12/2012 Michael Tomberlin stock agreement documents
144 6/12/2012 6/12/2012 6/12/2012 Wilmer Vasquez stock agreement documents
145 6/12/2012 6/12/2012 6/12/2012 Fred Zayas stock agreement documents
153A 6/12/2012 6/12/2012 6/12/2012 Unsigned Stock Purchase Agreement between Plasticon and Max Capital Holdings Inc (9/25/04)
153B 6/12/2012 6/12/2012 6/12/2012 Unsigned Stock Purchase Agreement between Plasticon and Max Capital Holdings Inc (9/25/04)
153C 6/12/2012 6/12/2012 6/12/2012 Unsigned Stock Purchase Agreement between Plasticon and Max Capital Holdings Inc (10/5/04)


06/26/2012 47 EXHIBIT & WITNESS LIST re Jury Trial by James Norman Turek. (KJR) (Entered: 06/26/2012)

Doc 47 PDF file
https://viewer.zoho.com/docs/iT8Ta

[scion]

06/26/2012 47 EXHIBIT & WITNESS LIST re Jury Trial by James Norman Turek. (KJR) (Entered: 06/26/2012)

Doc 47 PDF file
https://viewer.zoho.com/docs/iT8Ta

[scion]

Pacer update 26 Jun 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

06/27/2012 48 RECEIPT re 46 Order; Exhibit 3 was picked up by John Ringo on behalf of Elizabeth Hughes. (Attachments: # 1 ltr from Atty Hughes)(KJR) (Entered: 06/27/2012)

06/26/2012 47 EXHIBIT & WITNESS LIST re Jury Trial by James Norman Turek. (KJR) (Entered: 06/26/2012)

06/26/2012 46 ORDER as to James Norman Turek: at the Jury Trial on 6/15/12 the dft introduced into evidence defense Exh 3 consisting of 4 gray plastic exemplar parts that are rebar supports & chairs; ORDERED that a photo shall be taken of dft's Exh 3 & the photo shall be substituted in the record for the original exh; upon substitution of the photo, the original exh may be released to counsel for dft; if counsel does not wish to collect the exhibit, she shall advise the court w/in 7 days & the court will discard the physical exh. Signed by Judge Jennifer B Coffman on 6/26/12. (KJR)cc: COR (Entered: 06/26/2012)



U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[leftovers]

and to think the short sellers were bringing Turek down!

To circumvent SEC rules governing the sale of stock by a control person, he transferred the stock into the names of friends and family members, including his deceased aunt, before selling the stock to unsuspecting investors, the indictment said.

[castboy]

I was a witness in this case and I am wondering if I should have received my expense money back yet.Thanks if any others that were witnesses received any reimbursement yet.

[scion]

Plasticon’s Turek convicted

By Mike Verespej
Published July 2, 2012
http://plasticsnews.com/headlines2.html?id=12070201401&q=turek

Former recycled plastics product executive James Norman Turek has been convicted on eight counts of securities fraud and five counts of tax fraud for defrauding some 8,500 investors nationwide out of $18 million.

The 66-year-old former president and CEO of now-defunct Plasticon International Inc. was convicted June 22 after a two-week trial in U.S. District Court in Lexington, Ky.

Turek is scheduled for sentencing Sept. 27. He faces a maximum prison sentence of 20 years on each count of securities fraud and three years on each count of tax fraud.

According to an announcement from the U.S. District Attorney’s office in Lexington, the tax division of the Department of Justice, the Federal Bureau of Investigation and the criminal investigation division of the Internal Revenue Service, Turek lured about 8,500 investors between 2004 and 2006 by falsely claiming — in statements to investors and in press releases — that Plasticon owned valuable patents, and that the company was profitable.

According to the federal government, the Lexington, Ky., firm had few sales, and Turek knew it was losing millions of dollars.

The evidence further showed that Turek had issued roughly 5 billion shares of company stock to himself and backdated promissory notes that claimed he had donated millions to the company — when he had not.

To circumvent SEC rules governing the sale of stock by a control person, he transferred the stock into the names of friends and family members, including his deceased aunt, before selling the stock to unsuspecting investors, the indictment said.

Turek was president, CEO and sole director of Plasticon from 1994-2007, giving him complete control over its affairs until October 2007, when a bankruptcy court-appointed trustee took control.

Plasticon filed for bankruptcy May 16, 2007, less than 18 months after it acquired injection molder and thermoformer Pro-Mold Inc. of St. Louis. The SEC suspended its stock trading four months later and revoked its securities registration two months after that.

According to the government’s news release, Turek filed false tax returns for the years 2003 through 2007, for “failing to report approximately $12 million that he stole from Plasticon.”

A federal grand jury had indicted Turek on charges of securities fraud and filing false income tax returns in March — about 21/2 years after the Securities and Exchange Commission had filed charges against him in the same court for misappropriating company funds for personal use.

SEC had charged that Turek had taken at least $2.8 million of the $8.2 million to $11.2 million in funds that Plasticon had raised from at least 30 investors — capital that the firm said would be used to buy equipment and acquire other companies. Those funds were raised in an unregistered, multistate securities offering between January 2005 and April 2007, according to SEC.

