Eastside Distilling Inc (EAST)

[Watcher31]

Statement of Changes in Beneficial Ownership (4)
Tweet Print
Alert
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person *
WICKERSHAM GROVER T 2. Issuer Name and Ticker or Trading Symbol
Eastside Distilling, Inc. [ ESDI ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director __ X __ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
Chairman of the Board
(Last) (First) (Middle)
430 CAMBRIDGE AVENUE, SUITE 100 3. Date of Earliest Transaction (MM/DD/YYYY)
10/13/2016
(Street)
PALO ALTO, CA 94306
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6343099 I By Employee Profit Sharing Plan (1)
Common Stock 2195088 D
Common Stock 4418000 I By Irrevocable Trust (2)
Common Stock 373328 I By Charitable Remainder Trust (3)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Option (right to buy) $0.09 10/13/2016 A 700000 10/13/2016 (4) 10/13/2026 Common Stock 700000 $0 (5) 700000 D
Common Stock Purchase Warrants (right to buy) $0.1 6/22/2016 (6) 6/22/2019 Common Stock 4000000 4000000 I By Irrevocable Trust (2)
Common Stock Purchase Warrants (right to buy) $0.1 6/22/2016 (6) 6/22/2019 Common Stock 2000000 2000000 D
Common Stock Purchase Warrants (right to buy) $0.1 6/30/2016 (6) 6/30/2019 Common Stock 500000 500000 I By Employees' Profit Sharing Plan (1)
Common Stock Purchase Warrants (right to buy) $0.1 6/30/2016 (6) 6/30/2019 Common Stock 500000 500000 I By Charitable Remainder Trust (3)
Common Stock Purchase Warrants (right to buy) $0.1 7/11/2016 (6) 7/11/2019 Common Stock 1200000 1200000 I By Employees' Profit Sharing Plan (1)