Spencer Pharmaceutical (SPPH)

[scion]

Pacer update 23 Jul 13 - SEC v. Spencer Pharmaceutical Inc et al CIVIL DOCKET FOR CASE #: 1:12-cv-12334-WGY

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

07/15/2013 47 ELECTRONIC Clerk's Notes for proceedings held before Judge William G. Young: Motion Hearing held on 7/15/2013 re 18 MOTION to Dismiss for Lack of Jurisdiction filed by Jean-Francois Amyot, 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Jean-Francois Amyot, 24 MOTION to Dismiss for Lack of Jurisdiction filed by Hilbroy Advisory Inc., IAB Media Inc., 20 MOTION to Dismiss for forum non conveniens filed by Jean-Francois Amyot, 26 MOTION to Dismiss for forum non conveniens filed by Hilbroy Advisory Inc., IAB Media Inc. The Motion to transfer case to Canada is denied. The Court hears arguments on the pending motions to dismiss and enters an Order denying without prejudice as to all motions. (Court Reporter: Donald Womack at [e-mail].)(Attorneys present: Drabick, Gwiazda for the pltf., Uretsky, Edwards for the deft.) (Gaudet, Jennifer) (Entered: 07/23/2013)

07/08/2013 46 Disclosure pursuant to Rule 26 by Ian Morrice.(Paine, Matthew) (Entered: 07/08/2013)

06/05/2013 45 AFFIDAVIT of Jonathan Uretsky in Support re 18 MOTION to Dismiss for Lack of Jurisdiction Reply In Further support of Motion filed by Jean-Francois Amyot. (Attachments: # 1 Ex 1)(Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 44 REPLY to Response to 18 MOTION to Dismiss for Lack of Jurisdiction filed by Jean-Francois Amyot. (Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 43 AFFIDAVIT of Jonathan Uretsky in Support re 24 MOTION to Dismiss for Lack of Jurisdiction Reply In Further support of Motion filed by Hilbroy Advisory Inc., IAB Media Inc.. (Attachments: # 1 Ex 1)(Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 42 REPLY to Response to 24 MOTION to Dismiss for Lack of Jurisdiction filed by Hilbroy Advisory Inc., IAB Media Inc.. (Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 41 AFFIDAVIT of Jonathan Uretsky in Support re 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM Reply In Further support of Motion filed by Jean-Francois Amyot. (Attachments: # 1 Ex. 1)(Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 40 REPLY to Response to 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Jean-Francois Amyot. (Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 39 REPLY to Response to 20 MOTION to Dismiss for forum non conveniens filed by Jean-Francois Amyot. (Uretsky, Jonathan) (Entered: 06/05/2013)

06/05/2013 38 REPLY to Response to 26 MOTION to Dismiss for forum non conveniens filed by Hilbroy Advisory Inc., IAB Media Inc.. (Uretsky, Jonathan) (Entered: 06/05/2013)

06/04/2013 37 AFFIDAVIT OF SERVICE Executed by Securities and Exchange Commission. IAB Media Inc. served on 4/8/2013, answer due 4/29/2013. Acknowledgement filed by Securities and Exchange Commission. (Huntington, Franklin) (Entered: 06/04/2013)

06/04/2013 36 AFFIDAVIT OF SERVICE Executed by Securities and Exchange Commission. Hilbroy Advisory Inc. served on 4/8/2013, answer due 4/29/2013. Acknowledgement filed by Securities and Exchange Commission. (Huntington, Franklin) (Entered: 06/04/2013)

06/04/2013 35 AFFIDAVIT OF SERVICE Executed by Securities and Exchange Commission. Jean-Francois Amyot served on 4/8/2013, answer due 4/29/2013. Acknowledgement filed by Securities and Exchange Commission. (Huntington, Franklin) (Entered: 06/04/2013)

05/31/2013 34 Second MEMORANDUM in Opposition re 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 20 MOTION to Dismiss for forum non conveniens, 18 MOTION to Dismiss for Lack of Jurisdiction , 24 MOTION to Dismiss for Lack of Jurisdiction , 26 MOTION to Dismiss for forum non conveniens (Conforming to Local Rule 7.1(b)(4) - 20 Pages) filed by Securities and Exchange Commission. (Attachments: # 1 Declaration of James R. Drabick in Support of Plaintiff's Opposition, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12)(Drabick, James) (Entered: 05/31/2013)

05/31/2013 33 Judge William G. Young: ELECTRONIC ORDER entered denying 30 Motion for Leave to File Excess Pages (Paine, Matthew) (Entered: 05/31/2013)

05/29/2013 32 MEMORANDUM in Opposition re 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 20 MOTION to Dismiss for forum non conveniens, 18 MOTION to Dismiss for Lack of Jurisdiction , 24 MOTION to Dismiss for Lack of Jurisdiction , 26 MOTION to Dismiss for forum non conveniens filed by Securities and Exchange Commission. (Attachments: # 1 Declaration of James R. Drabick in Support of Plaintiff's Opposition, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12)(Drabick, James) (Entered: 05/29/2013)
05/29/2013 31 NOTICE of Appearance by Amy Gwiazda on behalf of Securities and Exchange Commission (Gwiazda, Amy) (Entered: 05/29/2013)

