2008 Top 25 PIPE Investors
(ranked by # of deals)
Company Invested $(m) Avg. $(m) Deals
1 Downsview Capital, Inc. $20.31 $1.07 19
2 Enable Capital Management, LLC $31.50 $1.97 16
3 UBS AG $49.07 $3.77 14
3 Hudson Bay Capital Management LP $48.02 $3.43 14
5 Iroquois Capital L.P. $25.25 $1.94 13
5 Whalehaven Fund Ltd. $4.47 $0.41 13
7 Wellington Management Company, LLP $489.20 $44.47 12
7 Highbridge Capital Management, LLC $182.65 $16.60 12
9 Ramius Capital Group, LLC $131.23 $11.93 11
9 Yorkville Advisors, LLC $43.28 $3.93 11
9 Chestnut Ridge Capital $2.82 $0.26 11
12 Guerrilla Capital Management $13.94 $1.55 10
12 Atoll Asset Management, LLC $9.27 $1.03 10
12 LH Financial Services Corp. $5.04 $0.50 10
15 Whitebox Advisors, Inc. $59.54 $7.44 9
15 Victus Capital, LLC $35.00 $3.89 9
15 Crestview Capital Funds $5.09 $0.57 9
18 Ardsley Partners $30.84 $3.85 8
18 Professional Traders Management, LLC $16.15 $2.31 8
18 Octagon Capital Partners $0.70 $0.09 8
21 T. Rowe Price Group, Inc. $482.78 $80.46 7
21 Credit Suisse Group $416.62 $69.44 7
21 Deerfield Management Company $346.00 $57.67 7
21 Heights Capital Management, Inc. $124.06 $17.72 7
21 Quercus Trust $90.41 $12.92 7
http://www.streetinsider.com/Press+Releases/PrivateRaise+Releases+2008+Q1-Q2+PIPE+League+Tables%3B+Large+Companies+Turn+to+PIPEs+as+Small-cap+Activity+Drops/3878594.html
(courtesy of the N/I/R board)