Those charges were settled Feb. 11, 2009, when Turek agreed to a judgment finding him liable for disgorgement of $2.6 million plus $557,836 in interest. The court waived payment and did not order Turek to pay a civil penalty, based on a statement of financial condition he filed with the court.

http://plasticsnews.com/headlines2.html?id=12070201401&q=turek

[Cassandra]

That's excellent news scion!

[leftovers]

Well that sure took it's sweet time but JUSTICE has been servered! May he rest in Jail...

[castboy]

Well I am glad the Government took the time to prosecute this crook.They are good sometimes Thanks to all the people who took the time to get justice.

[scion]

Turek faces a maximum prison sentence of 20 years on each count of securities fraud and three years on each count of tax fraud. However, Coffman must consider sentencing guidelines and the applicable statutes before imposing the sentence.

[scion]

Jury convicts Lexington man of defrauding investors of $18 million

Published: June 22, 2012 Updated 12 minutes ago
By Greg Kocher — [e-mail]
http://www.kentucky.com/2012/06/22/2234630/jury-convicts-lexington-businessman.html

A federal jury found the former president of a Lexington-based company guilty Friday on all counts of defrauding thousands of investors nationwide of $18 million.

The jury convicted James Norman Turek, 66, of Lexington on eight counts of securities fraud and five counts of tax fraud.

After the verdicts were returned, U.S. District Chief Judge Jennifer B. Coffman found that Turek was a flight risk, and he was taken into custody by a U.S. marshal. Coffman scheduled sentencing for Sept. 27.

Turek faces a maximum prison sentence of 20 years on each count of securities fraud and three years on each count of tax fraud. However, Coffman must consider sentencing guidelines and the applicable statutes before imposing the sentence.

The trial was prosecuted by Department of Justice's trial attorney Kenneth C. Vert and Assistant U.S. Attorney John Patrick Grant. Asked whether any investors will get any money back, U.S. Attorney Kerry B. Harvey said it is "too early to know that."

"Certainly, we will make every effort, using the tools available to us, to try to get restitution for the victims," Harvey said. "We're closer to the beginning of that process than the end."

Defense attorney Elizabeth Hughes of Lexington had no comment.

A 2011 indictment alleged that Turek engaged in a securities-fraud scheme from 2004 to 2006 in which he promoted Plasticon International Inc. stock by releasing false and misleading information about the company. Plasticon was a penny stock company and made recycled plastic products but had few sales, according to a release from the U.S. attorney's office.

According to the evidence, from 2004 to 2006, Turek lured about 8,500 investors to buy Plasticon stock by falsely claiming that Plasticon was profitable when he knew that the company was losing millions of dollars.

In statements to investors and in press releases, Turek also falsely claimed that the company owned valuable patents.

The evidence showed that Turek told investors that he was working for nothing when he was stealing millions of dollars from Plasticon. Turek stole the money by issuing billions of shares of company stock to himself.

Turek, who was president of Plasticon from about 1994 to 2007, claimed on false and backdated documents that he had previously lent money to the company. In order to execute the scheme, Turek transferred the stock to the names of friends and relatives, including his deceased aunt, before selling the stock to unsuspecting investors.

The evidence also showed that Turek filed false tax returns from 2003 to 2007 by failing to report about $12 million that he stole from Plasticon.

The trial began June 11. The jury deliberated for about 90 minutes Thursday and for nearly three hours Friday before returning the verdicts.

Harvey said securities and tax fraud cases are "very complicated."

"These cases require a team effort and hundreds of hours poring over thousands of documents, and a lot of good old-fashioned police work coupled with very sophisticated financial analysis," Harvey said.

http://www.kentucky.com/2012/06/22/2234630/jury-convicts-lexington-businessman.html

[scion]

X Jury begins to deliberate at 9:00 a.m. Jury returns at 11:52 a.m.

X JURY VERDICT. See signed verdict. FINDING BY COURT.

(1) DEFENDANT found guilty on Counts 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, and 13

X Jury polled.

X Court orders Presentence Report, with copies to be furnished to counsel and defendant, pursuant to Rule 32, F.R.Cr.P.

X Government’s oral motion for detention GRANTED.

X Defendant remanded to custody of USM.



Extract -
Doc 42 PDF file
https://viewer.zoho.com/docs/plUfh

[scion]

GRANTING USA's oral motion for detention; dft remanded to custody; SENTENCING set for 9/27/2012 at 10:00 AM in LEXINGTON before Judge Jennifer B Coffman.

[scion]

03/03/2011 1 INDICTMENT returned in open court as to James Norman Turek (1) count(s) 1-8, 9-10, 11-13. (Attachments: # 1 Case Assignment) (KJR) (Entered: 03/04/2011)


06/22/2012 45 JURY VERDICT as to James Norman Turek (1) Guilty on Count 1-8,9-10,11-13. (KJR) (Entered: 06/22/2012)



Date Filed # Docket Text

06/22/2012 45 JURY VERDICT as to James Norman Turek (1) Guilty on Count 1-8,9-10,11-13. (KJR) (Entered: 06/22/2012)

06/22/2012 44 Jury Notes as to James Norman Turek (KJR) (Entered: 06/22/2012)

06/22/2012 43 NOTICE OF CLERICAL ERROR Re: PDF DOCUMENT: Error: INCORRECT document attached to docket entry by docket clerk; the incorrect document was attached; re 40 Jury Trial; Correct document attached to this entry. cc: COR (KJR) (Entered: 06/22/2012)

