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Wednesday, 01/02/2013 9:37:10 AM

Wednesday, January 02, 2013 9:37:10 AM

Post# of 16
MFSA WARNING Guardian Securities Limited

It has come to the Malta Financial Services Authority’s attention that the website of Guardian Securities Limited <www.guardiansecurities.net> states that the company is licenced by the MFSA to provide investment services.

The MFSA wishes to alert the public that, on the 28th November 2012, Guardian Securities Limited’s licence was revoked on regulatory grounds. This revocation was notified by means of the Authority’s public notice MFSA Ref: 64-2012, which was issued on the 29th November 2012.

The MFSA warns consumers of financial services not to enter into any financial services transaction with financial intermediaries, unless these are in possession of a licence to provide such services from the MFSA or from another foreign reputable financial services regulator.

A list of entities licenced by the MFSA and those licenced by European Authorities and which are allowed to provide investment services in Malta is available at the following link.

Should you have any queries regarding this warning, please do not hesitate to contact Dr Sarah Pulis spulis@mfsa.com.mt and Mr Nathan Fenech nfenech@mfsa.com.mt.

Communications Unit
Malta Financial Services Authority MFSA Warning: 07-2012
28th December, 2012

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