Threshold Triggered

[fourkids_9pets]

4.18.17 .. Threshold


Trade Date Download Link File Creation Timestamp
Tuesday, April 18, 2017
Download
4/18/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIA	ISHARES S&P ASIA 50 ETF	        G	Y	N 
 ASPS	ALTISOURCE PORTFOLIO SOLUTIONS	Q	Y	N 
 CBIO	CATALYST BIOSCIENCES INC COM N	S	Y	N 
 CNCR	ETF SER SOLUTIONS LONCAR CANCE	G	Y	N 
 COOL	POLARITYTE INC COM (DE)	        S	Y	N 
 CTSO	CYTOSORBENTS CORP COM STK (NV)	S	Y	N 
 DCIX	DIANA CONTAINERSHIPS INC SHS N	Q	Y	N 
 DFNL	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DSLV	VELOCITYSHS 3X INVERSE SILVER	G	Y	N 
 DUSA	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DWLD	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 ESEA	EUROSEAS LTD SHS (MHL)	        S	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FMB    FIRST TR EXCHANGE-TRADED FD II	G	Y	N 
 FSZ	FIRST TRUST SWITZERLAND ALPHAD	G	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 LMRKP	LANDMARK INFRASTRUCTURE PARTNE	G	Y	N 
 MCEF	FIRST TR ETF VIII MUNICIPAL CE	G	Y	N 
 MESO	MESOBLAST LIMITED SPONSORED AD	Q	Y	N 
 NXTD	NXT-ID INC COM NEW	        S	Y	N 
 PUI	POWERSHARES DWA UTILITIES MOME	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 SCON	SUPERCONDUCTOR TECHS INC COM P	S	Y	N 
 SSH	SUNSHINE HEART INC COMMON STO	S	Y	N 
 TNXP	TONIX PHARMACEUTICALS HLDG COR	G	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 XTLB	XTL BIOPHARMACEUTICALS LTD. AM	S	Y	N

OTC Threshold Securities as of Apr 18, 2017 Threshold Issue Data Information
Issue


04/18/2017 BLTO Bingo Nation, Inc. Common Stock Other OTC N Y
04/18/2017 DOLV Dolat Ventures, Inc. Common Stock Other OTC Y N
04/18/2017 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y
04/18/2017 ECPCY Estacio Participacoes SA Sponsored ADR (Brazil) Other OTC N Y
04/18/2017 GIGL Giggles N' Hugs Inc. Common Stock Other OTC Y N
04/18/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
04/18/2017 ISDAY Israel Discount Bank Ltd Unsponsored ADR representing Class A Shares (Israel) Other OTC N Y
04/18/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
04/18/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
04/18/2017 MSLOY Mitsui Osk Lines Ltd Unsponsored ADR (Japan) Other OTC N Y
04/18/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
04/18/2017 NCMGY Newcrest Mining Ltd Sponsored American Depositary Shares Other OTC N Y
04/18/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
04/18/2017 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y
04/18/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y
04/18/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
04/18/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
04/18/2017 SHZNY Shenzhen Express Co Ltd H Shs Unsponsored ADR (China) Other OTC N Y
04/18/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
04/18/2017 TOSYY Toshiba Corp Unsponsored ADR (Japan) Other OTC N Y
04/18/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y