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Re: ANTI-BAGHOLDER post# 20778

Tuesday, 07/11/2017 1:19:28 PM

Tuesday, July 11, 2017 1:19:28 PM

Post# of 21125
"A company must file reports with the SEC if:

it has 2,000 or more investors or more than 500 investors that do not qualify as 'accredited investors,' and $10 million or more in assets; or

it lists its securities on any 'national securities exchange,'; or

its securities are quoted on the OTCBB or in the OTCQB marketplace of OTC Link; or it has registered an offering of its securities under the Securities Act of 1933 and has more than 300 holders of record or more than 1,200 holders of record if a bank or bank holding company."

"Which Companies Don't Have to File Reports With the SEC?
Smaller companies - those with less than $10 million in assets, or fewer than 2,000 shareholders of record - generally do not have to file reports with the SEC."

https://www.sec.gov/reportspubs/investor-publications/investorpubsmicrocapstockhtm.html

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