11/11 Daily List
OTCBB and Other-OTC System Changes - 11/11/2013 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
12:58 CATS Catasys Inc. Common Stock 11/12/2013 Y 100 From NBB (CATS)
12:58 CMFO China Marine Food Group Limited Common Stock 11/12/2013 Y 100 From AMEX (CMFO)
12:58 DPSIP DecisionPoint Systems, Inc. Pfd Conv Ser D 8% 11/12/2013 Y 100 **
12:58 REVE Revel AC Inc. Com 11/12/2013 Y 100 **
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
12:58 CATS Catasys Inc. Common Stock 11/12/2013 100 Added to OTCBB **
12:58 CYNLL City National Corporation Depositary Shares Representing 1/40th Preferred Series D Fixed/Floating 11/12/2013 100 Listed on NYSE )CYN$D)
12:58 GNWWF Greenworld Wind Supreme Power Co. Ltd. Ordinary Shares (Canada) 11/12/2013 100 Inactive Issue **
12:58 GOINF Goindustry Dovebid Plc Ordinary shares (United Kingdom) 11/12/2013 100 Inactive Issue **
12:58 JUPIY Jupiter Telecommunications Co Limited Unsponsored ADR (Japan) 11/12/2013 100 ADR Program terminated. (12.4707/ADS) ADR holders will be required on a mandatory basis to surrender their ADRs for cancellation in exchange for the final cash payment. **
12:58 NHDGF Nihon Dengi Co Ltd Ordinary Shares (Japan) 11/12/2013 100 Inactive Issue **
12:58 NWTNF Newton Resources Ltd. Ordinary Shares (Cayman Islands) 11/12/2013 100 Inactive Issue **
12:58 PNINF Pininfarina SPA Torino Ordinary Shares (Italy) 11/12/2013 100 Inactive Issue **
12:58 VNRGF Vienna Insurance Group, Wien Ordinary shares (Austria) 11/12/2013 100 Inactive Issue **
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
12:58 11/12/2013 ESRND BANJ Banjo & Matilda, Inc. Common Stock **
12:58 11/12/2013 LPSID LPSIF Legend Power Systems Inc Ordinary Shares **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:58 11/12/2013 CBYDF Corby Distilleries Ltd Vtg Sh Ordinary Shares CBYDF Corby Spirit and Wine Ltd Vtg Sh Ordinary Shares **
12:58 11/12/2013 CRBBF Corby Distilleries Ltd Vtg Sh Ordinary Shares CRBBF Corby Spirit and Wine Ltd Vtg Sh Cl B Ordinary Shares **
12:58 11/12/2013 EMBRD Embarr Downs, Inc. NEW Common Stock EMBR Embarr Downs, Inc. Common Stock **
12:58 11/12/2013 GVITD Kasten, Inc. (NEW) Common Stock KAST Kasten, Inc. Common Stock **
12:58 11/12/2013 HHDG Heavenly Hot Dogs, Inc.Common Stock HHDGD B4MC Gold Mines Inc. NEW Common Stock 3-1 F/S payable upon surrender **
12:58 11/12/2013 INKA Inka Productions Corporation Common Stock INKAD Texas South Energy, Inc. Common Stock 3-1 F/S payable upon surrender of old certificates **
12:58 11/12/2013 KATX KAT Exploration Inc Common Stock KATXD KAT Exploration Inc. NEW Common Stock 1-1000 R/S **
08:47 11/12/2013 LGMFF Lions Gate Metals Inc Ordinary Shares (Canada) LGMFD Lions Gate Metals Inc Ordinary Shares (Canada) 1-4 R/S. Effective on TSX 11/11/2013. **
12:58 11/12/2013 MEXPD In Ovations Holdings, Inc. (NEW) Common Stock (CO) INOH In Ovations Holdings, Inc. Common Stock (CO) **
12:58 11/12/2013 PHARD Nexus Energy Services, Inc. (NEW) Common Stock NESI Nexus Energy Services, Inc. Common Stock **
12:58 11/12/2013 SBRH Sebastian River Holdings Inc New Common Stock SBRHD Novacab International Inc (New) Common Stock 1-1,000 R/S **
12:58 11/12/2013 STKO Stakool, Inc. Common Stock FPFI Fresh Promise Foods, Inc. Common Stock **
Portal System Changes 11/11/2013 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 11/11/2013 12:00:00 AM
There are no entries for Private Placement Security issues.
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609."©2007 FINRA All rights reserved. | Legal Notices and Privacy Policy
