Thursday, February 06, 2014 8:15:35 AM
5. WHY SHOULD YOU BE FAMILIAR
WITH PROSPECTUS EXEMPTIONS?
Investments made in connection with prospectus exemptions are an important part of the Canadian financial system. Each year, billions of dollars are invested under prospectus exemptions. Unfortunately, some issuers abuse the system. They sell their securities to investors who, like Mary, are not sufficiently careful and fail to read the disclosure documents
or acquire sufficient information before making a decision.
This brochure is intended to help you understand the risks inherent in these securities as well as the restrictions on their resale, and to determine whether this type of investment suits you.
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