Threshold Triggered

[fourkids_9pets]

12.29.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Thursday, December 29, 2016
Download
12/29/2016 11:00:20 PM
Threshold Security List

 
 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 ACWX	ISHARES MSCI ACWI EX US ETF	G	Y	N 
 ADMP	ADAMIS PHARMACEUTICALS CORP CO	S	Y	N 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 BBH	VANECK VECTORS ETF TR BIOTECH	G	Y	N 
 BOTZ	GLOBAL X FDSROBOTICS & ARTIFIC	G	Y	N 
 BSPM	BIOSTAR PHARMACEUTICALS INC CO	S	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CDL	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFA	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CID	VICTORY PORTFOLIOS II CEMP INT	G	Y	N 
 DGRS	WISDOMTREE TR US SMALL CAP QUA	G	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DXJS	WISDOMTREE TR JAPAN SMALLCAP H	G	Y	N 
 EVGBC	EATON VANCE NEXTSHARES TR GLOB	G	Y	N 
 FDIV	FIRST TRUST STRATEGIC INCOME	G	Y	N 
 FLAG	EXCHANGE TRADED CONCEPTS TR WE	G	Y	N 
 FYT	FIRST TRUST SMALL CAP VALUE A	G	Y	N 
 GLBS	GLOBUS MARITIME LIMITED SHS NE	S	Y	N 
 GRID	FIRST TR NASDAQ CLEAN EDGE SMA	G	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 NURO	NEUROMETRIX INC COM STK NEW (D	S	Y	N 
 OPTT	OCEAN PWR TECHNOLOGIES INC COM	S	Y	N 
 OPXA	OPEXA THERAPEUTICS, INC. COM P	S	Y	N 
 PFI	POWERSHARES DWA FINANCIAL MOM	G	Y	N 
 PRN	POWERSHARES DWA INDUSTRIALS M	G	Y	N 
 PSCE	POWERSHARES S&P SMALLCAP ENERG	G	Y	N 
 PSCF	POWERSHARES S&P SMALLCAP FINAN	G	Y	N 
 PSCH	POWERSHARES S&P SMALLCAP HEALT	G	Y	N 
 PSCM	POWERSHARES S&P SMALLCAP MATER	G	Y	N 
 PXI	POWERSHARES DWA ENERGY MOMENTU	G	Y	N 
 QABA	FIRST TRUST NASDAQ ABA COMMUNI	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 RGSE	REAL GOODS SOLAR INC CL A NEW	S	Y	N 
 RNVA	RENNOVA HEALTH INC COM	        S	Y	N 
 RXII	RXI PHARMACEUTICALS CORP COM S	S	Y	N 
 SCON	SUPERCONDUCTOR TECHS INC COM P	S	Y	N 
 SINO	SINO-GLOBAL SHIPPING AMERICA.L	S	Y	N 
 SKLN	SKYLINE MEDICAL INC. COM PAR $	S	Y	N 
 SNSR	GLOBAL X FDSINTERNET OF THINGS	G	Y	N 
 SP	SP PLUS CORP COM STK	        Q	Y	N 
 SSH	SUNSHINE HEART INC COMMON ST	S	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 VTWG	VANGUARD RUSSELL 2000 GROWTH E	G	Y	N 
 VYMI	VANGUARD WHITEHALL FDS INTL HI	G	Y	N 
 XGTI	XG TECHNOLOGY INC COM PAR $.00	S	Y	N 
 

OTC Threshold Securities as of Dec 29, 2016 Threshold Issue Data Information
Issue

12/29/2016 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y
12/29/2016 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
12/29/2016 ABEC Analytica Bio-Energy Corp. Common Stock Other OTC Y N
12/29/2016 GGTCF Auryn Resources Inc. Ordinary Shares (Canada) Other OTC N Y
12/29/2016 AVMXY Avita Medical Ltd. Sponsored ADR (Austrailia) Other OTC N Y
12/29/2016 BNTGY Brenntag AG, Muehleim/Ruhr Unsponsored American Depository Receipt (Germany) Other OTC N Y
12/29/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/29/2016 DKILY Daikin Inds Ltd Unsponsored ADR (Japan) Other OTC N Y
12/29/2016 GTOMY Gemalto NV Sponsored ADR (Netherlands) Other OTC N Y
12/29/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/29/2016 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y
12/29/2016 KMTUY Komatsu Ltd Ord American Depositary Shares Other OTC N Y
12/29/2016 LGFRY Longfor Properties Co Ltd Unsponsored ADR Other OTC N Y
12/29/2016 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y
12/29/2016 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
12/29/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/29/2016 OPESY Opera Software Asa Sponsored ADR (Norway) Other OTC N Y
12/29/2016 TRKK Orbital Tracking Corp Common Stock OTCBB Y N
12/29/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
12/29/2016 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y
12/29/2016 PTRC Petro River Oil Corp Common Shares Other OTC Y N
12/29/2016 PGENY Pigeon Corporation Unsponsored American Depository Receipt (Japan) Other OTC N Y
12/29/2016 RGLSF Regulus Resources, Inc. New Ordinary Shares (Canada) Other OTC N Y
12/29/2016 ROYMY Royal Mail PLC Unsponsored ADR (United Kingdom) Other OTC N Y
12/29/2016 SLCJY SLC Agricola Sa Sponsored American Depository Receipt (Brazil) Other OTC N Y
12/29/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
12/29/2016 SSPC SpendSmart Networks, Inc. Common Stock Other OTC Y N
12/29/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
12/29/2016 HPTO hopTo Inc. Common Stock Other OTC Y N