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Re: badbadbad post# 48565

Friday, 08/18/2017 4:33:27 AM

Friday, August 18, 2017 4:33:27 AM

Post# of 60105
Wilson-Davis & Company-WD INVESTMENTS 236 So. Main St. - Salt Lake City, UT 84101
WDCO Shell Status Worksheet
Proposed Liquidation:
Customer: Issuer: Symbol:
Background Information:
Rule 144 is not available for the resale of securities issued by companies that are or ever have been a shell, defined
generally as a company with: (a) no or nominal assets; (b) assets consisting solely of cash and cash equivalents; or
(c) assets consisting of any amount of cash and cash equivalents and nominal other assets.
A former shell company can only cure its status if it files “Form 10 type information” (usually in a Form 8-K report)
reflecting the fact that it has ceased to be a shell company together with all Forms 10-Q and 10-K required during
the following year.
For Companies that File Periodic Reports with the SEC:
1. Has the Issuer filed all periodic reports required to be filed during the preceding 12 months (at least one 10-K
and three 10-Qs)? Yes ? No ?
2. Do all of such periodic reports include information, in both the text and the financial statements, describing
substantial assets, other than cash or cash items, and operations? Yes ? No ?
3. For most recent periodic report, which was either (complete one): an annual report on Form 10-K for the year
ended ____________; or a quarterly report on Form 10-Q for the quarter ended ____________, the Issuer had:
(a) Assets of cash and cash items totaling $____________ and gross assets of $____________
(b) Describe types of noncash assets:
(c) Revenues of $____________
(d) What is the Issuer’s business?
In order to liquidate the Securities, the Issuer must have substantial noncash/cash item assets
and substantial operations continuously for at least the last 12 months.
For Companies that Do Not Now File Periodic Reports with the SEC, but Did Previously:
1. The date the Rule 144 holding period started for the securities was:
2. Complete the following table for each year since inception of the Issuer to the date the Rule 144 holding period
commenced as stated above (attach all such financial statements or Internet links to public web site):
Year Cash-Cash Items Gross Assets Revenues Nature of Business
$ $ $
$ $ $
$ $ $
$ $ $
$ $ $
$ $ $
$ $ $
$ $ $
$ $ $
$ $ $
In order to liquidate the Securities, the Issuer must have substantial noncash/cash item assets
and substantial operations continuously from inception to the date of issuance of the Securities.
Signature of Registered Representative: Date: Signature of Reviewer:

http://www.wdco.com/uploads/files/8/SSW.pdf