Threshold Triggered

[fourkids_9pets]

3.28.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Tuesday, March 28, 2017
Download
3/28/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 ASPS	ALTISOURCE PORTFOLIO SOLUTIONS	Q	Y	N 
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 BOTZ	GLOBAL X FDSROBOTICS & ARTIFIC	G	Y	N 
 BSPM	BIOSTAR PHARMACEUTICALS INC CO	S	Y	N 
 CARA	CARA THERAPEUTICS INC COM STK	G	Y	N 
 CFA	VICTORY PORTFOLIOS II SHS US 5	G	Y	N 
 CSB	VICTORY PORTF II SHS US SMALL	G	Y	N 
 DFNL	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DRAM	DATARAM CORP COM PAR $ NEW 201	S	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FEM	FIRST TRUST EMERGING MARKETS A	G	Y	N 
 FGM	FIRST TRUST GERMANY ALPHADEX F	G	Y	N 
 FLN	FIRST TRUST LATIN AMERICA ALPH	G	Y	N 
 FMB	FIRST TR EXCHANGE-TRADED FD II	G	Y	N 
 FSZ	FIRST TRUST SWITZERLAND ALPHAD	G	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 MOFG	MIDWESTONE FINANCIAL GP COM	Q	Y	N 
 MYOS	MYOS RENS TECHNOLOGY INC COM S	S	Y	N 
 PSCI	POWERSHARES S&P SMALLCAP INDUS	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 RFEU	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 RNVA	RENNOVA HEALTH INC NEW COM (DE	S	Y	N 
 SKLN	SKYLINE MEDICAL INC. COM PAR $	S	Y	N 
 SNSR	GLOBAL X FDSINTERNET OF THINGS	G	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 URRE	URANIUM RES INC COM STK (DE)	S	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N

OTC Threshold Securities as of Mar 28, 2017 Threshold Issue Data Information
Issue

03/28/2017 BDOUY BDO Unibank Inc Sponsored ADR (Phillippines) Other OTC N Y
03/28/2017 BKGFY Berkeley Group Holdings Plc Unsponsored ADR representing Ordinary Units Consisting of One Ordinary share & Four Class B Ordinary shares (UK) Other OTC N Y
03/28/2017 CTTAY Contl Ag Ord American Depositary Shares Other OTC N Y
03/28/2017 DNPLY Dai Nippon Printing Limited Japan Sponsored ADR Other OTC N Y
03/28/2017 DVDCY Davide Campari Spa Unsponsored ADR (Italy) Other OTC N Y
03/28/2017 EMMD Emedia Group Inc Common Stock Other OTC N Y
03/28/2017 ENDV Endonovo Therapeutics, Inc. Common Stock Other OTC Y N
03/28/2017 FORC Force Minerals Corporation Common Stock Other OTC Y N
03/28/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
03/28/2017 IHLDY Imperial Holdings Limited Sponsored ADR NEW (South Africa) Other OTC N Y
03/28/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
03/28/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y
03/28/2017 MGTI MGT CAP INVTS INC Common Stock Other OTC N Y
03/28/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
03/28/2017 OSIR OSIRIS THERAPEUTICS INC NEW Common Stock Other OTC N Y
03/28/2017 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
03/28/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
03/28/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
03/28/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y
03/28/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
03/28/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
03/28/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y
03/28/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
03/28/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y