PRE 14C All preliminary information statements, excluding, mergers, contested solicitations and special meetings. DEF 14C All types of definitive statements, excluding: mergers or acquisitions, contested solicitations and special meetings. Reg D Companies selling securities in reliance on a Regulation D exemption or a Section 4(6) exemption from the registration provisions of the '33 Act must file a Form D as notice of such a sale. The form must be filed no later than 15 days after the first sale. The exact form type is usually REGDEX, but may be a REG D-1 or similar. SB-2 This form may be used by "small business issuers" to register securities to be sold for cash. S-8 This form is used for the registration of securities to be offered to an issuer's employees pursuant to certain plans. S-1 This is the basic registration form. It can be used to register securities for which no other form is authorized or prescribed, except securities of foreign governments or political sub-divisions thereof. 1-E / 2-E Business development companies (BDC) can avail themselves of a more esoteric provision of the Securities Act – Regulation E, which provides an exemption from registration for securities issued by BDCs. In short, under Regulation E, a BDC may issue up to $5 million worth of securities a year without registration. Also under Regulation E, an individual may offer to sell up to $100,000 of securities in a BDC each year. 424B1, 2, 3, and 4 filings are final registration statements to register stock under previously filed SB-2 S-1 and S-2 filings, and they serve other purposes. EFFECT filings are notice's of effectiveness of POS AM's and some S filings ie: S-1, SB-2. The EFFECT filing comes prior to the 424B3 filing we see when the shares enter the market
So, as you can see, anything is possible.
I have NO IDEA what WILL happen; just hopeful of what CAN happen.