06/22/2012 42 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/22/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. jury begins to deliberate at 9:00 AM; jury returns at 11:52 AM; Jury Verdict; dft found guilty on Counts 1,2,3,4,5,6,7,8,9,10,11,12 & 13; Jury polled; GRANTING USA's oral motion for detention; dft remanded to custody; SENTENCING set for 9/27/2012 at 10:00 AM in LEXINGTON before Judge Jennifer B Coffman. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/22/2012)

06/22/2012 41 Jury Instructions as to James Norman Turek (KJR) (Entered: 06/22/2012)

06/21/2012 40 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/21/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence by dft resumed & concluded; DENYING the renewed motion for judgment of acquittal; jury instructed; jury retires at to deliberate at 3:58 PM; jury deliberations stop for the day at 5:25PM; JURY TRIAL set for 6/22/2012 at 09:00 AM in LEXINGTON before Judge Jennifer B Coffman; dft to remain on bond. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Additional attachment(s) added on 6/22/2012: # 1 Main Document) (KJR). (Entered: 06/22/2012)

06/20/2012 39 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/20/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence for dft resumed; JURY TRIAL set for 6/21/2012 at 09:00 AM before Judge Jennifer B Coffman; dft to remain on bond; counsel shall be present at 8:45 to address any issues out of the presence of the jury. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/20/2012)

06/19/2012 38 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/19/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence for pla resumed & concluded; introduction of evidence for dft begun; JURY TRIAL set for 6/20/2012 at 09:00 AM before Judge Jennifer B Coffman; DENYING dft's Motion for Judgment of Acquittal; dft to remain on bond. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/20/2012)
06/18/2012 Set/Reset Hearings as to James Norman Turek: JURY TRIAL set for 6/19/2012 at 09:00 AM in LEXINGTON before Judge Jennifer B Coffman. (KJR) (Entered: 06/20/2012)

06/18/2012 37 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/18/2012 before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence for pla resumed; Jury Trial continued to 6/19/12 at 9:00 AM; dft to remain on bond. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/19/2012)

06/15/2012 36 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/15/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINED CJA counsel of record. Jury Trial resumed. Juror #151 was in a car accident during lunch. He reported to the court that he was alright, but would not be back in time to start the afternoon session of trial. Juror #151 was excused from further service in this trial. Introduction of Evidence for Pla resumed. Case continued to 6/18/2012 at 9:00 AM for further trial. Counsel shall be present at 8:45 am to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/18/2012)

06/14/2012 35 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/14/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence by Pla resumed. Case continued to 6/15/2012 at 9:00 AM for further trial. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/14/2012)

06/13/2012 34 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/13/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence for Pla resumed. Case continued to 6/14/2012 at 9:00 AM for further trial. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Co
urt Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/14/2012)

06/12/2012 33 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/12/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence for Pla resumed. Case continued to 6/13/2012 at 9:00 AM. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/13/2012)

06/11/2012 32 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/11/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Voir Dire held. Jury Trial begun. Introduction of Evidence for Pla begun. Case continued to 6/12/2012 at 9:00 AM. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP (Entered: 06/13/2012)

06/07/2012 *** FILE SUBMITTED TO CHAMBERS OF Judge Coffman to review: re 31 Proposed Jury Instructions filed as to James Norman Turek (SCD) (Entered: 06/07/2012)

06/06/2012 31 Proposed Jury Instructions by USA as to James Norman Turek (Grant, John) (Entered: 06/06/2012)

06/04/2012 30 ORDER as to James Norman Turek (1): The Court ORDERS that Turek's 28 Motion to Continue Trial is DENIED. Signed by Judge Jennifer B Coffman on 6/4/2012. (SCD)cc: COR,USP (Entered: 06/04/2012)

06/04/2012 *** MOTION SUBMITTED TO CHAMBERS OF Judge Coffman to review re 28 MOTION to Continue Trial filed as to James Norman Turek (SCD) (Entered: 06/04/2012)

06/03/2012 29 RESPONSE in Opposition by USA as to James Norman Turek re 28 MOTION to Continue Trial (Attachments: # 1 Proposed Order)(Grant, John) (Entered: 06/03/2012)

06/03/2012 28 MOTION to Continue Trial as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 06/03/2012)
05/31/2012 27 ORDER as to James Norman Turek (1): The Court ORDERS that the 26 Motion for Order regarding proposed government exhibits is GRANTED and the Court finds based upon the certifications of custodians attached to the motion that the following exhibits are self-authenticating and the USA is not required to produce estrinsic evidence of authenticity for their admission at trial pursuant to Fed Rules of Evidence 803(6) and 902(11) (see order for list of exhibits). Signed by Judge Jennifer B Coffman on 5/30/2012. (SCD)cc: COR,USP (Entered: 05/31/2012)

05/24/2012 *** MOTION SUBMITTED TO CHAMBERS OF Judge Coffman to review re 26 MOTION for Order Regarding Proposed Government Exhibits by USA filed as to James Norman Turek (SCD) (Entered: 05/24/2012)