05/29/2013 30 Assented to MOTION for Leave to File Excess Pages by Securities and Exchange Commission.(Drabick, James) (Entered: 05/29/2013)

05/20/2013 29 ELECTRONIC NOTICE Setting Hearing on Motion 20 MOTION to Dismiss for forum non conveniens, 26 MOTION to Dismiss for forum non conveniens, 18 MOTION to Dismiss for Lack of Jurisdiction , 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 24 MOTION to Dismiss for Lack of Jurisdiction : Motion Hearing set for 7/15/2013 02:00 PM in Courtroom 18 before Judge William G. Young. Responses due 5/29/2013. Reply briefs, if any, are due on or before 6/5/2013. (Gaudet, Jennifer) (Entered: 05/20/2013)

05/16/2013 28 ELECTRONIC NOTICE issued requesting courtesy copy for 25 Memorandum in Support of Motion, 21 Memorandum in Support of Motion, 18 MOTION to Dismiss for Lack of Jurisdiction , 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 19 Memorandum in Support of Motion, 27 Memorandum in Support of Motion, 24 MOTION to Dismiss for Lack of Jurisdiction , 23 Memorandum in Support of Motion, 20 MOTION to Dismiss for forum non conveniens, 26 MOTION to Dismiss for forum non conveniens. Counsel who filed this document are requested to submit a courtesy copy of this document (or documents) to the Clerk's Office attention Matt Paine - Docket Clerk - Judge Young. These documents must be clearly marked as a Courtesy Copy and reflect the document number assigned by CM/ECF. (Paine, Matthew) (Entered: 05/16/2013)

05/15/2013 27 MEMORANDUM in Support re 26 MOTION to Dismiss for forum non conveniens filed by Hilbroy Advisory Inc., IAB Media Inc.. (Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 26 MOTION to Dismiss for forum non conveniens by Hilbroy Advisory Inc., IAB Media Inc..(Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 25 MEMORANDUM in Support re 24 MOTION to Dismiss for Lack of Jurisdiction filed by Hilbroy Advisory Inc., IAB Media Inc.. (Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 24 MOTION to Dismiss for Lack of Jurisdiction by Hilbroy Advisory Inc., IAB Media Inc..(Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 23 MEMORANDUM in Support re 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Jean-Francois Amyot. (Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 22 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Jean-Francois Amyot.(Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 21 MEMORANDUM in Support re 20 MOTION to Dismiss for forum non conveniens filed by Jean-Francois Amyot. (Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 20 MOTION to Dismiss for forum non conveniens by Jean-Francois Amyot.(Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 19 MEMORANDUM in Support re 18 MOTION to Dismiss for Lack of Jurisdiction filed by Jean-Francois Amyot. (Uretsky, Jonathan) (Entered: 05/15/2013)

05/15/2013 18 MOTION to Dismiss for Lack of Jurisdiction by Jean-Francois Amyot.(Uretsky, Jonathan) (Entered: 05/15/2013)

05/09/2013 17 Judge William G. Young: ELECTRONIC ORDER entered granting 15 Motion for Leave to Appear Pro Hac Vice; granting 16 Motion for Leave to Appear Pro Hac Vice. Added Faun M. Phillipson and Jonathan C. Uretsky. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 05/09/2013)

05/08/2013 16 MOTION for Leave to Appear Pro Hac Vice for admission of Faun M. Phillipson Filing fee: $ 100, receipt number 0101-4445911 by Jean-Francois Amyot, Hilbroy Advisory Inc., IAB Media Inc.. (Attachments: # 1 Affidavit)(Edwards, Mitchell) (Entered: 05/08/2013)

05/08/2013 15 MOTION for Leave to Appear Pro Hac Vice for admission of Jonathan C. Uretsky Filing fee: $ 100, receipt number 0101-4445836 by Jean-Francois Amyot, Hilbroy Advisory Inc., IAB Media Inc.. (Attachments: # 1 Affidavit)(Edwards, Mitchell) (Entered: 05/08/2013)

05/08/2013 14 NOTICE of Appearance by Mitchell R. Edwards on behalf of Jean-Francois Amyot, Hilbroy Advisory Inc., IAB Media Inc. (Edwards, Mitchell) (Entered: 05/08/2013)

05/01/2013 13 Set/Reset Hearings: Ready for Trial on 5/5/2014 09:00 AM in Courtroom 18 before Judge William G. Young. (Gaudet, Jennifer) (Entered: 05/01/2013)

