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Friday, 11/24/2017 11:43:47 PM

Friday, November 24, 2017 11:43:47 PM

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Alpha holdings has been established by a team of seasoned finance professionals who have recognized an opportunity to combine a number of small fund management groups into one larger group thus capitalizing on manpower, administration and costs.

The company is growing its stable of fund management and financial services entities under a carefully designed and monitored plan where due diligence is the key to the acquisition and ongoing amalgamation of products and services are the key to growth. We are territory and fund sector agnostic seeking value and opportunity over any other factor.

Proprietary funds

Alpha have teamed up with a Luxembourg company, GFH Group, specialists in establishing highly regulated umbrella funds, fund administration and fund distribution to bring to the market Alphas own specialist funds range. The GFH route offers complete transparency and protection for the investor under Luxembourg regulation.




Alpha Special Situations fund.

With a core focus on companies in the later stages of preparing for a public listing and other high value propositions within listed equity, this fund will be target as small investments at significant discounts to the open market price.

Our corporate funding strategy incorporates 3 main uses of proceeds:

Stage A (pre IPO)
A company is funded through its early stages of corporate development in order to provide working capital for it to build corporate assets and ensure internal process control. A company who has already commenced the ‘go public route’ possible contribution to the ‘go public’ fee schedule enabling the company to achieve public status without a drag on the cash flows and capital. We will work with our partner company, GE Partners, to help prepare the company to be in the best possible shape for an IPO thus providing maximum gain for the fund. Investment at Stage A will be secured convertible debt with equity enhancements.

Stage B (post IPO)
To provide a company with the required capital to grow revenues through either its product portfolio or through regional expansion. Companies looking for stage B finance in order meet current liabilities will not be entertained, a clear and defined growth plan will be key to any decision process with expected likely discount target to current bid price of any security of 25 % to 50%. An M&A strategy could also be considered here.

Stage C (Private)
Private ventures with a defined asset valuation often offer tremendous growth potential without the need or potential for a public listing at this stage of a company’s development, but with a targeted IPO/ listing at some point in the next 24 months. Any investment in Stage C companies will be debt with equity combined. A company’s ability to service the debt alongside any securable assets will be key in the decision making process.

Anticipated spread of funds:
Stage A 50%
Stage B 25%
Stage C 20%
Cash 5%

The table below outlines the various phases at which we will consider an investment:
Phase Investment Interest Investment Prerequisites
Idea only None Not applicable
Seed Low Business Plan, Financials and beta customer
Start-up Medium Business Plan, careful cash management, min. 1 major customer contracts
1st Round/ Series A High Running business for min. 12 months, revenue, breakeven 18 months
2nd Round/ Series B High High margins, plus protected IP’s
3rd Round/ Series C Medium Mid-term operational plan, exponential proven growth prospects, regional expansion
Later rounds Low Not applicable
Mezzanine Stage None Not applicable


Alpha South East Asian Opportunities Fund



http://alphaholdingscorp.com/proprietary-funds

The Team
Management consists of seasoned finance professionals with vast experience in this sector and is supported further by a highly qualified board of directors again with extensive experience in the target market.

Management
Chairman – Peter Smith

Peter has been involved in the finance business since 1986 when he qualified as a stockbroker in London, Between 1993 and 2006 he built a successful financial services and fund company with $2.2bn under management, 23 offices and 300 + sales staff.

He exited that company in 2006 after replacing himself with a management team. In 2008 he started a new company involved in public markets, corporate finance and Merchant Banking where he is till the CEO.

Alpha was born in 2015 after a huge gap in the micro find management market place being noticed, He has extensive knowledge, experience and contacts within this sector on a global basis.


CFO – Enzo Taddei

In addition to being an accountant and tax consultant by profession, Enzo is proficient in three languages: English, Spanish and Italian.
He obtained a Degree in Economics from EADE University in Malaga (Spain) in 1998 and also a Bachelor in Business Administration (BBA) from the University of Wales in 1996. He also holds a “Masters Degree” in Spanish and International Taxation granted to him by EADE University in Malaga (Spain) in 2000.

He has worked directly in the Finance Industry for many years and was pivotal in the Due Diligence process for many of the acquisitions made by Peter Smith in 2004/5.


Managing Director – Nick Tuke

Nick has nearly 30 years’ experience within the financial services industry, both in retail and institutional sales. He started his career in 1986 as an assistant Gilt broker for Charles Fulton I.D.B. – one of the six Inter Dealer Broker firms set up in 1986 post big bang. Within 2 years Nick was a fully-fledged screen dealing broker, with clients including Bankers Trust, Merrill Lynch and R.B.S.

In 1991 Nick moved into the retail financial services arena, offering personal financial advice to individual clients, specifically with regard to their investment portfolios.

In the mid 1990’s Nick joined Peter Smiths international financial services company, working in South America offering holistic and tax efficient financial solutions to expatriate clients, and in 2001 Nick became Peter’s director for Latin America and the Caribbean within this company.

Returning to the U.K. in 2005 Nick joined NatWest bank as a Financial Planning Manager, looking after the banks clients savings and investments portfolios. As well as this role Nick would act as an area sales manager when required, with a span of control of up to 12 financial planning managers, ensuring that these managers were advising their clients in a competent and compliant manner, by way of file checks, observations of client meetings and regular training sessions.

In May of 2015 Nick re-joined Peter Smith to develop Alpha Holdings


Board of Directors
Chairman – Peter Smith

CFO – Enzo Taddei

Managing Director – Nick Tuke

Board Director – Kosala Heengama

Board Director – Gregory Scott Newsome

http://alphaholdingscorp.com/team