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FINRA halts may be lifted when FINRA determines

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Tellin_Fibs Member Level  Friday, 05/19/17 07:52:16 AM
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Compensated Awareness Post - View Disclaimer
FINRA halts may be lifted when FINRA determines that the basis for the halt no longer exists or 10 days have past. After the halt ends, market participants may re-enter the stock if the piggyback qualification has not lapsed. If the piggyback qualification has lapsed then market participants may re-enter the stock if they comply with Rule 15c2-11. This rule requires the filing, with FINRA, of a new Form 211 which must include the issuer’s current financial information.

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