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Tuesday, June 06, 2017 1:17:16 PM
Mondial Failed to Disclose the Issuance of Unregistered Shares 4. On November 5, 2013, Mondial filed with the Commission its Form 10-Q for the quarter ended September 30, 2013, and incorrectly reported the number of shares of common stock outstanding by more than 87 million shares, or more than 24 percent. 5. Between November 6, 2013 and January 9, 2014, Mondial sold more than 190 million shares of its common stock in transactions that were not registered under the Securities Act of 1933 (“Securities Act”). On November 6, 2013, the common stock sold exceeded five percent of the number of shares of common stock outstanding reported on Mondial’s November 5, 2013
https://www.sec.gov/litigation/admin/2014/34-73517.pdf
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