Wednesday, July 05, 2017 9:10:33 AM
has filed their response to his attempt to have that decision made into a Judgement...
https://www.scribd.com/document/352809967/MOTION-TO-DISMISS-AND-VACATE-ARBITRATION-AWARD
They bring up some very INTERESTING points...
"CONCLUSION
Petitioner's testimony and the entire body of evidence supports Respondent's defenses
that Petitioner (i) is an unregistered broker, (ii) has been an unregistered broker for more than a
decade, (iii) entered into a contract to provide unregistered broker services to Respondent, and
(iv) offered to enter into multiple subsequent unregistered broker agreements with Respondent.
Petitioner is the definitional personification of an unregistered broker and is required to hold a
Series 79 designation with FINRA. Accordingly, the Arbitrator's determination that Petitioner
was simply a finder and not engaged in proscribed broker activities is completely irrational and
exhibits a manifest disregard of law. In addition, the Arbitrator's last-minute consideration of
non-existent law relating to a fictitious time bar to a defense, as well as the notion that an
innocent counterparty is a willing participant to an illegal contract when the petitioner is the
party that both created the illegality and concealed the facts necessary to reveal the illegality, are
completely irrational and exhibit a manifest disregard of law.
WHEREFORE, Respondent prays that (i) the Partial Final Award and Final Award be
vacated in their entirety, and (ii) the Petition be dismissed with prejudice."
If there is anyone out there with PROOF that BSethy did preform as a unregistered broker, please send the information to the SEC and FINRA.
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