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Heat Biologics Inc NASDAQ: HTBX*
*Nasdaq FSI: *Deficient: Issuer Failed to Meet NASDAQ Continued Listing Requirements
Health Care : Biotechnology | Small Cap ValueCompany profile
BuySell
Price
$0.6194
Day's Change
0.0094 (1.54%)
Bid
0.6201
Ask
0.62
B/A Size
200x3300
Day's High
0.628
Day's Low
0.61
Volume(Heavy Day)
34,679
November 07, 2017 9:41am ET
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Heat Biologics Inc, Inst Holders, 3Q 2017 (HTBX)
3:50 am ET November 7, 2017 (Dow Jones) Print
The following table shows the largest shareholders in HEAT BIOLOGICS INC COM (HTBX) for the quarter ended September 30, 2017, listed by holding size. The list represents up to 50 of the largest holders in the company.
Note: Unless otherwise mentioned the reporting date is 09/30/2017
Institution Shares Shares % Last
Held Changed Held Report
Sabby Capital LLC 2,016,537 (428,703) 5.661 06/30
The Vanguard Group Inc. 657,788 70,290 1.847 06/30
KCG Americas LLC 145,330 (30,439) 0.408 06/30
Geode Capital Management LLC 79,837 0 0.224 06/30
Franklin Street Advisors Inc. 60,500 0 0.170 09/30
UBS Securities LLC 40,209 40,209 0.113 06/30
Northern Trust Investments In 25,304 0 0.071 06/30
Goldman Sachs & Co. LLC (Priva 23,397 (3,557) 0.066 06/30
Two Sigma Securities LLC 22,925 22,925 0.064 06/30
SEI Investments Management Cor 20,500 20,500 0.058 06/30
BNY Mellon Capital Markets LLC 13,399 666 0.038 06/30
Morgan Stanley Smith Barney LL 8,527 0 0.024 06/30
BlackRock Fund Advisors 3,404 508 0.010 06/30
BlackRock Advisors LLC 2,991 0 0.008 06/30
Morgan Stanley & Co. LLC 1,235 1,235 0.003 06/30
City National Rochdale LLC 1,000 0 0.003 06/30
Deutsche Asset Management Inve 200 0 0.001 06/30
Smithfield Trust Co. 100 0 0.000 06/30
Arxis Securities LLC 0 (43,057) 0.000 03/31
Manulife Asset Management Ltd. 0 (177) 0.000 06/30
Merrill Lynch Pierce Fenner 0 (848) 0.000 06/30
Deutsche Bank Securities Inc. 0 (220) 0.000 06/30
A.R.T. Advisors LLC 0 (69,588) 0.000 06/30
Tower Research Capital LLC 0 (3,247) 0.000 06/30
RBC Dominion Securities Inc. 0 (35) 0.000 06/30
OxFORD Asset Management LLP 0 (54,609) 0.000 06/30
13F data provided by: Factset Research Systems Inc.;
Please send questions to ownership@factset.com.
Copyright, Factset Research Systems, 2017. All Rights Reserved.
(END) Dow Jones Newswires
November 07, 2017 03:50 ET (08:50 GMT)
