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Re: None

Monday, 01/23/2017 8:54:37 PM

Monday, January 23, 2017 8:54:37 PM

Post# of 63184
From the posted link at 'Securities 101'

On September 8, the SEC dismissed the Atlanta action without prejudice; as Tracy had assured the agency of his continued cooperation. That does not mean the investigation is over, only that Tracy wll produce the information requested by the SEC’s subpoena enforcement action. No further details will be made public by the SEC until and unless an enforcement action is brought.


So not only can we not prove he knew he was under investigation. But it was his clients that were under investigation. And currently is not under investigation.

All posts are opinions. I only take long positions on securities. Not a professional by any stretch.