Wednesday, May 31, 2017 8:38:53 AM
SEC Reporting : Delinquent
The WARNING is on:
https://www.otcmarkets.com/stock/HERB/quote
https://www.otcmarkets.com/no-information-warning
If it doesn't come from SEC, it may come from FINRA ? Nasdaq ? OTC Markets/ ?
The Over -the-Counter(OTC)marketplace consists of OTCQX®,
OTCQB®,OTCBB and OTC Pink® securities quoted by market makers
on the OTC Link® ATS, OTC Market Group’s interdealer quotation
and trade messaging system, OTCBB securities quoted on FINRA’s
OTCBB system and securities with no quotes that are traded in
the grey market, Broker - dealer activities in the OTC market,
including their activities on the OTC Link and the OTCBB
interdealer quotation systems are regulated by the Financial
Industry Regulatory Authority (FINRA) and the U.S. Securities
and Exchange Commission (SEC).
So the WARNING I have mentionned is referring to FINRA or SEC Rules.
Recent HERB News
- Form C-AR - Annual Report • Edgar (US Regulatory) • 02/26/2024 01:00:26 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 02/12/2024 08:51:30 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 11/14/2023 07:00:08 PM
NanoViricides Reports that the Phase I NV-387 Clinical Trial is Completed Successfully and Data Lock is Expected Soon • NNVC • May 2, 2024 10:07 AM
ILUS Files Form 10-K and Provides Shareholder Update • ILUS • May 2, 2024 8:52 AM
Avant Technologies Names New CEO Following Acquisition of Healthcare Technology and Data Integration Firm • AVAI • May 2, 2024 8:00 AM
Bantec Engaged in a Letter of Intent to Acquire a Small New Jersey Based Manufacturing Company • BANT • May 1, 2024 10:00 AM
Cannabix Technologies to Deliver Breath Logix Alcohol Screening Device to Australia • BLO • Apr 30, 2024 8:53 AM
Hydromer, Inc. Reports Preliminary Unaudited Financial Results for First Quarter 2024 • HYDI • Apr 29, 2024 9:10 AM