05/09/2012 26 MOTION for Order Regarding Proposed Government Exhibits by USA as to James Norman Turek. (Attachments: # 1 Appendix 1 - Bay County Tax Collector certification, # 2 Appendix 2 - Business Wire, Inc. certification, # 3 Appendix 3 - Central Bank and Trust certification, # 4 Appendix 4 - Central Bank and Trust certification, # 5 Appendix 5 - Community Trust Bank certification, # 6 Appendix 6 - Eastern Savings Bank certification, # 7 Appendix 7 - Evergreen Marketing, Inc. certification, # 8 Appendix 8 - First American Stock Transfer, Inc. certification, # 9 Appendix 9 - First Southwest Company certification, # 10 Appendix 10 - GlobeNewswire, Inc. certification, # 11 Appendix 11 - Kentucky Public Service Commission certification, # 12 Appendix 12 - King & Schickli, PLLC certification, # 13 Appendix 13 - Kyle L. Tingle, CPA, LLC certification, # 14 Appendix 14 - Marketwire certification, # 15 Appendix 15 - Pink Sheets, Inc. certification, # 16 Appendix 16 - United States Bankruptcy Trustee certification, # 17 Appendix 17 - United States Securities and Exchange Commission certification, # 18 Appendix 18 - WLK Associates certification, # 19 Proposed Order)(Grant, John) Modified motion text on 5/10/2012 (SCD). (Entered: 05/09/2012)

02/22/2012 25 ORDER as to James Norman Turek: GRANTING dft's 24 THIRD MOTION to Continue Trial: JURY TRIAL CURRENTLY set for 3/5/12 is RESCHEDULED to 6/11/2012 at 09:00 AM before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 2/22/12. (KJR)cc: COR,USM,USP,JC,D (Entered: 02/22/2012)

02/17/2012 24 THIRD MOTION to Continue Trial as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 02/17/2012)

08/30/2011 23 ORDER as to James Norman Turek: re dft's 22 Motion to Continue Trial, unopposed by USA; JURY TRIAL set for 9/12/2011 is SET ASIDE & trial is RESCHEDULED to begin 3/5/2012 at 9:00 AM in LEXINGTON before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 08/30/2011. (RJD)cc: COR,USM,USP,D,JC (Entered: 08/30/2011)

08/26/2011 22 SECOND MOTION to Continue Trial as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 08/26/2011)

05/12/2011 21 ORDER as to James Norman Turek: (1) matter declared complex, time for commencement of trial excluded under Speedy Trial Act; Time excluded from 5/9/2011 until 9/12/2011; (2) Pretrial mtns filed by 6/30/2011; all other provisions of discovery order remain in effect; (3) JURY TRIAL set for 9/12/2011 at 9:00 AM in LEXINGTON before Judge Jennifer B Coffman for 2 weeks. Signed by Judge Jennifer B Coffman on 5/12/2011. (STB)cc: COR,USM,USP,D,JC (Entered: 05/12/2011)

05/12/2011 20 MINUTE ENTRY for TELEPHONIC SCHEDULING CONFERENCE as to James Norman Turek held on 5/12/2011 before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Case declared complex; deadline for filing PT mtns extended to 6/30/2011; JURY TRIAL set for 9/12/2011 for 2 weeks; separate order shall issue. (Court Reporter PEGGY WEBER.) (STB)cc: COR,USM,USP,CJA (Entered: 05/12/2011)

05/03/2011 19 ORDER as to James Norman Turek: GRANTING dft's 18 MOTION to Continue Trial & MOTION for Extension of Time; the deadline for filing pretrial motions is extended; JURY TRIAL of 5/9/11 is CANCELLED; TELEPHONE CONFERENCE set for 5/12/2011 at 10:00 AM before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 5/2/11. (KJR)cc: COR,USM,USP,JC,D (Entered: 05/03/2011)

04/07/2011 NOTICE OF DOCKET MODIFICATION TO Elizabeth Hughes re 18 MOTION to Continue Trial and Extend Deadlines MOTION for Extension of Time ; Error: this motion requests 2 forms of relief & only 1 form of relief was selected; Entry by atty; Correction: clerk added the Motion for Extension of Time to Extend Deadlines; in the future, when filing a motion with multiple reliefs, select a motion relief for each relief requested, so all motions will appear on the Judge's motion report; NO further action required by counsel. cc: COR (KJR) (Entered: 04/07/2011)

04/06/2011 18 MOTION to Continue Trial & MOTION for Extension of Time to Extend Deadlines as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth). Added MOTION for Extension of Time on 4/7/2011 (KJR). (Entered: 04/06/2011)

03/28/2011 17 CJA 20 APPOINTMENT OF COUNSEL as to James Norman Turek: Appointment of Attorney Elizabeth Hughes. (KJR) (Entered: 03/30/2011)
03/28/2011 16 REQUEST FOR DISCOVERY by James Norman Turek (Notice of Intent to Use Rule 404(b) Evidence) (Hughes, Elizabeth) (Entered: 03/28/2011)

03/28/2011 15 REQUEST FOR DISCOVERY by James Norman Turek (Brady Evidence) (Hughes, Elizabeth) (Entered: 03/28/2011)

03/28/2011 14 REQUEST FOR DISCOVERY by James Norman Turek Under Rule 16(a) (Hughes, Elizabeth) (Entered: 03/28/2011)

03/25/2011 13 ORDER Setting Conditions of Release as to James Norman Turek. Signed by Magistrate Judge Hanly A. Ingram on 3/25/2011. (SCD)cc: COR,USM,USP (Entered: 03/28/2011)

03/25/2011 12 CJA 23 Financial Affidavit by James Norman Turek (SCD) (Entered: 03/28/2011)

03/25/2011 11 ORDER as to James Norman Turek: General order of discovery. Signed by Magistrate Judge Hanly A. Ingram on 3/25/2011. (SCD)cc: COR,USM,USP (Entered: 03/28/2011)

03/25/2011 10 MINUTE ENTRY for INITIAL APPEARANCE and ARRAIGNMENT as to James Norman Turek (1) Count 1-8,9-10,11-13 held on 3/25/2011, before Magistrate Judge Hanly A. Ingram: Elizabeth Snow Hughes appeared as APPOINTED CJA counsel of record. Dft appeared on a summons. Ordered Elizabeth Hughes is appointed. Dft WFA/PNG to all counts. USA not seeking pretrial detention. JURY TRIAL set for 5/9/2011 at 09:00 AM in LEXINGTON before Judge Jennifer B Coffman (2 weeks). Court verified USA was pursuing appropriate notification of potential victims. Dft released. Signed by Magistrate Judge Hanly A. Ingram. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,CJA,D,JC (Entered: 03/28/2011)

03/24/2011 9 ORDER as to James Norman Turek - dft's ARRAIGNMENT is RESCHEDULED for 3/25/2011 at 2:00 PM in LEXINGTON before Magistrate Judge Hanly A. Ingram. Signed by Magistrate Judge Hanly A. Ingram on 03/24/2011. (RJD)cc: COR,USM,USP,D (Entered: 03/24/2011)

03/14/2011 7 ORDER as to James Norman Turek: GRANTING atty Michael Murphy's 6 MOTION to Withdraw as Attorney; Michael Murphy is relieved of his CJA appointment. Signed by Magistrate Judge Edward B Atkins on 3/14/11. (KJR)cc: COR,USM,USP (Entered: 03/14/2011)

03/14/2011 CJA Case Assignment by Clerk for James Norman Turek. CJA Attorney Elizabeth Snow Hughes for James Norman Turek selected by random draw. cc: COR, USP, USM, CJA (SCD) (Entered: 03/14/2011)

03/14/2011 *** MOTION SUBMITTED TO CHAMBERS OF Judge Coffman to review re 6 MOTION to Withdraw as Attorney by R. Michael Murphy filed as to James Norman Turek (KJR) (Entered: 03/14/2011)

03/11/2011 6 MOTION to Withdraw as Attorney by R. Michael Murphy as to James Norman Turek. (Attachments: # 1 Proposed Order for Withdrawal of Counsel)(Murphy, Robert) (Entered: 03/11/2011)

03/08/2011 8 SUMMONS Returned Executed on 3/8/11 as to James Norman Turek. (KJR) (Entered: 03/15/2011)

03/08/2011 CJA Case Assignment by Clerk for James Norman Turek. CJA Attorney Robert Michael Murphy for James Norman Turek selected by random draw. cc: COR, USP, USM, CJA (SCD) (Entered: 03/08/2011)

03/04/2011 5 ORDER as to James Norman Turek - Undersigned Mag Judge RECUSES himself from further service in this matter; REASSIGNED to Mag Judge Atkins. Signed by Magistrate Judge Robert E. Wier on 03/04/2011. (RJD)cc: COR,USM,USP (Entered: 03/04/2011)

03/04/2011 3 ORDER as to James Norman Turek: GRANTING USA's 2 MOTION for Summons; ARRAIGNMENT set for 3/25/2011 at 01:00 PM; dft is directed to contact the USP to arrange an interview re pt release. Signed by Magistrate Judge Robert E. Wier on 3/4/11. (KJR)cc: COR,USM,USP,D (Entered: 03/04/2011)

03/04/2011 Conflict Check run. (KJR) (Entered: 03/04/2011)
03/03/2011 2 MOTION for Summons by USA as to James Norman Turek. (KJR) (Entered: 03/04/2011)

03/03/2011 1 INDICTMENT returned in open court as to James Norman Turek (1) count(s) 1-8, 9-10, 11-13. (Attachments: # 1 Case Assignment) (KJR) (Entered: 03/04/2011)

[DTL]

I sat after my testimony and listened for an hour to the FBI's testimony and exhibits. He ran quite the scheme. 10K's had fraudulent statements concerning listed promissary notes and shares issued to himself against those fraudulent promissary notes. On and on it went! Thanks scion for keeping us informed over the years. The neyseyers were 110% correct! I was told there were approx. 8000 shareholders over a period of years. Some individuals lost $100's of thousands. It's very sad but at least justice was served! The FBI and prosecuting team did an excellent job on a case that looked to be very laborious. I saw carts with boxes of documents and binders full of exhibits. I am anxious to hear the sentencing! GLTA!

