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Re: janice shell post# 46294

Thursday, 05/18/2017 9:28:50 PM

Thursday, May 18, 2017 9:28:50 PM

Post# of 54796
So if FINRA ruled against Nobilis, can we assume that either Nobilis did not provide information to the TA, or they did and the TA did nothing about it, thereby creating its own liability with FINRA? Further, if FINRA feels that the information is compelling enough to rule for COR, does this not create even more confusion about why the DTCC was so confident in moving forward with the entire CRGP dividend and aftermath since August, 2015?