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Monday, December 11, 2017 1:21:00 PM
FINRA filed a disciplinary complaint against three brokers in connection with the sale of notes issued by Economic Development Finance Corporation (EDFC) a real estate development company in Massachusetts.
The complaint alleges that in all but one instance EDFC defaulted resulting in substantial losses. Miles A Bahl and Conrad R. Huss are charged with recklessly misrepresenting the notes to prospective investors.
Conrad Huss is not currently registered. He was previously registered with Ocean Cross Capital Markets 8/2011-1/2013. Prior to that he was registered with Southridge Investment Group 11/2006-9/2011 and before that du Pasquier & Co. 1/2005-10/2006.
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