04/30/2013 12 ELECTRONIC Clerk's Notes for proceedings held before Judge William G. Young: Scheduling Conference held on 4/30/2013. The Court explains the requirements of the session. The parties do not want to proceed before a magistrate judge. The case is to go to ADR as of January 2014. The case is placed on the running trial list as of May 2104. A Final Pretrial Conference will be set for the month of April 2014. A joint proposed case management schedule is not required. Any motions for summary judgment shall be filed atleast three months prior to trial month. The pro se defendants are advised that counsel needs to be retained for the corporation defendant(s). (Court Reporter: No Court Reporter Used.) (Gaudet, Jennifer) (Entered: 05/01/2013)

04/16/2013 11 STATUS REPORT Regarding Service of Process and Defendants' Representation by Securities and Exchange Commission. (Drabick, James) (Entered: 04/16/2013)

04/16/2013 10 NOTICE of Appearance by James R. Drabick on behalf of Securities and Exchange Commission (Drabick, James) (Entered: 04/16/2013)

03/22/2013 9 NOTICE of Scheduling Conference. Scheduling Conference set for 4/30/2013 02:00 PM in Courtroom 18 before Judge William G. Young. (Gaudet, Jennifer) (Entered: 03/22/2013)

03/19/2013 8 ANSWER to 1 Complaint, by Ian Morrice.(Paine, Matthew) (Entered: 03/19/2013)

03/19/2013 7 ANSWER to 1 Complaint, by Maximilien Arella.(Paine, Matthew) (Entered: 03/19/2013)

01/30/2013 6 SUMMONS Returned Executed Ian Morrice served on 1/23/2012, answer due 2/13/2012. (Huntington, Franklin) (Entered: 01/30/2013)

01/30/2013 5 SUMMONS Returned Executed Maximilien Arella served on 1/21/2013, answer due 2/11/2013. (Huntington, Franklin) (Entered: 01/30/2013)

12/28/2012 4 SUMMONS Returned Executed Spencer Pharmaceutical Inc served on 12/28/2012, answer due 1/18/2013. (Huntington, Franklin) (Entered: 12/28/2012)

12/17/2012 3 Summons Issued as to Jean-Francois Amyot, Maximilien Arella, Hilbroy Advisory Inc., IAB Media Inc., Ian Morrice, Spencer Pharmaceutical Inc. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Danieli, Chris) (Entered: 12/17/2012)

12/17/2012 2 ELECTRONIC NOTICE of Case Assignment. Judge William G. Young assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Judith G. Dein. (Abaid, Kimberly) (Entered: 12/17/2012)

12/17/2012 1 COMPLAINT against IAB Media Inc., Maximilien Arella, Jean-Francois Amyot, Hilbroy Advisory Inc., Spencer Pharmaceutical Inc, Ian Morrice (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: # 1 Civil Cover Sheet, # 2 Category Sheet)(Huntington, Franklin) (Entered: 12/17/2012)


United States District Court
District of Massachusetts (Boston)
CIVIL DOCKET FOR CASE #: 1:12-cv-12334-WGY

Securities and Exchange Commission v. Spencer Pharmaceutical Inc et al
Assigned to: Judge William G. Young
Cause: 12:22 Securities Fraud
Date Filed: 12/17/2012
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Amy Gwiazda
United States Securities and Exchange Commission
33 Arch Street
23rd Flr.
Boston, MA 02110-1424
617-573-8839
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

James R. Drabick
Securities and Exchange Commission - MA
33 Arch Street
23rd Floor
Boston, MA 02110-1424
617-573-4535
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Franklin C. Huntington , IV
Securities and Exchange Commission
33 Arch Street
23rd Floor
Boston, MA 02110
617-573-8960
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Spencer Pharmaceutical Inc

Defendant
Jean-Francois Amyot
represented by Faun M. Phillipson
Phillipson & Uretsky LLP
111 Broadway
8th Floor
New York, NY 10006
212-571-1255
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jonathan C. Uretsky
Phillipson & Uretsky LLP
111 Broadway
8th Floor
New York, NY 10006
212-571-1255
Email: [e-mail]
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Mitchell R. Edwards
Hinckley Allen Snyder LLP
Suite 1500
50 Kennedy Plaza
Providence, RI 02903
401-274-2000
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

Defendant
Maximilien Arella
represented by Maximilien Arella
586 Giraud
Laval, QC H7X 3J6
Canada
514-995-9874
PRO SE

Defendant
Ian Morrice
represented by Ian Morrice
9 Okanagan Drive
Nepean, ON K2H 7E7
Canada
613-808-0542
PRO SE

Defendant
IAB Media Inc.
represented by Faun M. Phillipson
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jonathan C. Uretsky
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Mitchell R. Edwards
(See above for address)
ATTORNEY TO BE NOTICED

Defendant
Hilbroy Advisory Inc.
represented by Faun M. Phillipson
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jonathan C. Uretsky
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Mitchell R. Edwards
(See above for address)
ATTORNEY TO BE NOTICED

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl