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Re: 2014shelby post# 157190

Monday, 03/20/2017 9:31:50 PM

Monday, March 20, 2017 9:31:50 PM

Post# of 211437
It will motivate him to file.

I don't think it's too late, because he's probably been communicating directly with them, but you never know.

Assuming that our January emails caused the SEC to act, they probably contacted him sometime in late January, and I would hope that they worked out a schedule for the 2014 10-K and the rest of the filings. The schedule will probably be aggressive, because they would probably want to see DEWM catch up by November 15, 2017, when the 3Q/17 10-Q will be due.

Maybe they'll have him file an audited 10-K for 2016, which would include audited 2015 data, then fill in the quarterly reporting gaps at a later date.

Here's an interesting article about this, which includes a link to the SEC's Financial Reporting Manual:

https://www.theventurealley.com/2015/08/sec-guidance-on-catching-up-delinquent-filers/

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