Monday, May 23, 2011 10:34:47 AM
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http://dockets.justia.com/docket/new-york/nysdce/1:2011cv03259/379255/
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Case Number: 1:2011cv03259
Filed: May 13, 2011
Court: New York Southern District Court
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Leonard B. Sand
Nature of Suit: Other Statutes - Securities/Commodities/Exchanges
Cause: 15:78m(a) Securities Exchange Act
Jurisdiction: Federal Question
Jury Demanded By: Plaintiff
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Who is Sustainable Systems?
http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12915797
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What is 15:78(m)(a)?
http://www.law.cornell.edu/uscode/215/usc_sec_15_00000078---m000-.html
(a) Reports by issuer of security; contents
Every issuer of a security registered pursuant to section 78l of this title shall file with the Commission, in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate for the proper protection of investors and to insure fair dealing in the security—
(1) such information and documents (and such copies thereof) as the Commission shall require to keep reasonably current the information and documents required to be included in or filed with an application or registration statement filed pursuant to section 78l of this title, except that the Commission may not require the filing of any material contract wholly executed before July 1, 1962.
(2) such annual reports (and such copies thereof), certified if required by the rules and regulations of the Commission by independent public accountants, and such quarterly reports (and such copies thereof), as the Commission may prescribe.
Every issuer of a security registered on a national securities exchange shall also file a duplicate original of such information, documents, and reports with the exchange.
,
Did GERS not file something that they should have, and someone got their underwear in a bunch?
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