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Re: fourkids_9pets post# 6458

Saturday, 06/25/2011 4:52:50 PM

Saturday, June 25, 2011 4:52:50 PM

Post# of 20257
**ADVISORY WARNING** Penson Under Investigation






Penson Worldwide, Inc. Under Investor Investigation Over Possible Violations Of Securities Laws
http://shareholdersfoundation.com/caseinvestigation/penson-worldwide-inc-under-investor-investigation-over-possible-violations-securit


Penson Clearing Firm Rattles Investors
http://online.barrons.com/article/SB50001424052970203869804576327382200170672.html?ru=yahoo&mod=yahoobarrons






Penson Discontinues Execution for Certain Non-DTCC Eligible Securities Effective May 2, 2011
http://www.tradingdirect.com/Static/StandAlone/non_dtcc_memo.html


Penson issues Notice June 24,2011
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=64598037


PENSON Update: June 25,2011
Important Notice to All Correspondents – New Low Priced Securities Deposit Policy

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=64615035



Non-DTCC eligible stock list
http://www.tradingdirect.com/Static/StandAlone/non_dtcc_list.pdf#zoom=80%


Clearing Firms By Broker
http://www.onlinebrokerrev.com/2011/01/broker-clearing-firms.html

Clearing firms used by the top independent broker-dealers
http://www.investmentnews.com/article/20081214/CHART/812119919



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