[scion]

06/22/2012 45 JURY VERDICT as to James Norman Turek (1) Guilty on Count 1-8,9-10,11-13. (KJR) (Entered: 06/22/2012)

Doc 45 PDF file
https://viewer.zoho.com/docs/hlVWb

06/22/2012 42 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/22/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. jury begins to deliberate at 9:00 AM; jury returns at 11:52 AM; Jury Verdict; dft found guilty on Counts 1,2,3,4,5,6,7,8,9,10,11,12 & 13; Jury polled; GRANTING USA's oral motion for detention; dft remanded to custody; SENTENCING set for 9/27/2012 at 10:00 AM in LEXINGTON before Judge Jennifer B Coffman. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/22/2012)

Doc 42 PDF file
https://viewer.zoho.com/docs/plUfh

[scion]

Pacer update 22 Jun 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

06/22/2012 45 JURY VERDICT as to James Norman Turek (1) Guilty on Count 1-8,9-10,11-13. (KJR) (Entered: 06/22/2012)

06/22/2012 44 Jury Notes as to James Norman Turek (KJR) (Entered: 06/22/2012)

06/22/2012 43 NOTICE OF CLERICAL ERROR Re: PDF DOCUMENT: Error: INCORRECT document attached to docket entry by docket clerk; the incorrect document was attached; re 40 Jury Trial; Correct document attached to this entry. cc: COR (KJR) (Entered: 06/22/2012)

06/22/2012 42 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/22/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. jury begins to deliberate at 9:00 AM; jury returns at 11:52 AM; Jury Verdict; dft found guilty on Counts 1,2,3,4,5,6,7,8,9,10,11,12 & 13; Jury polled; GRANTING USA's oral motion for detention; dft remanded to custody; SENTENCING set for 9/27/2012 at 10:00 AM in LEXINGTON before Judge Jennifer B Coffman. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/22/2012)

06/22/2012 41 Jury Instructions as to James Norman Turek (KJR) (Entered: 06/22/2012)

06/21/2012 40 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/21/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence by dft resumed & concluded; DENYING the renewed motion for judgment of acquittal; jury instructed; jury retires at to deliberate at 3:58 PM; jury deliberations stop for the day at 5:25PM; JURY TRIAL set for 6/22/2012 at 09:00 AM in LEXINGTON before Judge Jennifer B Coffman; dft to remain on bond. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Additional attachment(s) added on 6/22/2012: # 1 Main Document) (KJR). (Entered: 06/22/2012)



U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[DTL]

Turek found guilty on all 13 counts. I was subpeona'd as a shareholder witness and testified! I just received the call. Sentencing should follow soon but I understand he is looking at many years.

[scion]

Pacer update 20 Jun 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

06/20/2012 39 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/20/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence for dft resumed; JURY TRIAL set for 6/21/2012 at 09:00 AM before Judge Jennifer B Coffman; dft to remain on bond; counsel shall be present at 8:45 to address any issues out of the presence of the jury. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/20/2012)

06/19/2012 38 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/19/2012, before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence for pla resumed & concluded; introduction of evidence for dft begun; JURY TRIAL set for 6/20/2012 at 09:00 AM before Judge Jennifer B Coffman; DENYING dft's Motion for Judgment of Acquittal; dft to remain on bond. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/20/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[scion]

Pacer update 18 Jun 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

06/18/2012 37 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/18/2012 before Judge Jennifer B Coffman:Elizabeth Hughes appeared as APPOINTED CJA counsel of record. introduction of evidence for pla resumed; Jury Trial continued to 6/19/12 at 9:00 AM; dft to remain on bond. (Court Reporter PEGGY WEBER.) (KJR)cc: COR,USM,USP,D (Entered: 06/19/2012)

06/15/2012 36 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/15/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINED CJA counsel of record. Jury Trial resumed. Juror #151 was in a car accident during lunch. He reported to the court that he was alright, but would not be back in time to start the afternoon session of trial. Juror #151 was excused from further service in this trial. Introduction of Evidence for Pla resumed. Case continued to 6/18/2012 at 9:00 AM for further trial. Counsel shall be present at 8:45 am to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/18/2012)

06/14/2012 35 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/14/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence by Pla resumed. Case continued to 6/15/2012 at 9:00 AM for further trial. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/14/2012)

06/13/2012 34 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/13/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence for Pla resumed. Case continued to 6/14/2012 at 9:00 AM for further trial. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/14/2012)

06/12/2012 33 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/12/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence for Pla resumed. Case continued to 6/13/2012 at 9:00 AM. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/13/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[scion]

Pacer update 13 Jun 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

06/12/2012 33 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/12/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Jury Trial resumed. Introduction of Evidence for Pla resumed. Case continued to 6/13/2012 at 9:00 AM. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP,D (Entered: 06/13/2012)

06/11/2012 32 MINUTE ENTRY for Jury Trial as to James Norman Turek held on 6/11/2012, before Judge Jennifer B Coffman: Elizabeth Hughes appeared as APPOINTED CJA counsel of record. Voir Dire held. Jury Trial begun. Introduction of Evidence for Pla begun. Case continued to 6/12/2012 at 9:00 AM. Counsel shall be present at 8:45 AM to address any issues out of the presence of the jury. Dft to remain on bond. (Court Reporter PEGGY WEBER.) (SCD)cc: COR,USM,USP (Entered: 06/13/2012)

06/07/2012 *** FILE SUBMITTED TO CHAMBERS OF Judge Coffman to review: re 31 Proposed Jury Instructions filed as to James Norman Turek (SCD) (Entered: 06/07/2012)

