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HIFI

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HIFI

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Friday, 06/17/2011 6:05:16 PM

Friday, June 17, 2011 6:05:16 PM

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Investopedia explains SEC Form 15-12G
Section 12(g) of the Securities Exchange Act concerns exceptions to the normal filing requirements for registering a security with the SEC. The data provided to the SEC would be regarding why the security would be exempt from the 1934 act. Some examples would be mutual funds, some insurance company products, co-ops, etc.
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