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Monday, June 11, 2012 1:13:11 PM
Intellectual Property
Patent Applications
Below is a table setting out the status and particulars of our patent applications:
Filing Date
Application No.
Country
Title
Status
June 22, 2005
60/692,959
US — provisional
Surgical Access
Instruments for Use
with Spinal or Orthopedic
Surgery (Cervical)
Converted to PCT
June 22, 2006
PCT/US06/24243
PCT
Surgical Access
Instruments for Use with
Spinal or Orthopedic
Surgery (Cervical)
National Phase Completed
June 22, 2005
11/155,175
US — utility
Surgical Access
Instruments for Use with
Delicate Tissues (Brain)
Final Office Action issued – response with one extension due August 23, 2009
November 27, 2006
PCT/US06/61246
PCT
Surgical Access
Instruments for Use with
Delicate Tissues (Brain)
National Phase Completed
June 22, 2006
2613323
Canada
Surgical Access
Instruments for Use with
Spinal or Orthopedic
Surgery
Pending
June 22, 2006
06785312.7
Europe
Surgical Access
Instruments for Use with
Spinal or Orthopedic
Surgery
Pending
June 22, 2006
299/KOLNP/2008
India
Surgical Access
Instruments for Use with
Spinal or Orthopedic
Surgery
Pending
June 22, 2006
188321
Israel
Surgical Access
Instruments for Use with
Spinal or Orthopedic
Surgery
Pending
June 22, 2006
2008-518369
Japan
Surgical Access
Instruments for Use with
Spinal or Orthopedic
Surgery
Published
December 20, 2007
11/993,280
US – utility
Surgical Access Instruments
Notice of Missing
27
--------------------------------------------------------------------------------
for use with spinal or orthopedic surgery
Requirements – Decl/POA due September 9, 2009
June 25, 2008
08107050.4
Hong Kong
Surgical Access Instruments for use with spinal or orthopedic surgery
Pending
September 18, 2008
61/098041
US – provisional
Surgical Access Instruments for use with Delicate Tissues (Brain)
Convert to utility – foreign file due September 18, 2009
May 25, 2009
Canada
Surgical Access Instruments for use with Delicate Tissues (Brain)
Pending
May 26, 2009
06840022.5
Europe
Surgical Access Instruments for use with Delicate Tissues (Brain)
Voluntary Amendments due August 18, 2009
May 26, 2009
1977/KOLNP/2009
India
Surgical Access Instruments for use with Delicate Tissues (Brain)
Pending
May 27, 2009
Japan
Surgical Access Instruments for use with Delicate Tissues (Brain)
Examination due November 27, 2009
June 26, 2009
2009124446
Russia
Surgical Access Instruments for use with Delicate Tissues (Brain)
Examination due November 27, 2009
July 27, 2009
China
Surgical Access Instruments for use with Delicate Tissues (Brain)
Examination due November 27, 2009
The above-indicated patent applications were invented by Dr. John Mangiardi, who assigned the rights to the Sawmill Trust on September 17, 2005 under the terms of an assignment agreement between the parties. The Sawmill Trust then, in turn, assigned the same rights to us on September 17, 2005 pursuant to an assignment agreement between the Sawmill Trust and the Company dated the same date. The consideration for such assignment was the issuance of one-third of the initial equity of our predecessor (Vycor Medical, LLC) and the inclusion of certain rights in favor or the Sawmill Trust, including but not limited to certain supermajority voting rights and the right to appoint members of the board of managers, which were incorporated in the Operating Agreement of such entity. Dr. Mangiardi’s wife, Pascale Mangiardi, who is a director of the Company, was the Settlor of the Sawmill Trust and Dr and Mrs. Mangiardi are both beneficiaries of the Sawmill Trust. The Sawmill Trust is an irrevocable trust and A. Mitchell Green is the sole Trustee and has sole voting power and investment power with respect to the assets of the trust.
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