06/06/2012 31 Proposed Jury Instructions by USA as to James Norman Turek (Grant, John) (Entered: 06/06/2012)

06/04/2012 30 ORDER as to James Norman Turek (1): The Court ORDERS that Turek's 28 Motion to Continue Trial is DENIED. Signed by Judge Jennifer B Coffman on 6/4/2012. (SCD)cc: COR,USP (Entered: 06/04/2012)

06/04/2012 *** MOTION SUBMITTED TO CHAMBERS OF Judge Coffman to review re 28 MOTION to Continue Trial filed as to James Norman Turek (SCD) (Entered: 06/04/2012)

06/03/2012 29 RESPONSE in Opposition by USA as to James Norman Turek re 28 MOTION to Continue Trial (Attachments: # 1 Proposed Order)(Grant, John) (Entered: 06/03/2012)

06/03/2012 28 MOTION to Continue Trial as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 06/03/2012)

05/31/2012 27 ORDER as to James Norman Turek (1): The Court ORDERS that the 26 Motion for Order regarding proposed government exhibits is GRANTED and the Court finds based upon the certifications of custodians attached to the motion that the following exhibits are self-authenticating and the USA is not required to produce estrinsic evidence of authenticity for their admission at trial pursuant to Fed Rules of Evidence 803(6) and 902(11) (see order for list of exhibits). Signed by Judge Jennifer B Coffman on 5/30/2012. (SCD)cc: COR,USP (Entered: 05/31/2012)

05/24/2012 *** MOTION SUBMITTED TO CHAMBERS OF Judge Coffman to review re 26 MOTION for Order Regarding Proposed Government Exhibits by USA filed as to James Norman Turek (SCD) (Entered: 05/24/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[castboy]

I went to court today to testify.I saw Turek for the first time he is a short fat bald guy.He looked like a bum lol.I got the sense that the defense is going to paint him as a victim of the company failure too and not the cause for the failure.

[scion]

05/09/2012 26 MOTION for Order Regarding Proposed Government Exhibits by USA as to James Norman Turek. (Attachments: # 1 Appendix 1 - Bay County Tax Collector certification, # 2 Appendix 2 - Business Wire, Inc. certification, # 3 Appendix 3 - Central Bank and Trust certification, # 4 Appendix 4 - Central Bank and Trust certification, # 5 Appendix 5 - Community Trust Bank certification, # 6 Appendix 6 - Eastern Savings Bank certification, # 7 Appendix 7 - Evergreen Marketing, Inc. certification, # 8 Appendix 8 - First American Stock Transfer, Inc. certification, # 9 Appendix 9 - First Southwest Company certification, # 10 Appendix 10 - GlobeNewswire, Inc. certification, # 11 Appendix 11 - Kentucky Public Service Commission certification, # 12 Appendix 12 - King & Schickli, PLLC certification, # 13 Appendix 13 - Kyle L. Tingle, CPA, LLC certification, # 14 Appendix 14 - Marketwire certification, # 15 Appendix 15 - Pink Sheets, Inc. certification, # 16 Appendix 16 - United States Bankruptcy Trustee certification, # 17 Appendix 17 - United States Securities and Exchange Commission certification, # 18 Appendix 18 - WLK Associates certification, # 19 Proposed Order)(Grant, John) Modified motion text on 5/10/2012 (SCD). (Entered: 05/09/2012)

Doc 26 PDF file
https://viewer.zoho.com/docs/mwXpg


Document Number: 26 8 pages 17 kb

Attachment Description
1 Appendix 1 - Bay County Tax Collector certification 1 page 64 kb
2 Appendix 2 - Business Wire, Inc. certification 7 pages 0.7 mb
3 Appendix 3 - Central Bank and Trust certification 3 pages 202 kb
4 Appendix 4 - Central Bank and Trust certification 1 page 73 kb
5 Appendix 5 - Community Trust Bank certification 2 pages 209 kb
6 Appendix 6 - Eastern Savings Bank certification 1 page 79 kb
7 Appendix 7 - Evergreen Marketing, Inc. certification 1 page 508 kb
8 Appendix 8 - First American Stock Transfer, Inc. certification 7 pages 1.7 mb
9 Appendix 9 - First Southwest Company certification 2 pages 116 kb
10 Appendix 10 - GlobeNewswire, Inc. certification 2 pages 31 kb
11 Appendix 11 - Kentucky Public Service Commission certification 3 pages 234 kb
12 Appendix 12 - King & Schickli, PLLC certification 8 pages 0.6 mb
13 Appendix 13 - Kyle L. Tingle, CPA, LLC certification 3 pages 174 kb
14 Appendix 14 - Marketwire certification 2 pages 200 kb
15 Appendix 15 - Pink Sheets, Inc. certification 63 pages 4.4 mb
16 Appendix 16 - United States Bankruptcy Trustee certification 5 pages 293 kb
17 Appendix 17 - United States Securities and Exchange Commission certification 56 pages 4.6 mb
18 Appendix 18 - WLK Associates certification 6 pages 0.5 mb
19 Proposed Order 1 page 7 kb

or 182 pages 14.6 mb

[scion]

