We are on the Reg SHO list.
Reg SHO Threshold List
REG SHO Overview
As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:
There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
The security is included on a list published by a self-regulatory organization (SRO).
A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Note: The list below contains securities from OTCBB, Other OTC and NASDAQ markets. The totals below reflects the number of securities from each marketplace that are included in the list. Please review the "Market Category" field for the specific listing market for each security.
Market Category Counts
OTCBB (U) Other OTC (u) NASDAQ (Q,G,S)
5 12 9
File Download
Trade Date Download Link File Creation Timestamp
Friday, June 01, 2012 Download 6/1/2012 11:00:03 PM
Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
BISU BIO SOLUTIONS CORP COM u Y N
BLRX BIOLINERX LTD SPONSORED ADR (I S Y N
CALL MAGICJACK VOCALTEC LTD ORD SHS G Y N
CTCC CITY CAPITAL CORPORATION u Y N
DPMLF DUNDEE PRECIOUS METALS INC u N Y
GDFZY GDF SUEZ SPONSORED ADR (FRANCE u N Y
GENE GENETIC TECHS LTD S Y N
HLTOY HELLENIC TELECOMM ORG ADS(RP1/ u N Y
IAGI IA GLOBAL, INC. COMMON STOCK u Y N
IMGG IMAGING3 INC U Y N
IPMN Imperial Petroleum, Inc. New C U Y N
MMAX MMAX MEDIA INC COM STK (NV) U Y N
MSEH MESA ENERGY HLDGS INC COM STK U Y N
MTSXY METAL STORM LTD u Y N
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG u N Y
ROSG ROSETTA GENOMICS LTD ORD SHS N S Y N
SGAS Sino Gas International Holding U Y N
SQQQ PROSHARES ULTRAPRO SHORT QQQ N G Y N
TCEPY TIANJIN CAPITAL ENVIRONMENTAL u N Y
TMHO TALISMAN HLDGS INC COM STK (CO u Y N
TMKXY TMK OAO SPONSORED ADR (RU) u N Y
TQQQ PROSHARES ULTRAPRO QQQ G Y N
VCLT VANGUARD LG-TRM CORP BD ETF G Y N
VCSH VANGUARD SHT-TERM CORP BD ETF G Y N
VDCMY VODACOM GROUP LIMITED ADR (SO u N Y
ZAGG ZAGG INC COM STK Q Y N
Popular Sections:
Performance Statistics
NASDAQ Options Market
Advertise with us
Email Sign-Up
