Friday, August 18, 2017 2:19:13 PM
Security FALC / FalconStor Software, Inc.
Institutional Buyers 11
Opened Positions 9
Major holders that have opened new positions in FALC / FalconStor Software, Inc. include Nantahala Capital Management, LLC , Geode Capital Management, Llc , First Manhattan Co , UBS Group AG , Tower Research Capital LLC (TRC), Guggenheim Capital Llc , Henderson Group Plc, Goldman Sachs Group Inc , and Royal Bank Of Canada.
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This page shows institutions and funds that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions.
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File Date Form Investor Prev Shares Shares Change
(Percent) Prev Value
(x$1000) Current Value (x$1000) Change
(Percent)
2017-08-17 13F-HR/A HENDERSON GROUP PLC * 11,000 3
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 1,749 1,925 10.06 1 0 -100.00
2017-08-14 13F-HR Tower Research Capital LLC (TRC) * 46,516 12
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC * 15,392 4
2017-08-14 13F-HR ROYAL BANK OF CANADA * 117 0
2017-08-14 13F-HR Nantahala Capital Management, LLC * 2,841,368 737
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 10,900 3
2017-08-14 13F-HR UBS Group AG * 55,260 15
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 143,545 37
2017-08-11 13F-HR KCG HOLDINGS, INC. * 35,726 408,350 1,043.01 14 106 657.14
2017-07-28 13F-HR FIRST MANHATTAN CO * 139,406 3
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