Pacer update 09 May 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

05/09/2012 26 MOTION for Order Regarding Proposed Government Exhibits by USA as to James Norman Turek. (Attachments: # 1 Appendix 1 - Bay County Tax Collector certification, # 2 Appendix 2 - Business Wire, Inc. certification, # 3 Appendix 3 - Central Bank and Trust certification, # 4 Appendix 4 - Central Bank and Trust certification, # 5 Appendix 5 - Community Trust Bank certification, # 6 Appendix 6 - Eastern Savings Bank certification, # 7 Appendix 7 - Evergreen Marketing, Inc. certification, # 8 Appendix 8 - First American Stock Transfer, Inc. certification, # 9 Appendix 9 - First Southwest Company certification, # 10 Appendix 10 - GlobeNewswire, Inc. certification, # 11 Appendix 11 - Kentucky Public Service Commission certification, # 12 Appendix 12 - King & Schickli, PLLC certification, # 13 Appendix 13 - Kyle L. Tingle, CPA, LLC certification, # 14 Appendix 14 - Marketwire certification, # 15 Appendix 15 - Pink Sheets, Inc. certification, # 16 Appendix 16 - United States Bankruptcy Trustee certification, # 17 Appendix 17 - United States Securities and Exchange Commission certification, # 18 Appendix 18 - WLK Associates certification, # 19 Proposed Order)(Grant, John) Modified motion text on 5/10/2012 (SCD). (Entered: 05/09/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[popajay]

I can't PM but I lost a lot on this. Please email me at [e-mail]

[Dan-o1]

Please contact me at [e-mail]. I have details to share on Turek.

[scion]

02/17/2012 24 THIRD MOTION to Continue Trial as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 02/17/2012)

Doc 24 PDF file
https://viewer.zoho.com/docs/yaDwde

[scion]

Pacer update 22 Feb 12 USA v. Turek CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC

https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

02/22/2012 25 ORDER as to James Norman Turek: GRANTING dft's 24 THIRD MOTION to Continue Trial: JURY TRIAL CURRENTLY set for 3/5/12 is RESCHEDULED to 6/11/2012 at 09:00 AM before Judge Jennifer B Coffman. Signed by Judge Jennifer B Coffman on 2/22/12. (KJR)cc: COR,USM,USP,JC,D (Entered: 02/22/2012)

02/17/2012 24 THIRD MOTION to Continue Trial as to James Norman Turek. (Attachments: # 1 Proposed Order)(Hughes, Elizabeth) (Entered: 02/17/2012)


U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:11-cr-00029-JBC All Defendants
Case title: USA v. Turek
Date Filed: 03/03/2011

Assigned to: Judge Jennifer B Coffman

Defendant (1)
James Norman Turek

represented by
Elizabeth Snow Hughes
Gess, Mattingly & Atchison, P.S.C.
201 W. Short Street
Lexington, KY 40507
859-252-9000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Robert Michael Murphy
Law Office of R. Michael Murphy, PLLC
709 Millpond Rd.
Lexington, KY 40514
859-333-8422
Fax: [phone]
Email: [e-mail]
TERMINATED: 03/14/2011
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts
Disposition
15:78j(b) & 78ff(a) - 17 CFR 240.10b-5 - 18:2 - MANIPULATIVE AND DECEPTIVE DEVICES
(1-8)
26:7206(1) - DECLARE UNDER PENALTY OF PERJURY
(9-10)
26:7206(2) - FRAUD AND FALSE STATEMENTS
(11-13)

Highest Offense Level (Opening)
Felony

Plaintiff
USA represented by John Patrick Grant
U.S. Attorney's Office, EDKY
260 W. Vine Street
Suite 300
Lexington, KY 40507-1612
859-685-4904
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Kenneth Carl Vert
U.S. Department of Justice - Tax Division - 972
P.O. Box 972
Washington, DC 20044
202-305-9792
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


https://ecf.kyed.uscourts.gov/cgi-bin/iquery.pl

[castboy]

Trial has been delayed until June 11.I am being called on to testify.

[pinkpoop]

Frame it under glass hang it in your office room as a friendly reminder to never do that again! GLTY

[tureks_bubba]

Yes, it is time for jimbo and crew to pay their overdue dues. many old longs like myself have been contacted by DOJ.

Howe, Murphy, Turek, his son, Holland, Big Apple all of them need to be put on the stand to testify.

I lost a lot of money based on Turek's lies and deceit. I won't get any money back unless we find his off shore accounts but until then 20 years of his life will have to do.

Shame on me I should have known when I asked him who was selling his products and he couldn't answer the question other then he and his son.

My life goes on hopefully his does too but in jail.

[Sloth97]

Spoke to the agent this morning. Very kind guy which is great but it won't get any of our money back. Discussed my investments and other details concerning me and my investment. We won't get any money back since there are no assets but it's good to know that Turek won't just ride his fat azz off into the sunset. What an A-Hole.

What a Dik,

Sloth

[noode12]

i have 200000 thousand shares i have certificate

[scoopandski]

Thank you. I received the information.

[pinkpoop]

sent please verify you received it. Thanks

[scoopandski]

I want the information.

Email:[e-mail]

[Sloth97]

Got it. Thank you much. I will call him.

Sloth

[pinkpoop]

sent

[Sloth97]

Hey Cassandra,

can you email the info also. My email is in my last post today.

TIA,

Sloth

[Cassandra]

Received and responded. Thanks.